First Trust Senior Floating Rate Income Fund II
FCT- SEC CIK
- 0001282850
No open-market purchases or sales by First Trust Senior Floating Rate Income Fund II insiders were filed in the last 90 days; 88 institutions reported holding it in 13F filings for Q2 2026, worth $85.8M in total; no superinvestor holds it.
13F holders, Q2 2021
Institutional positions in First Trust Senior Floating Rate Income Fund II as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 59
- −4 vs. Q1 2021
- Shares held
- 7.80M
- −469.0K (−5.7%) vs. Q1 2021
- Total value
- $99.1M
- −$2.32M (−2.3%) vs. Q1 2021
- New holders
- 3
- 23 more added
- Sold out
- 7
- 16 more reduced
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FCT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 88 | $85.8M |
| Q1 2026 | 86 | $85.8M |
| Q4 2025 | 89 | $96.4M |
| Q3 2025 | 80 | $98.3M |
| Q2 2025 | 79 | $105.1M |
| Q1 2025 | 77 | $106.1M |
| Q4 2024 | 74 | $114.7M |
| Q3 2024 | 68 | $108.9M |
| Q2 2024 | 73 | $123.8M |
| Q1 2024 | 73 | $165.7M |
| Q4 2023 | 77 | $134.4M |
| Q3 2023 | 68 | $108.0M |
| Q2 2023 | 75 | $107.2M |
| Q1 2023 | 81 | $111.7M |
| Q4 2022 | 82 | $99.4M |
| Q3 2022 | 65 | $89.4M |
| Q2 2022 | 71 | $90.2M |
| Q1 2022 | 62 | $106.1M |
| Q4 2021 | 70 | $101.6M |
| Q3 2021 | 64 | $97.7M |
| Q2 2021 | 59 | $99.1M |
| Q1 2021 | 63 | $101.4M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding First Trust Senior Floating Rate Income Fund II; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Bank of America Corp | 1,449,610 | $18.4M | 0.00% | −390,808−21.2% | Reduced |
| Morgan Stanley | 1,378,614 | $17.5M | 0.00% | +191,880+16.2% | Added |
| Gradient Investments LLC | 913,086 | $11.6M | 0.34% | +484,972+113.3% | Added |
| Edgemoor Investment Advisors, Inc. | 879,446 | $11.2M | 1.04% | +81,994+10.3% | Added |
| Invesco Ltd. | 652,920 | $8.29M | 0.00% | −29,208−4.3% | Reduced |
| LPL Financial LLC | 538,286 | $6.84M | 0.01% | +148,632+38.1% | Added |
| UBS Group AG | 277,893 | $3.53M | 0.00% | +13,715+5.2% | Added |
| Stifel Financial Corp | 215,620 | $2.74M | 0.00% | +38,822+22.0% | Added |
| Commonwealth Equity Services, LLC | 174,071 | $2.21M | 0.01% | +4,209+2.5% | Added |
| TFG Advisers LLC | 165,868 | $2.11M | 1.02% | +5,592+3.5% | Added |
| Ameriprise Financial Inc | 139,935 | $1.78M | 0.00% | +52,964+60.9% | Added |
| Guggenheim Capital LLC | 121,384 | $1.54M | 0.01% | −17,141−12.4% | Reduced |
| Advisors Asset Management, Inc. | 74,292 | $944.0K | 0.01% | −276−0.4% | Reduced |
| Oppenheimer & Co Inc | 68,989 | $876.0K | 0.02% | −4,192−5.7% | Reduced |
| Mid Atlantic Financial Management Inc | 52,753 | $670.0K | 0.05% | +19,703+59.6% | Added |
| Advisor Group Holdings, Inc. | 49,185 | $625.0K | 0.00% | +19,264+64.4% | Added |
| Private Advisor Group, LLC | 46,001 | $584.0K | 0.01% | −2,014−4.2% | Reduced |
| Virtus ETF Advisers LLC | 43,175 | $548.0K | 0.23% | +12,853+42.4% | Added |
| National Asset Management, Inc. | 42,384 | $539.0K | 0.02% | +5,006+13.4% | Added |
| Royal Bank of Canada | 39,452 | $501.0K | 0.00% | +7,305+22.7% | Added |
| Thrivent Financial for Lutherans | 34,006 | $432.0K | 0.00% | +784+2.4% | Added |
| First Foundation Advisors | 33,075 | $420.0K | 0.02% | −5,800−14.9% | Reduced |
| Wells Fargo & Company | 31,067 | $394.0K | 0.00% | −7,850−20.2% | Reduced |
