First Trust Senior Floating Rate Income Fund II
FCT- SEC CIK
- 0001282850
No open-market purchases or sales by First Trust Senior Floating Rate Income Fund II insiders were filed in the last 90 days; 88 institutions reported holding it in 13F filings for Q2 2026, worth $85.8M in total; no superinvestor holds it.
13F holders, Q3 2024
Institutional positions in First Trust Senior Floating Rate Income Fund II as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 68
- −5 vs. Q2 2024
- Shares held
- 10.5M
- +512.1K (+5.1%) vs. Q2 2024
- Total value
- $108.9M
- +$10.7M (+10.9%) vs. Q2 2024
- New holders
- 9
- 27 more added
- Sold out
- 14
- 19 more reduced
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FCT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 88 | $85.8M |
| Q1 2026 | 86 | $85.8M |
| Q4 2025 | 89 | $96.3M |
| Q3 2025 | 80 | $98.0M |
| Q2 2025 | 79 | $102.9M |
| Q1 2025 | 77 | $105.7M |
| Q4 2024 | 74 | $114.7M |
| Q3 2024 | 68 | $108.9M |
| Q2 2024 | 73 | $98.2M |
| Q1 2024 | 73 | $114.3M |
| Q4 2023 | 77 | $113.2M |
| Q3 2023 | 68 | $108.0M |
| Q2 2023 | 75 | $107.2M |
| Q1 2023 | 81 | $107.6M |
| Q4 2022 | 82 | $98.4M |
| Q3 2022 | 65 | $89.4M |
| Q2 2022 | 71 | $90.2M |
| Q1 2022 | 62 | $106.1M |
| Q4 2021 | 70 | $101.3M |
| Q3 2021 | 64 | $97.7M |
| Q2 2021 | 59 | $99.1M |
| Q1 2021 | 63 | $101.4M |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding First Trust Senior Floating Rate Income Fund II; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 1,668,760 | $17.3M | 0.00% | −810,773−32.7% | Reduced |
| LPL Financial LLC | 883,939 | $9.16M | 0.00% | −291,272−24.8% | Reduced |
| Penserra Capital Management LLC | 737,213 | $7.64M | 0.17% | +737,213 | New |
| Bank of America Corp | 724,110 | $7.50M | 0.00% | −71,946−9.0% | Reduced |
| Edgemoor Investment Advisors, Inc. | 703,652 | $7.29M | 0.63% | −15,210−2.1% | Reduced |
| Guggenheim Capital LLC | 577,609 | $5.98M | 0.04% | +220,899+61.9% | Added |
| Pathstone Holdings, LLC | 494,547 | $5.12M | 0.02% | +415,084+522.4% | Added |
| Advisors Asset Management, Inc. | 449,632 | $4.66M | 0.09% | +76,268+20.4% | Added |
| Jones Road Capital Management, L.P. | 430,933 | $4.46M | 3.58% | +9,054+2.1% | Added |
| Invesco Ltd. | 378,107 | $3.92M | 0.00% | +59,902+18.8% | Added |
| Kovitz Investment Group Partners, LLC | 357,190 | $3.64M | 0.03% | +357,190 | New |
| Commonwealth Equity Services, LLC | 343,729 | $3.56M | 0.01% | +38,269+12.5% | Added |
| 1607 Capital Partners, LLC | 301,413 | $3.12M | 0.29% | −64,900−17.7% | Reduced |
| D.A. Davidson & Co. | 233,885 | $2.42M | 0.02% | −7,235−3.0% | Reduced |
| GraniteShares Advisors LLC | 233,460 | $2.42M | 1.64% | +37,930+19.4% | Added |
| TFG Advisers LLC | 211,759 | $2.19M | 0.79% | −4,475−2.1% | Reduced |
| UBS Group AG | 196,511 | $2.04M | 0.00% | −2,829−1.4% | Reduced |
| Royal Bank of Canada | 167,364 | $1.73M | 0.00% | +3,109+1.9% | Added |
| Ameriprise Financial Inc | 130,098 | $1.35M | 0.00% | +18,208+16.3% | Added |
| Sit Investment Associates Inc | 113,105 | $1.17M | 0.03% | 00.0% | Unchanged |
| TrueMark Investments, LLC | 90,144 | $933.9K | 0.30% | +90,144 | New |
| Stifel Financial Corp | 82,674 | $856.5K | 0.00% | −203−0.2% | Reduced |
| Wells Fargo & Company | 80,421 | $833.2K | 0.00% | +22,896+39.8% | Added |
| Shufro Rose & Co LLC | 81,600 | $822.5K | 0.07% | 00.0% | Unchanged |
| Virtus ETF Advisers LLC | 70,304 | $728.3K | 0.34% | −14,801−17.4% | Reduced |
| Baird Financial Group, Inc. | 60,373 | $625.5K | 0.00% | +2,050+3.5% | Added |
| Shaker Financial Services, LLC | 57,300 | $593.6K | 0.22% | −7,865−12.1% | Reduced |
| Rockefeller Capital Management L.P. | 48,107 | $498.4K | 0.00% | +76+0.2% | Added |
| Advisor Group Holdings, Inc. | 46,693 | $483.7K | 0.00% | −2,193−4.5% | Reduced |
| Cetera Investment Advisers | 46,620 | $483.0K | 0.00% | +9,684+26.2% | Added |
| Everstar Asset Management, LLC | 46,345 | $480.1K | 0.33% | +46,345 | New |
