First Trust Senior Floating Rate Income Fund II
FCT- SEC CIK
- 0001282850
No open-market purchases or sales by First Trust Senior Floating Rate Income Fund II insiders were filed in the last 90 days; 88 institutions reported holding it in 13F filings for Q2 2026, worth $85.8M in total; no superinvestor holds it.
13F holders, Q3 2022
Institutional positions in First Trust Senior Floating Rate Income Fund II as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 65
- −3 vs. Q2 2022
- Shares held
- 8.95M
- +165.7K (+1.9%) vs. Q2 2022
- Total value
- $89.4M
- +$1.66M (+1.9%) vs. Q2 2022
- New holders
- 5
- 24 more added
- Sold out
- 8
- 24 more reduced
3 institutions that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FCT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 88 | $85.8M |
| Q1 2026 | 86 | $85.8M |
| Q4 2025 | 89 | $96.3M |
| Q3 2025 | 80 | $98.0M |
| Q2 2025 | 79 | $102.9M |
| Q1 2025 | 77 | $105.7M |
| Q4 2024 | 74 | $114.7M |
| Q3 2024 | 68 | $108.9M |
| Q2 2024 | 73 | $98.2M |
| Q1 2024 | 73 | $114.3M |
| Q4 2023 | 77 | $113.2M |
| Q3 2023 | 68 | $108.0M |
| Q2 2023 | 75 | $107.2M |
| Q1 2023 | 81 | $107.6M |
| Q4 2022 | 82 | $98.4M |
| Q3 2022 | 65 | $89.4M |
| Q2 2022 | 71 | $90.2M |
| Q1 2022 | 62 | $106.1M |
| Q4 2021 | 70 | $101.3M |
| Q3 2021 | 64 | $97.7M |
| Q2 2021 | 59 | $99.1M |
| Q1 2021 | 63 | $101.4M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding First Trust Senior Floating Rate Income Fund II; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Carmichael Hill & Associates, Inc. | 289 | $3.00K | 0.00% | 00.0% | Unchanged |
| Key Financial Inc | 267 | $3.00K | 0.00% | 00.0% | Unchanged |
| CoreFirst Bank & Trust | 312 | $3.00K | 0.00% | 00.0% | Unchanged |
| Beacon Capital Management, LLC | 383 | $4.00K | 0.00% | 00.0% | Unchanged |
| Princeton Global Asset Management LLC | 400 | $4.00K | 0.00% | 00.0% | Unchanged |
| AlphaMark Advisors, LLC | 1,000 | $10.0K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 1,126 | $11.0K | 0.00% | +1,126 | New |
| Global Retirement Partners, LLC | 1,270 | $12.0K | 0.00% | +1+0.1% | Added |
| Hexagon Capital Partners LLC | 3,357 | $34.0K | 0.01% | +8+0.2% | Added |
| Lumature Wealth Partners, LLC | 10,000 | $100.0K | 0.05% | 00.0% | Unchanged |
| Koshinski Asset Management, Inc. | 10,540 | $105.0K | 0.01% | +216+2.1% | Added |
| Integrated Wealth Concepts LLC | 12,074 | $121.0K | 0.00% | +45+0.4% | Added |
| Coastal Investment Advisors, Inc. | 12,479 | $125.0K | 0.03% | −1,007−7.5% | Reduced |
| Kestra Advisory Services, LLC | 12,724 | $127.0K | 0.00% | 00.0% | Unchanged |
| Sentinel Pension Advisors Inc | 12,696 | $127.0K | 0.04% | +261+2.1% | Added |
| Geneos Wealth Management Inc. | 12,918 | $129.0K | 0.01% | −14,917−53.6% | Reduced |
| DHJJ Financial Advisors, Ltd. | 13,125 | $131.0K | 0.08% | −800−5.7% | Reduced |
| AEGON USA Investment Management, LLC | 14,889 | $149.0K | 0.09% | +14,889 | New |
| Oppenheimer & Co Inc | 16,132 | $161.0K | 0.00% | −7,199−30.9% | Reduced |
| HighTower Advisors, LLC | 18,240 | $182.0K | 0.00% | +250+1.4% | Added |
| IFP Advisors, Inc | 12,955 | $185.0K | 0.01% | 00.0% | Unchanged |
| Goldman Sachs Group Inc | 19,676 | $197.0K | 0.00% | −700−3.4% | Reduced |
| Logan Stone Capital, LLC | 20,303 | $203.0K | 0.13% | +20,303 | New |
| Envestnet Asset Management Inc | 22,057 | $220.0K | 0.00% | −9,781−30.7% | Reduced |
| WESCAP Management Group, Inc. | 22,142 | $221.0K | 0.08% | −8,457−27.6% | Reduced |
| TownSquare Capital, LLC | 22,603 | $226.0K | 0.01% | −110,341−83.0% | Reduced |
| Westchester Capital Management, LLC | 23,593 | $236.0K | 0.01% | 00.0% | Unchanged |
| Shufro Rose & Co LLC | 23,600 | $236.0K | 0.02% | +2,500+11.8% | Added |
| Apriem Advisors | 24,500 | $245.0K | 0.04% | −2,900−10.6% | Reduced |
