First Trust Senior Floating Rate Income Fund II
FCT- SEC CIK
- 0001282850
No open-market purchases or sales by First Trust Senior Floating Rate Income Fund II insiders were filed in the last 90 days; 88 institutions reported holding it in 13F filings for Q2 2026, worth $85.8M in total; no superinvestor holds it.
13F holders, Q3 2022
Institutional positions in First Trust Senior Floating Rate Income Fund II as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 65
- −3 vs. Q2 2022
- Shares held
- 8.95M
- +165.7K (+1.9%) vs. Q2 2022
- Total value
- $89.4M
- +$1.66M (+1.9%) vs. Q2 2022
- New holders
- 5
- 24 more added
- Sold out
- 8
- 24 more reduced
3 institutions that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FCT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 88 | $85.8M |
| Q1 2026 | 86 | $85.8M |
| Q4 2025 | 89 | $96.3M |
| Q3 2025 | 80 | $98.0M |
| Q2 2025 | 79 | $102.9M |
| Q1 2025 | 77 | $105.7M |
| Q4 2024 | 74 | $114.7M |
| Q3 2024 | 68 | $108.9M |
| Q2 2024 | 73 | $98.2M |
| Q1 2024 | 73 | $114.3M |
| Q4 2023 | 77 | $113.2M |
| Q3 2023 | 68 | $108.0M |
| Q2 2023 | 75 | $107.2M |
| Q1 2023 | 81 | $107.6M |
| Q4 2022 | 82 | $98.4M |
| Q3 2022 | 65 | $89.4M |
| Q2 2022 | 71 | $90.2M |
| Q1 2022 | 62 | $106.1M |
| Q4 2021 | 70 | $101.3M |
| Q3 2021 | 64 | $97.7M |
| Q2 2021 | 59 | $99.1M |
| Q1 2021 | 63 | $101.4M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding First Trust Senior Floating Rate Income Fund II; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Bank of America Corp | 1,243,930 | $12.4M | 0.00% | −51,147−3.9% | Reduced |
| LPL Financial LLC | 986,054 | $9.85M | 0.01% | +55,659+6.0% | Added |
| Edgemoor Investment Advisors, Inc. | 849,324 | $8.48M | 1.13% | +1820.0% | Added |
| Oaktree Capital Management LPSuperinvestorOaktree Capital | 809,115 | $8.08M | 0.09% | +587,910+265.8% | Added |
| Guggenheim Capital LLC | 654,247 | $6.54M | 0.06% | +61,977+10.5% | Added |
| Invesco Ltd. | 514,927 | $5.14M | 0.00% | +147,823+40.3% | Added |
| Morgan Stanley | 456,720 | $4.56M | 0.00% | −287,538−38.6% | Reduced |
| Gradient Investments LLC | 421,740 | $4.21M | 0.13% | −333,454−44.2% | Reduced |
| D.A. Davidson & Co. | 284,006 | $2.84M | 0.04% | +24,147+9.3% | Added |
| UBS Group AG | 273,300 | $2.73M | 0.00% | −14,303−5.0% | Reduced |
| GraniteShares Advisors LLC | 242,601 | $2.42M | 1.97% | −2,894−1.2% | Reduced |
| TFG Advisers LLC | 192,624 | $1.92M | 1.07% | −7,109−3.6% | Reduced |
| Advisors Asset Management, Inc. | 168,149 | $1.68M | 0.03% | −5,121−3.0% | Reduced |
| Royal Bank of Canada | 157,048 | $1.57M | 0.00% | +7,900+5.3% | Added |
| Stifel Financial Corp | 123,762 | $1.24M | 0.00% | −12,012−8.8% | Reduced |
| EWG Elevate Inc. | 113,497 | $1.13M | 0.64% | +3,129+2.8% | Added |
| Ameriprise Financial Inc | 101,587 | $1.01M | 0.00% | −27,677−21.4% | Reduced |
| Advisor Group Holdings, Inc. | 91,750 | $917.0K | 0.00% | +11,568+14.4% | Added |
| Raymond James Financial Services Advisors, Inc. | 88,129 | $880.0K | 0.00% | +7,431+9.2% | Added |
| Thrivent Financial for Lutherans | 78,790 | $788.0K | 0.00% | 00.0% | Unchanged |
| Evoke Wealth, LLC | 74,975 | $749.0K | 0.03% | +45+0.1% | Added |
| Matisse Capital | 74,274 | $742.0K | 0.94% | +74,274 | New |
| Wolverine Asset Management LLC | 67,749 | $676.0K | 0.01% | +65,947+3,659.7% | Added |
| Raymond James & Associates | 66,303 | $662.0K | 0.00% | −19,308−22.6% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 60,008 | $599.0K | 0.00% | +9,645+19.2% | Added |
| Rockefeller Capital Management L.P. | 51,056 | $510.0K | 0.00% | −663−1.3% | Reduced |
| Virtus ETF Advisers LLC | 48,234 | $482.0K | 0.19% | −3,460−6.7% | Reduced |
| Landscape Capital Management, L.L.C. | 45,991 | $459.0K | 0.06% | +18,679+68.4% | Added |