| Sanctuary Advisors, LLC | 40,066 | $416.7K | 0.00% | −10,606−20.9% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 37,216 | $386.0K | 0.00% | +300+0.8% | Added |
| AEGON USA Investment Management, LLC | 30,017 | $311.0K | 0.23% | 00.0% | Unchanged |
| Truist Financial Corp | 28,740 | $297.7K | 0.00% | +2,113+7.9% | Added |
| Strategic Financial Concepts, LLC | 27,900 | $289.0K | 0.09% | −237,572−89.5% | Reduced |
| Envestnet Asset Management Inc | 27,340 | $283.2K | 0.00% | +2,113+8.4% | Added |
| Landscape Capital Management, L.L.C. | 26,306 | $272.5K | 0.03% | −13,680−34.2% | Reduced |
| Kingswood Wealth Advisors, LLC | 25,157 | $260.6K | 0.02% | −14,095−35.9% | Reduced |
| WESCAP Management Group, Inc. | 22,142 | $229.4K | 0.06% | 00.0% | Unchanged |
| RFG Advisory, LLC | 21,454 | $222.3K | 0.01% | +8,604+67.0% | Added |
| CWM, LLC | 21,403 | $222.0K | 0.00% | +193+0.9% | Added |
| Apriem Advisors | 21,000 | $217.6K | 0.03% | +1,000+5.0% | Added |
| Nations Financial Group Inc, | 20,466 | $212.0K | 0.02% | +20,466 | New |
| Uhlmann Price Securities, LLC | 17,060 | $176.7K | 0.14% | +17,060 | New |
| SeaCrest Wealth Management, LLC | 15,483 | $160.4K | 0.02% | +1,542+11.1% | Added |
| NWF Advisory Services Inc. | 12,643 | $131.0K | 0.02% | +1,900+17.7% | Added |
| Kestra Advisory Services, LLC | 11,428 | $118.4K | 0.00% | +46+0.4% | Added |
| Concurrent Investment Advisors, LLC | 11,150 | $115.5K | 0.00% | 00.0% | Unchanged |
| Raymond James & Associates | 10,757 | $111.4K | 0.00% | −2,544−19.1% | Reduced |
| Geneos Wealth Management Inc. | 10,560 | $109.4K | 0.00% | +2,079+24.5% | Added |
| Cullen/Frost Bankers, Inc. | 10,000 | $103.6K | 0.00% | 00.0% | Unchanged |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 6,349 | $65.8K | 0.00% | +5,500+647.8% | Added |
| Global Retirement Partners, LLC | 3,283 | $34.0K | 0.00% | +2,004+156.7% | Added |
| NBC Securities, Inc. | 2,810 | $29.0K | 0.00% | −32−1.1% | Reduced |
| Ransom Advisory, Ltd | 2,350 | $24.3K | 0.01% | 00.0% | Unchanged |
| Clear Point Advisors Inc. | 2,340 | $24.2K | 0.02% | +65+2.9% | Added |
| Whittier Trust Co | 1,358 | $14.1K | 0.00% | 00.0% | Unchanged |
| Comerica Bank | 1,008 | $10.4K | 0.00% | −1,132−52.9% | Reduced |
| National Bank of Canada | 1,000 | $10.4K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 722 | $7.48K | 0.00% | +722 | New |
| GAMMA Investing LLC | 517 | $5.36K | 0.00% | +517 | New |
| Hexagon Capital Partners LLC | 482 | $4.99K | 0.00% | +13+2.8% | Added |
| CoreCap Advisors, LLC | 371 | $3.84K | 0.00% | 00.0% | Unchanged |
| CoreFirst Bank & Trust | 312 | $3.23K | 0.00% | +312 | New |
| GPS Wealth Strategies Group, LLC | 150 | $1.55K | 0.00% | 00.0% | Unchanged |
| Carmichael Hill & Associates, Inc. | 149 | $1.54K | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | – | $10 | 0.00% | – | – |
| Westchester Capital Management, LLC | 0 | $0 | 0.00% | −33,391−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −18,936−100.0% | Sold out |
| Oppenheimer & Co Inc | 0 | $0 | 0.00% | −18,023−100.0% | Sold out |
| Simplicity Wealth,LLC | 0 | $0 | 0.00% | −17,846−100.0% | Sold out |
| Coastal Investment Advisors, Inc. | 0 | $0 | 0.00% | −14,301−100.0% | Sold out |
| Whitener Capital Management, Inc. | 0 | $0 | 0.00% | −10,140−100.0% | Sold out |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −7,884−100.0% | Sold out |
| Gradient Investments LLC | 0 | $0 | 0.00% | −1,800−100.0% | Sold out |
| Castleview Partners, LLC | 0 | $0 | 0.00% | −1,526−100.0% | Sold out |
| IFP Advisors, Inc | 0 | $0 | 0.00% | −550−100.0% | Sold out |
| Beacon Capital Management, LLC | 0 | $0 | 0.00% | −383−100.0% | Sold out |
| International Assets Investment Management, LLC | 0 | $0 | 0.00% | −339−100.0% | Sold out |
| Chris Bulman Inc | 0 | $0 | 0.00% | −250−100.0% | Sold out |
| Assetmark, Inc | 0 | $0 | 0.00% | −14−100.0% | Sold out |