| American Portfolios Advisors | 27,038 | $270.1K | 0.01% | −2,500−8.5% | Reduced |
| Relative Value Partners Group, LLC | 28,523 | $285.0K | 0.02% | +28,523 | New |
| Truist Financial Corp | 28,918 | $289.0K | 0.00% | +1,118+4.0% | Added |
| Ameritas Advisory Services, LLC | 30,276 | $302.0K | 0.02% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 32,050 | $320.0K | 0.00% | −2,185−6.4% | Reduced |
| Shaker Financial Services, LLC | 33,101 | $331.0K | 0.16% | +7,459+29.1% | Added |
| Wells Fargo & Company | 34,739 | $347.0K | 0.00% | −7,450−17.7% | Reduced |
| National Asset Management, Inc. | 45,696 | $457.0K | 0.01% | +6,255+15.9% | Added |
| Landscape Capital Management, L.L.C. | 45,991 | $459.0K | 0.06% | +18,679+68.4% | Added |
| Virtus ETF Advisers LLC | 48,234 | $482.0K | 0.19% | −3,460−6.7% | Reduced |
| Rockefeller Capital Management L.P. | 51,056 | $510.0K | 0.00% | −663−1.3% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 60,008 | $599.0K | 0.00% | +9,645+19.2% | Added |
| Raymond James & Associates | 66,303 | $662.0K | 0.00% | −19,308−22.6% | Reduced |
| Wolverine Asset Management LLC | 67,749 | $676.0K | 0.01% | +65,947+3,659.7% | Added |
| Matisse Capital | 74,274 | $742.0K | 0.94% | +74,274 | New |
| Evoke Wealth, LLC | 74,975 | $749.0K | 0.03% | +45+0.1% | Added |
| Thrivent Financial for Lutherans | 78,790 | $788.0K | 0.00% | 00.0% | Unchanged |
| Raymond James Financial Services Advisors, Inc. | 88,129 | $880.0K | 0.00% | +7,431+9.2% | Added |
| Advisor Group Holdings, Inc. | 91,750 | $917.0K | 0.00% | +11,568+14.4% | Added |
| Ameriprise Financial Inc | 101,587 | $1.01M | 0.00% | −27,677−21.4% | Reduced |
| EWG Elevate Inc. | 113,497 | $1.13M | 0.64% | +3,129+2.8% | Added |
| Stifel Financial Corp | 123,762 | $1.24M | 0.00% | −12,012−8.8% | Reduced |
| Royal Bank of Canada | 157,048 | $1.57M | 0.00% | +7,900+5.3% | Added |
| Advisors Asset Management, Inc. | 168,149 | $1.68M | 0.03% | −5,121−3.0% | Reduced |
| TFG Advisers LLC | 192,624 | $1.92M | 1.07% | −7,109−3.6% | Reduced |
| GraniteShares Advisors LLC | 242,601 | $2.42M | 1.97% | −2,894−1.2% | Reduced |
| UBS Group AG | 273,300 | $2.73M | 0.00% | −14,303−5.0% | Reduced |
| D.A. Davidson & Co. | 284,006 | $2.84M | 0.04% | +24,147+9.3% | Added |
| Gradient Investments LLC | 421,740 | $4.21M | 0.13% | −333,454−44.2% | Reduced |
| Morgan Stanley | 456,720 | $4.56M | 0.00% | −287,538−38.6% | Reduced |
| Invesco Ltd. | 514,927 | $5.14M | 0.00% | +147,823+40.3% | Added |
| Guggenheim Capital LLC | 654,247 | $6.54M | 0.06% | +61,977+10.5% | Added |
| Oaktree Capital Management LPSuperinvestorOaktree Capital | 809,115 | $8.08M | 0.09% | +587,910+265.8% | Added |
| Edgemoor Investment Advisors, Inc. | 849,324 | $8.48M | 1.13% | +1820.0% | Added |
| LPL Financial LLC | 986,054 | $9.85M | 0.01% | +55,659+6.0% | Added |
| Bank of America Corp | 1,243,930 | $12.4M | 0.00% | −51,147−3.9% | Reduced |
| StoneX Group Inc. | 0 | $0 | 0.00% | −22,929−100.0% | Sold out |
| Midwest Heritage Bank, FSB | 0 | $0 | 0.00% | −13,598−100.0% | Sold out |
| Jaffetilchin Investment Partners, LLC | 0 | $0 | 0.00% | −10,133−100.0% | Sold out |
| SeaCrest Wealth Management, LLC | 0 | $0 | 0.00% | −7,753−100.0% | Sold out |
| Ahrens Investment Partners LLC | 0 | $0 | 0.00% | −2,220−100.0% | Sold out |
| Patriot Financial Group Insurance Agency, LLC | 0 | $0 | 0.00% | −1,600−100.0% | Sold out |
| Venture Visionary Partners LLC | 0 | $0 | 0.00% | −1,564−100.0% | Sold out |
| CoreCap Advisors, LLC | 0 | $0 | 0.00% | −881−100.0% | Sold out |
| Glassy Mountain Advisors, Inc. | – | – | – | – | Not filed |
| Titus Wealth Management | – | – | – | – | Not filed |
| Cordasco Financial Network | – | – | – | – | Not filed |