First Trust Senior Floating Rate Income Fund II
FCT- SEC CIK
- 0001282850
No open-market purchases or sales by First Trust Senior Floating Rate Income Fund II insiders were filed in the last 90 days; 88 institutions reported holding it in 13F filings for Q2 2026, worth $85.8M in total; no superinvestor holds it.
13F holders, Q3 2024
Institutional positions in First Trust Senior Floating Rate Income Fund II as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 68
- −5 vs. Q2 2024
- Shares held
- 10.5M
- +512.1K (+5.1%) vs. Q2 2024
- Total value
- $108.9M
- +$10.7M (+10.9%) vs. Q2 2024
- New holders
- 9
- 27 more added
- Sold out
- 14
- 19 more reduced
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FCT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 88 | $85.8M |
| Q1 2026 | 86 | $85.8M |
| Q4 2025 | 89 | $96.3M |
| Q3 2025 | 80 | $98.0M |
| Q2 2025 | 79 | $102.9M |
| Q1 2025 | 77 | $105.7M |
| Q4 2024 | 74 | $114.7M |
| Q3 2024 | 68 | $108.9M |
| Q2 2024 | 73 | $98.2M |
| Q1 2024 | 73 | $114.3M |
| Q4 2023 | 77 | $113.2M |
| Q3 2023 | 68 | $108.0M |
| Q2 2023 | 75 | $107.2M |
| Q1 2023 | 81 | $107.6M |
| Q4 2022 | 82 | $98.4M |
| Q3 2022 | 65 | $89.4M |
| Q2 2022 | 71 | $90.2M |
| Q1 2022 | 62 | $106.1M |
| Q4 2021 | 70 | $101.3M |
| Q3 2021 | 64 | $97.7M |
| Q2 2021 | 59 | $99.1M |
| Q1 2021 | 63 | $101.4M |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding First Trust Senior Floating Rate Income Fund II; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Huntington National Bank | – | $10 | 0.00% | – | – |
| Carmichael Hill & Associates, Inc. | 149 | $1.54K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 150 | $1.55K | 0.00% | 00.0% | Unchanged |
| CoreFirst Bank & Trust | 312 | $3.23K | 0.00% | +312 | New |
| CoreCap Advisors, LLC | 371 | $3.84K | 0.00% | 00.0% | Unchanged |
| Hexagon Capital Partners LLC | 482 | $4.99K | 0.00% | +13+2.8% | Added |
| GAMMA Investing LLC | 517 | $5.36K | 0.00% | +517 | New |
| The PNC Financial Services Group, Inc. | 722 | $7.48K | 0.00% | +722 | New |
| National Bank of Canada | 1,000 | $10.4K | 0.00% | 00.0% | Unchanged |
| Comerica Bank | 1,008 | $10.4K | 0.00% | −1,132−52.9% | Reduced |
| Whittier Trust Co | 1,358 | $14.1K | 0.00% | 00.0% | Unchanged |
| Clear Point Advisors Inc. | 2,340 | $24.2K | 0.02% | +65+2.9% | Added |
| Ransom Advisory, Ltd | 2,350 | $24.3K | 0.01% | 00.0% | Unchanged |
| NBC Securities, Inc. | 2,810 | $29.0K | 0.00% | −32−1.1% | Reduced |
| Global Retirement Partners, LLC | 3,283 | $34.0K | 0.00% | +2,004+156.7% | Added |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 6,349 | $65.8K | 0.00% | +5,500+647.8% | Added |
| Cullen/Frost Bankers, Inc. | 10,000 | $103.6K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 10,560 | $109.4K | 0.00% | +2,079+24.5% | Added |
| Raymond James & Associates | 10,757 | $111.4K | 0.00% | −2,544−19.1% | Reduced |
| Concurrent Investment Advisors, LLC | 11,150 | $115.5K | 0.00% | 00.0% | Unchanged |
| Kestra Advisory Services, LLC | 11,428 | $118.4K | 0.00% | +46+0.4% | Added |
| NWF Advisory Services Inc. | 12,643 | $131.0K | 0.02% | +1,900+17.7% | Added |
| SeaCrest Wealth Management, LLC | 15,483 | $160.4K | 0.02% | +1,542+11.1% | Added |
| Uhlmann Price Securities, LLC | 17,060 | $176.7K | 0.14% | +17,060 | New |
| Nations Financial Group Inc, | 20,466 | $212.0K | 0.02% | +20,466 | New |
| Apriem Advisors | 21,000 | $217.6K | 0.03% | +1,000+5.0% | Added |
| CWM, LLC | 21,403 | $222.0K | 0.00% | +193+0.9% | Added |
| RFG Advisory, LLC | 21,454 | $222.3K | 0.01% | +8,604+67.0% | Added |
| WESCAP Management Group, Inc. | 22,142 | $229.4K | 0.06% | 00.0% | Unchanged |
| Kingswood Wealth Advisors, LLC | 25,157 | $260.6K | 0.02% | −14,095−35.9% | Reduced |
| Landscape Capital Management, L.L.C. | 26,306 | $272.5K | 0.03% | −13,680−34.2% | Reduced |
| Envestnet Asset Management Inc | 27,340 | $283.2K | 0.00% | +2,113+8.4% | Added |
