First Trust Senior Floating Rate Income Fund II
FCT- SEC CIK
- 0001282850
No open-market purchases or sales by First Trust Senior Floating Rate Income Fund II insiders were filed in the last 90 days; 88 institutions reported holding it in 13F filings for Q2 2026, worth $85.8M in total; no superinvestor holds it.
13F holders, Q4 2023
Institutional positions in First Trust Senior Floating Rate Income Fund II as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 77
- +9 vs. Q3 2023
- Shares held
- 11.2M
- +427.3K (+4.0%) vs. Q3 2023
- Total value
- $113.2M
- +$5.28M (+4.9%) vs. Q3 2023
- New holders
- 14
- 19 more added
- Sold out
- 5
- 24 more reduced
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FCT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 88 | $85.8M |
| Q1 2026 | 86 | $85.8M |
| Q4 2025 | 89 | $96.3M |
| Q3 2025 | 80 | $98.0M |
| Q2 2025 | 79 | $102.9M |
| Q1 2025 | 77 | $105.7M |
| Q4 2024 | 74 | $114.7M |
| Q3 2024 | 68 | $108.9M |
| Q2 2024 | 73 | $98.2M |
| Q1 2024 | 73 | $114.3M |
| Q4 2023 | 77 | $113.2M |
| Q3 2023 | 68 | $108.0M |
| Q2 2023 | 75 | $107.2M |
| Q1 2023 | 81 | $107.6M |
| Q4 2022 | 82 | $98.4M |
| Q3 2022 | 65 | $89.4M |
| Q2 2022 | 71 | $90.2M |
| Q1 2022 | 62 | $106.1M |
| Q4 2021 | 70 | $101.3M |
| Q3 2021 | 64 | $97.7M |
| Q2 2021 | 59 | $99.1M |
| Q1 2021 | 63 | $101.4M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding First Trust Senior Floating Rate Income Fund II; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 2,096,493 | $21.2M | 0.00% | +241,051+13.0% | Added |
| LPL Financial LLC | 1,344,704 | $13.6M | 0.01% | −27,075−2.0% | Reduced |
| Bank of America Corp | 941,762 | $9.50M | 0.00% | −148,915−13.7% | Reduced |
| Edgemoor Investment Advisors, Inc. | 746,834 | $7.54M | 0.79% | −32,197−4.1% | Reduced |
| 1607 Capital Partners, LLC | 677,415 | $6.84M | 0.48% | +46,100+7.3% | Added |
| Relative Value Partners Group, LLC | 560,545 | $5.66M | 0.35% | +140,539+33.5% | Added |
| Invesco Ltd. | 520,323 | $5.25M | 0.00% | −8,624−1.6% | Reduced |
| Guggenheim Capital LLC | 453,787 | $4.58M | 0.03% | −8,481−1.8% | Reduced |
| City of London Investment Management Co Ltd | 370,522 | $3.74M | 0.31% | −45,428−10.9% | Reduced |
| Jones Road Capital Management, L.P. | 370,054 | $3.73M | 3.94% | +135,054+57.5% | Added |
| Wagner Wealth Management, LLC | 292,322 | $2.95M | 0.99% | −14,639−4.8% | Reduced |
| Advisors Asset Management, Inc. | 263,495 | $2.66M | 0.05% | −39,580−13.1% | Reduced |
| D.A. Davidson & Co. | 220,839 | $2.23M | 0.02% | −14,920−6.3% | Reduced |
| UBS Group AG | 201,529 | $2.03M | 0.00% | −19,106−8.7% | Reduced |
| TFG Advisers LLC | 189,021 | $1.91M | 0.80% | +473+0.3% | Added |
| Royal Bank of Canada | 184,538 | $1.86M | 0.00% | +4,573+2.5% | Added |
| Commonwealth Equity Services, LLC | 181,495 | $1.83M | 0.00% | +13,695+8.2% | Added |
| GraniteShares Advisors LLC | 149,356 | $1.51M | 1.36% | +149,356 | New |
| CNH Partners LLC | 128,727 | $1.30M | 0.05% | +2,164+1.7% | Added |
| Sit Investment Associates Inc | 123,301 | $1.24M | 0.03% | +60,014+94.8% | Added |
| Ameriprise Financial Inc | 108,196 | $1.09M | 0.00% | +7,879+7.9% | Added |
| Stifel Financial Corp | 99,519 | $1.00M | 0.00% | −16,940−14.5% | Reduced |
| Advisor Group Holdings, Inc. | 91,982 | $928.1K | 0.00% | −10,821−10.5% | Reduced |
| Wells Fargo & Company | 68,793 | $694.1K | 0.00% | +393+0.6% | Added |
| Landscape Capital Management, L.L.C. | 63,812 | $643.9K | 0.06% | +63,812 | New |
| Shufro Rose & Co LLC | 52,400 | $524.0K | 0.05% | +800+1.6% | Added |
| Virtus ETF Advisers LLC | 48,868 | $493.1K | 0.31% | −19,233−28.2% | Reduced |
| Westchester Capital Management, LLC | 43,269 | $436.6K | 0.02% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 42,368 | $427.0K | 0.00% | +6,655+18.6% | Added |
| Rockefeller Capital Management L.P. | 39,067 | $394.2K | 0.00% | −5,941−13.2% | Reduced |