| WESCAP Management Group, Inc. | 30,599 | $388.0K | 0.11% | −6,547−17.6% | Reduced |
| SeaCrest Wealth Management, LLC | 27,987 | $355.0K | 0.04% | +4,771+20.6% | Added |
| Raymond James & Associates | 26,523 | $337.0K | 0.00% | −9,881−27.1% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 24,514 | $311.0K | 0.00% | +630+2.6% | Added |
| JPMorgan Chase & Co | 24,044 | $305.0K | 0.00% | 00.0% | Unchanged |
| Apriem Advisors | 23,000 | $292.0K | 0.04% | 00.0% | Unchanged |
| Shufro Rose & Co LLC | 21,100 | $268.0K | 0.02% | −600−2.8% | Reduced |
| Rockefeller Capital Management L.P. | 19,940 | $253.0K | 0.00% | +7,350+58.4% | Added |
| Whitener Capital Management, Inc. | 18,950 | $240.0K | 0.10% | −1,060−5.3% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 17,612 | $224.0K | 0.00% | +17,612 | New |
| DHJJ Financial Advisors, Ltd. | 17,275 | $219.0K | 0.12% | 00.0% | Unchanged |
| Cetera Advisor Networks LLC | 15,334 | $195.0K | 0.00% | +15,334 | New |
| Narwhal Capital Management | 15,165 | $193.0K | 0.02% | −2,165−12.5% | Reduced |
| Evoke Wealth, LLC | 15,164 | $193.0K | 0.01% | +5,991+65.3% | Added |
| Kestra Advisory Services, LLC | 15,015 | $191.0K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 13,930 | $175.0K | 0.01% | +41+0.3% | Added |
| Sentinel Pension Advisors Inc | 11,499 | $146.0K | 0.05% | +269+2.4% | Added |
| Lumature Wealth Partners, LLC | 10,000 | $127.0K | 0.05% | 00.0% | Unchanged |
| Barclays PLC | 9,785 | $124.0K | 0.00% | 00.0% | Unchanged |
| Westchester Capital Management, LLC | 5,810 | $74.0K | 0.00% | 00.0% | Unchanged |
| Hexagon Capital Partners LLC | 3,180 | $40.0K | 0.01% | 00.0% | Unchanged |
| Cullen/Frost Bankers, Inc. | 3,000 | $38.0K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 1,489 | $19.0K | 0.00% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 1,517 | $19.0K | 0.00% | +1,517 | New |
| Carmichael Hill & Associates, Inc. | 1,290 | $16.0K | 0.01% | +1,001+346.4% | Added |
| Cordasco Financial Network | 1,100 | $14.0K | 0.01% | 00.0% | Unchanged |
| AlphaMark Advisors, LLC | 1,000 | $13.0K | 0.00% | −1,500−60.0% | Reduced |
| Pacitti Group Inc. | 1,000 | $12.0K | 0.01% | −540−35.1% | Reduced |
| Northwestern Mutual Wealth Management Co | 500 | $6.00K | 0.00% | 00.0% | Unchanged |
| Princeton Global Asset Management LLC | 400 | $5.00K | 0.00% | 00.0% | Unchanged |
| CoreFirst Bank & Trust | 312 | $4.00K | 0.00% | 00.0% | Unchanged |
| American Portfolios Advisors | 313 | $3.98K | 0.00% | 00.0% | Unchanged |
| Key Financial Inc | 267 | $3.00K | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 200 | $3.00K | 0.00% | 00.0% | Unchanged |
| Panagora Asset Management Inc | 40 | $1.00K | 0.00% | −52−56.5% | Reduced |
| Global Retirement Partners, LLC | 41 | $1.00K | 0.00% | +1+2.5% | Added |
| Relative Value Partners Group, LLC | 0 | $0 | 0.00% | −913,981−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −180,880−100.0% | Sold out |
| Clough Capital Partners L P | 0 | $0 | 0.00% | −16,300−100.0% | Sold out |
| Koshinski Asset Management, Inc. | 0 | $0 | 0.00% | −10,668−100.0% | Sold out |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −7,384−100.0% | Sold out |
| Financial Enhancement Group LLC | 0 | $0 | 0.00% | −1,179−100.0% | Sold out |
| International Assets Investment Management, LLC | 0 | $0 | 0.00% | −1,162−100.0% | Sold out |