| Strategic Financial Concepts, LLC | 27,900 | $289.0K | 0.09% | −237,572−89.5% | Reduced |
| Truist Financial Corp | 28,740 | $297.7K | 0.00% | +2,113+7.9% | Added |
| AEGON USA Investment Management, LLC | 30,017 | $311.0K | 0.23% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 37,216 | $386.0K | 0.00% | +300+0.8% | Added |
| Sanctuary Advisors, LLC | 40,066 | $416.7K | 0.00% | −10,606−20.9% | Reduced |
| Everstar Asset Management, LLC | 46,345 | $480.1K | 0.33% | +46,345 | New |
| Cetera Investment Advisers | 46,620 | $483.0K | 0.00% | +9,684+26.2% | Added |
| Advisor Group Holdings, Inc. | 46,693 | $483.7K | 0.00% | −2,193−4.5% | Reduced |
| Rockefeller Capital Management L.P. | 48,107 | $498.4K | 0.00% | +76+0.2% | Added |
| Shaker Financial Services, LLC | 57,300 | $593.6K | 0.22% | −7,865−12.1% | Reduced |
| Baird Financial Group, Inc. | 60,373 | $625.5K | 0.00% | +2,050+3.5% | Added |
| Virtus ETF Advisers LLC | 70,304 | $728.3K | 0.34% | −14,801−17.4% | Reduced |
| Shufro Rose & Co LLC | 81,600 | $822.5K | 0.07% | 00.0% | Unchanged |
| Wells Fargo & Company | 80,421 | $833.2K | 0.00% | +22,896+39.8% | Added |
| Stifel Financial Corp | 82,674 | $856.5K | 0.00% | −203−0.2% | Reduced |
| TrueMark Investments, LLC | 90,144 | $933.9K | 0.30% | +90,144 | New |
| Sit Investment Associates Inc | 113,105 | $1.17M | 0.03% | 00.0% | Unchanged |
| Ameriprise Financial Inc | 130,098 | $1.35M | 0.00% | +18,208+16.3% | Added |
| Royal Bank of Canada | 167,364 | $1.73M | 0.00% | +3,109+1.9% | Added |
| UBS Group AG | 196,511 | $2.04M | 0.00% | −2,829−1.4% | Reduced |
| TFG Advisers LLC | 211,759 | $2.19M | 0.79% | −4,475−2.1% | Reduced |
| GraniteShares Advisors LLC | 233,460 | $2.42M | 1.64% | +37,930+19.4% | Added |
| D.A. Davidson & Co. | 233,885 | $2.42M | 0.02% | −7,235−3.0% | Reduced |
| 1607 Capital Partners, LLC | 301,413 | $3.12M | 0.29% | −64,900−17.7% | Reduced |
| Commonwealth Equity Services, LLC | 343,729 | $3.56M | 0.01% | +38,269+12.5% | Added |
| Kovitz Investment Group Partners, LLC | 357,190 | $3.64M | 0.03% | +357,190 | New |
| Invesco Ltd. | 378,107 | $3.92M | 0.00% | +59,902+18.8% | Added |
| Jones Road Capital Management, L.P. | 430,933 | $4.46M | 3.58% | +9,054+2.1% | Added |
| Advisors Asset Management, Inc. | 449,632 | $4.66M | 0.09% | +76,268+20.4% | Added |
| Pathstone Holdings, LLC | 494,547 | $5.12M | 0.02% | +415,084+522.4% | Added |
| Guggenheim Capital LLC | 577,609 | $5.98M | 0.04% | +220,899+61.9% | Added |
| Edgemoor Investment Advisors, Inc. | 703,652 | $7.29M | 0.63% | −15,210−2.1% | Reduced |
| Bank of America Corp | 724,110 | $7.50M | 0.00% | −71,946−9.0% | Reduced |
| Penserra Capital Management LLC | 737,213 | $7.64M | 0.17% | +737,213 | New |
| LPL Financial LLC | 883,939 | $9.16M | 0.00% | −291,272−24.8% | Reduced |
| Morgan Stanley | 1,668,760 | $17.3M | 0.00% | −810,773−32.7% | Reduced |
| Westchester Capital Management, LLC | 0 | $0 | 0.00% | −33,391−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −18,936−100.0% | Sold out |
| Oppenheimer & Co Inc | 0 | $0 | 0.00% | −18,023−100.0% | Sold out |
| Simplicity Wealth,LLC | 0 | $0 | 0.00% | −17,846−100.0% | Sold out |
| Coastal Investment Advisors, Inc. | 0 | $0 | 0.00% | −14,301−100.0% | Sold out |
| Whitener Capital Management, Inc. | 0 | $0 | 0.00% | −10,140−100.0% | Sold out |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −7,884−100.0% | Sold out |
| Gradient Investments LLC | 0 | $0 | 0.00% | −1,800−100.0% | Sold out |
| Castleview Partners, LLC | 0 | $0 | 0.00% | −1,526−100.0% | Sold out |
| IFP Advisors, Inc | 0 | $0 | 0.00% | −550−100.0% | Sold out |
| Beacon Capital Management, LLC | 0 | $0 | 0.00% | −383−100.0% | Sold out |
| International Assets Investment Management, LLC | 0 | $0 | 0.00% | −339−100.0% | Sold out |
| Chris Bulman Inc | 0 | $0 | 0.00% | −250−100.0% | Sold out |
| Assetmark, Inc | 0 | $0 | 0.00% | −14−100.0% | Sold out |