| National Asset Management, Inc. | 45,696 | $457.0K | 0.01% | +6,255+15.9% | Added |
| Wells Fargo & Company | 34,739 | $347.0K | 0.00% | −7,450−17.7% | Reduced |
| Shaker Financial Services, LLC | 33,101 | $331.0K | 0.16% | +7,459+29.1% | Added |
| Commonwealth Equity Services, LLC | 32,050 | $320.0K | 0.00% | −2,185−6.4% | Reduced |
| Ameritas Advisory Services, LLC | 30,276 | $302.0K | 0.02% | 00.0% | Unchanged |
| Truist Financial Corp | 28,918 | $289.0K | 0.00% | +1,118+4.0% | Added |
| Relative Value Partners Group, LLC | 28,523 | $285.0K | 0.02% | +28,523 | New |
| American Portfolios Advisors | 27,038 | $270.1K | 0.01% | −2,500−8.5% | Reduced |
| Apriem Advisors | 24,500 | $245.0K | 0.04% | −2,900−10.6% | Reduced |
| Westchester Capital Management, LLC | 23,593 | $236.0K | 0.01% | 00.0% | Unchanged |
| Shufro Rose & Co LLC | 23,600 | $236.0K | 0.02% | +2,500+11.8% | Added |
| TownSquare Capital, LLC | 22,603 | $226.0K | 0.01% | −110,341−83.0% | Reduced |
| WESCAP Management Group, Inc. | 22,142 | $221.0K | 0.08% | −8,457−27.6% | Reduced |
| Envestnet Asset Management Inc | 22,057 | $220.0K | 0.00% | −9,781−30.7% | Reduced |
| Logan Stone Capital, LLC | 20,303 | $203.0K | 0.13% | +20,303 | New |
| Goldman Sachs Group Inc | 19,676 | $197.0K | 0.00% | −700−3.4% | Reduced |
| IFP Advisors, Inc | 12,955 | $185.0K | 0.01% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 18,240 | $182.0K | 0.00% | +250+1.4% | Added |
| Oppenheimer & Co Inc | 16,132 | $161.0K | 0.00% | −7,199−30.9% | Reduced |
| AEGON USA Investment Management, LLC | 14,889 | $149.0K | 0.09% | +14,889 | New |
| DHJJ Financial Advisors, Ltd. | 13,125 | $131.0K | 0.08% | −800−5.7% | Reduced |
| Geneos Wealth Management Inc. | 12,918 | $129.0K | 0.01% | −14,917−53.6% | Reduced |
| Kestra Advisory Services, LLC | 12,724 | $127.0K | 0.00% | 00.0% | Unchanged |
| Sentinel Pension Advisors Inc | 12,696 | $127.0K | 0.04% | +261+2.1% | Added |
| Coastal Investment Advisors, Inc. | 12,479 | $125.0K | 0.03% | −1,007−7.5% | Reduced |
| Integrated Wealth Concepts LLC | 12,074 | $121.0K | 0.00% | +45+0.4% | Added |
| Koshinski Asset Management, Inc. | 10,540 | $105.0K | 0.01% | +216+2.1% | Added |
| Lumature Wealth Partners, LLC | 10,000 | $100.0K | 0.05% | 00.0% | Unchanged |
| Hexagon Capital Partners LLC | 3,357 | $34.0K | 0.01% | +8+0.2% | Added |
| Global Retirement Partners, LLC | 1,270 | $12.0K | 0.00% | +1+0.1% | Added |
| Northwestern Mutual Wealth Management Co | 1,126 | $11.0K | 0.00% | +1,126 | New |
| AlphaMark Advisors, LLC | 1,000 | $10.0K | 0.00% | 00.0% | Unchanged |
| Beacon Capital Management, LLC | 383 | $4.00K | 0.00% | 00.0% | Unchanged |
| Princeton Global Asset Management LLC | 400 | $4.00K | 0.00% | 00.0% | Unchanged |
| Carmichael Hill & Associates, Inc. | 289 | $3.00K | 0.00% | 00.0% | Unchanged |
| Key Financial Inc | 267 | $3.00K | 0.00% | 00.0% | Unchanged |
| CoreFirst Bank & Trust | 312 | $3.00K | 0.00% | 00.0% | Unchanged |
| StoneX Group Inc. | 0 | $0 | 0.00% | −22,929−100.0% | Sold out |
| Midwest Heritage Bank, FSB | 0 | $0 | 0.00% | −13,598−100.0% | Sold out |
| Jaffetilchin Investment Partners, LLC | 0 | $0 | 0.00% | −10,133−100.0% | Sold out |
| SeaCrest Wealth Management, LLC | 0 | $0 | 0.00% | −7,753−100.0% | Sold out |
| Ahrens Investment Partners LLC | 0 | $0 | 0.00% | −2,220−100.0% | Sold out |
| Patriot Financial Group Insurance Agency, LLC | 0 | $0 | 0.00% | −1,600−100.0% | Sold out |
| Venture Visionary Partners LLC | 0 | $0 | 0.00% | −1,564−100.0% | Sold out |
| CoreCap Advisors, LLC | 0 | $0 | 0.00% | −881−100.0% | Sold out |
| Glassy Mountain Advisors, Inc. | – | – | – | – | Not filed |
| Titus Wealth Management | – | – | – | – | Not filed |
| Cordasco Financial Network | – | – | – | – | Not filed |