| Matisse Capital | 35,989 | $363.1K | 0.19% | −33,751−48.4% | Reduced |
| AEGON USA Investment Management, LLC | 30,017 | $302.9K | 0.22% | 00.0% | Unchanged |
| National Asset Management, Inc. | 27,955 | $282.1K | 0.01% | −11,202−28.6% | Reduced |
| Walleye Capital LLC | 26,820 | $270.6K | 0.00% | +26,820 | New |
| Shaker Financial Services, LLC | 26,675 | $269.2K | 0.11% | +1,999+8.1% | Added |
| Truist Financial Corp | 26,627 | $268.7K | 0.00% | 00.0% | Unchanged |
| Cetera Investment Advisers | 26,186 | $264.2K | 0.00% | −5,390−17.1% | Reduced |
| Envestnet Asset Management Inc | 25,227 | $254.5K | 0.00% | 00.0% | Unchanged |
| WESCAP Management Group, Inc. | 22,142 | $223.4K | 0.07% | 00.0% | Unchanged |
| Kingswood Wealth Advisors, LLC | 21,591 | $217.9K | 0.02% | +21,591 | New |
| Elequin Capital LP | 20,830 | $210.2K | 0.06% | +20,830 | New |
| CWM, LLC | 18,439 | $186.0K | 0.00% | +18,439 | New |
| Nomura Holdings Inc | 16,645 | $167.9K | 0.00% | +16,645 | New |
| Clough Capital Partners L P | 16,586 | $167.4K | 0.02% | 00.0% | Unchanged |
| Apriem Advisors | 16,200 | $163.5K | 0.02% | 00.0% | Unchanged |
| Oppenheimer & Co Inc | 15,854 | $160.0K | 0.00% | 00.0% | Unchanged |
| Thrivent Financial for Lutherans | 15,324 | $155.0K | 0.00% | −26,100−63.0% | Reduced |
| Coastal Investment Advisors, Inc. | 14,414 | $145.4K | 0.03% | +2,519+21.2% | Added |
| Whitener Capital Management, Inc. | 14,220 | $143.5K | 0.05% | −450−3.1% | Reduced |
| Cetera Advisor Networks LLC | 13,490 | $136.1K | 0.00% | +13,490 | New |
| Raymond James & Associates | 12,401 | $125.1K | 0.00% | +2,175+21.3% | Added |
| Wealth Enhancement Advisory Services, LLC | 12,225 | $123.3K | 0.00% | −2,000−14.1% | Reduced |
| Kestra Advisory Services, LLC | 10,877 | $109.7K | 0.00% | +32+0.3% | Added |
| SeaCrest Wealth Management, LLC | 10,675 | $104.4K | 0.01% | +10,675 | New |
| Cullen/Frost Bankers, Inc. | 10,000 | $100.9K | 0.00% | 00.0% | Unchanged |
| Concurrent Investment Advisors, LLC | 10,000 | $100.9K | 0.00% | +10,000 | New |
| Qube Research & Technologies Ltd | 9,785 | $98.7K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 9,174 | $92.6K | 0.00% | −200−2.1% | Reduced |
| Quarry LP | 5,664 | $57.1K | 0.03% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 4,586 | $46.3K | 0.00% | +4,586 | New |
| Gradient Investments LLC | 3,509 | $35.4K | 0.00% | 00.0% | Unchanged |
| Hexagon Capital Partners LLC | 3,261 | $32.9K | 0.01% | −137−4.0% | Reduced |
| NBC Securities, Inc. | 2,842 | $28.0K | 0.00% | 00.0% | Unchanged |
| Jones Financial Companies LLLP | 2,700 | $27.2K | 0.00% | +2,700 | New |
| Clear Point Advisors Inc. | 2,149 | $21.7K | 0.02% | +2,149 | New |
| Comerica Bank | 1,365 | $13.8K | 0.00% | +339+33.0% | Added |
| Whittier Trust Co | 1,358 | $13.7K | 0.00% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 1,277 | $12.6K | 0.00% | +2+0.2% | Added |
| AlphaMark Advisors, LLC | 1,000 | $10.0K | 0.00% | 00.0% | Unchanged |
| National Bank of Canada | 1,000 | $9.87K | 0.00% | 00.0% | Unchanged |
| Tidemark, LLC | 653 | $6.59K | 0.00% | +653 | New |
| IFP Advisors, Inc | 550 | $5.55K | 0.00% | −565−50.7% | Reduced |
| Beacon Capital Management, LLC | 383 | $3.83K | 0.00% | 00.0% | Unchanged |
| CoreFirst Bank & Trust | 312 | $3.15K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 150 | $1.51K | 0.00% | 00.0% | Unchanged |
| Carmichael Hill & Associates, Inc. | 149 | $1.50K | 0.00% | −140−48.4% | Reduced |
| Huntington National Bank | – | $10 | 0.00% | – | – |
| Evoke Wealth, LLC | 0 | $0 | 0.00% | −74,975−100.0% | Sold out |
| TFB Advisors LLC | 0 | $0 | 0.00% | −18,055−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −12,586−100.0% | Sold out |
| Stonebridge Capital Advisors LLC | 0 | $0 | 0.00% | −3,180−100.0% | Sold out |
| Cary Street Partner Investment Advisory LLC | 0 | $0 | 0.00% | −300−100.0% | Sold out |