First Trust Senior Floating Rate Income Fund II
FCT- SEC CIK
- 0001282850
No open-market purchases or sales by First Trust Senior Floating Rate Income Fund II insiders were filed in the last 90 days; 88 institutions reported holding it in 13F filings for Q2 2026, worth $85.8M in total; no superinvestor holds it.
13F holders, Q4 2024
Institutional positions in First Trust Senior Floating Rate Income Fund II as of Dec 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 74
- +8 vs. Q3 2024
- Shares held
- 11.1M
- +573.1K (+5.5%) vs. Q3 2024
- Total value
- $114.7M
- +$5.92M (+5.4%) vs. Q3 2024
- New holders
- 11
- 35 more added
- Sold out
- 3
- 15 more reduced
2 institutions that held it in Q3 2024 haven't filed for Q4 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FCT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 88 | $85.8M |
| Q1 2026 | 86 | $85.8M |
| Q4 2025 | 89 | $96.3M |
| Q3 2025 | 80 | $98.0M |
| Q2 2025 | 79 | $102.9M |
| Q1 2025 | 77 | $105.7M |
| Q4 2024 | 74 | $114.7M |
| Q3 2024 | 68 | $108.9M |
| Q2 2024 | 73 | $98.2M |
| Q1 2024 | 73 | $114.3M |
| Q4 2023 | 77 | $113.2M |
| Q3 2023 | 68 | $108.0M |
| Q2 2023 | 75 | $107.2M |
| Q1 2023 | 81 | $107.6M |
| Q4 2022 | 82 | $98.4M |
| Q3 2022 | 65 | $89.4M |
| Q2 2022 | 71 | $90.2M |
| Q1 2022 | 62 | $106.1M |
| Q4 2021 | 70 | $101.3M |
| Q3 2021 | 64 | $97.7M |
| Q2 2021 | 59 | $99.1M |
| Q1 2021 | 63 | $101.4M |
Institutions, Q4 2024
Shares, value and share of portfolio for each institution holding First Trust Senior Floating Rate Income Fund II; share changes are against Q3 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 1,782,418 | $18.4M | 0.00% | +113,658+6.8% | Added |
| Penserra Capital Management LLC | 768,065 | $7.95M | 0.15% | +30,852+4.2% | Added |
| Pathstone Holdings, LLC | 684,329 | $7.08M | 0.03% | +189,782+38.4% | Added |
| Bank of America Corp | 671,198 | $6.95M | 0.00% | −52,912−7.3% | Reduced |
| Guggenheim Capital LLC | 660,702 | $6.84M | 0.06% | +83,093+14.4% | Added |
| Edgemoor Investment Advisors, Inc. | 651,136 | $6.74M | 0.59% | −52,516−7.5% | Reduced |
| LPL Financial LLC | 582,567 | $6.03M | 0.00% | −301,372−34.1% | Reduced |
| Advisors Asset Management, Inc. | 564,847 | $5.85M | 0.11% | +115,215+25.6% | Added |
| Jones Road Capital Management, L.P. | 430,933 | $4.46M | 3.08% | 00.0% | Unchanged |
| Invesco Ltd. | 380,667 | $3.94M | 0.00% | +2,560+0.7% | Added |
| Commonwealth Equity Services, LLC | 370,185 | $3.83M | 0.01% | +26,456+7.7% | Added |
| Kovitz Investment Group Partners, LLC | 368,867 | $3.82M | 0.02% | +11,677+3.3% | Added |
| GraniteShares Advisors LLC | 237,494 | $2.46M | 1.56% | +4,034+1.7% | Added |
| D.A. Davidson & Co. | 228,530 | $2.37M | 0.02% | −5,355−2.3% | Reduced |
| TFG Advisers LLC | 215,204 | $2.23M | 0.80% | +3,445+1.6% | Added |
| 1607 Capital Partners, LLC | 201,208 | $2.08M | 0.17% | −100,205−33.2% | Reduced |
| UBS Group AG | 169,503 | $1.75M | 0.00% | −27,008−13.7% | Reduced |
| Royal Bank of Canada | 149,287 | $1.54M | 0.00% | −18,077−10.8% | Reduced |
| IFP Advisors, Inc | 147,507 | $1.53M | 0.05% | +147,507 | New |
| Shaker Financial Services, LLC | 144,453 | $1.50M | 0.57% | +87,153+152.1% | Added |
| Ameriprise Financial Inc | 136,378 | $1.41M | 0.00% | +6,280+4.8% | Added |
| Helium Advisors LLC | 118,962 | $1.23M | 0.98% | +118,962 | New |
| Wells Fargo & Company | 113,070 | $1.17M | 0.00% | +32,649+40.6% | Added |
| Sit Investment Associates Inc | 110,724 | $1.15M | 0.03% | −2,381−2.1% | Reduced |
| Virtus ETF Advisers LLC | 79,865 | $826.6K | 0.34% | +9,561+13.6% | Added |
| Stifel Financial Corp | 78,212 | $809.5K | 0.00% | −4,462−5.4% | Reduced |
| Shufro Rose & Co LLC | 78,100 | $808.3K | 0.06% | −3,500−4.3% | Reduced |
| TrueMark Investments, LLC | 74,533 | $771.4K | 0.25% | −15,611−17.3% | Reduced |
| Baird Financial Group, Inc. | 60,850 | $629.8K | 0.00% | +477+0.8% | Added |
| Rockefeller Capital Management L.P. | 55,485 | $574.3K | 0.00% | +7,378+15.3% | Added |
| Cetera Investment Advisers | 49,292 | $510.2K | 0.00% | +2,672+5.7% | Added |
| Advisor Group Holdings, Inc. | 46,756 | $483.9K | 0.00% | +63+0.1% | Added |
| Everstar Asset Management, LLC | 46,345 | $479.7K | 0.34% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 40,216 | $416.0K | 0.00% | +3,000+8.1% | Added |
| Raymond James Financial Inc | 38,382 | $397.3K | 0.00% | +38,382 | New |
| Equitable Holdings, Inc. | 36,877 | $381.7K | 0.00% | +36,877 | New |
| Sanctuary Advisors, LLC | 36,016 | $376.4K | 0.00% | −4,050−10.1% | Reduced |
| Geneos Wealth Management Inc. | 35,477 | $367.2K | 0.01% | +24,917+236.0% | Added |
| Kingswood Wealth Advisors, LLC | 31,958 | $330.8K | 0.02% | +6,801+27.0% | Added |
| Strategic Financial Concepts, LLC | 31,800 | $329.1K | 0.06% | +3,900+14.0% | Added |
| Envestnet Asset Management Inc | 30,238 | $313.0K | 0.00% | +2,898+10.6% | Added |
| AEGON USA Investment Management, LLC | 30,017 | $310.7K | 0.24% | 00.0% | Unchanged |
| Truist Financial Corp | 29,575 | $306.1K | 0.00% | +835+2.9% | Added |
| RFG Advisory, LLC | 26,296 | $272.2K | 0.01% | +4,842+22.6% | Added |
| Independent Advisor Alliance | 25,908 | $268.2K | 0.00% | +25,908 | New |
| WESCAP Management Group, Inc. | 22,142 | $229.2K | 0.06% | 00.0% | Unchanged |
| CWM, LLC | 21,403 | $222.0K | 0.00% | 00.0% | Unchanged |
| Apriem Advisors | 21,000 | $217.3K | 0.02% | 00.0% | Unchanged |
| Nations Financial Group Inc, | 19,192 | $198.6K | 0.01% | −1,274−6.2% | Reduced |
| Ameriflex Group, Inc. | 17,736 | $186.1K | 0.09% | +17,736 | New |
| Uhlmann Price Securities, LLC | 17,543 | $181.6K | 0.14% | +483+2.8% | Added |
| SeaCrest Wealth Management, LLC | 17,152 | $177.5K | 0.02% | +1,669+10.8% | Added |
| Moss Adams Wealth Advisors LLC | 16,477 | $170.5K | 0.02% | +16,477 | New |
| Kestra Advisory Services, LLC | 16,193 | $167.6K | 0.00% | +4,765+41.7% | Added |
| Concurrent Investment Advisors, LLC | 14,250 | $147.5K | 0.00% | +3,100+27.8% | Added |
| Susquehanna International Group, LLP | 11,993 | $124.1K | 0.00% | +11,993 | New |
| Cullen/Frost Bankers, Inc. | 10,000 | $103.5K | 0.00% | 00.0% | Unchanged |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 7,749 | $80.2K | 0.00% | +1,400+22.1% | Added |
| Global Retirement Partners, LLC | 3,341 | $34.6K | 0.00% | +58+1.8% | Added |
| MAI Capital Management | 2,949 | $30.5K | 0.00% | +2,949 | New |
| Ransom Advisory, Ltd | 2,350 | $24.3K | 0.01% | 00.0% | Unchanged |
| National Bank of Canada | 2,000 | $20.7K | 0.00% | +1,000+100.0% | Added |
| TD Waterhouse Canada Inc. | 1,400 | $14.5K | 0.00% | +1,400 | New |
| Whittier Trust Co | 1,358 | $14.1K | 0.00% | 00.0% | Unchanged |
| Comerica Bank | 1,099 | $11.4K | 0.00% | +91+9.0% | Added |
| WPG Advisers, LLC | 1,085 | $11.2K | 0.01% | +1,085 | New |
| The PNC Financial Services Group, Inc. | 740 | $7.66K | 0.00% | +18+2.5% | Added |
| GAMMA Investing LLC | 517 | $5.35K | 0.00% | 00.0% | Unchanged |
| Hexagon Capital Partners LLC | 495 | $5.13K | 0.00% | +13+2.7% | Added |
| CoreFirst Bank & Trust | 312 | $3.23K | 0.00% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 241 | $2.49K | 0.00% | −130−35.0% | Reduced |
| GPS Wealth Strategies Group, LLC | 150 | $1.55K | 0.00% | 00.0% | Unchanged |
| NBC Securities, Inc. | 2 | $29 | 0.00% | −2,808−99.9% | Reduced |
| Huntington National Bank | – | $10 | 0.00% | – | – |
| Landscape Capital Management, L.L.C. | 0 | $0 | 0.00% | −26,306−100.0% | Sold out |
| NWF Advisory Services Inc. | 0 | $0 | 0.00% | −12,643−100.0% | Sold out |
| Clear Point Advisors Inc. | 0 | $0 | 0.00% | −2,340−100.0% | Sold out |
| Raymond James & Associates | – | – | – | – | Not filed |
| Carmichael Hill & Associates, Inc. | – | – | – | – | Not filed |