First Trust Senior Floating Rate Income Fund II
FCT- SEC CIK
- 0001282850
No open-market purchases or sales by First Trust Senior Floating Rate Income Fund II insiders were filed in the last 90 days; 88 institutions reported holding it in 13F filings for Q2 2026, worth $85.8M in total; no superinvestor holds it.
13F holders, Q4 2024
Institutional positions in First Trust Senior Floating Rate Income Fund II as of Dec 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 74
- +8 vs. Q3 2024
- Shares held
- 11.1M
- +573.1K (+5.5%) vs. Q3 2024
- Total value
- $114.7M
- +$5.92M (+5.4%) vs. Q3 2024
- New holders
- 11
- 35 more added
- Sold out
- 3
- 15 more reduced
2 institutions that held it in Q3 2024 haven't filed for Q4 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FCT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 88 | $85.8M |
| Q1 2026 | 86 | $85.8M |
| Q4 2025 | 89 | $96.3M |
| Q3 2025 | 80 | $98.0M |
| Q2 2025 | 79 | $102.9M |
| Q1 2025 | 77 | $105.7M |
| Q4 2024 | 74 | $114.7M |
| Q3 2024 | 68 | $108.9M |
| Q2 2024 | 73 | $98.2M |
| Q1 2024 | 73 | $114.3M |
| Q4 2023 | 77 | $113.2M |
| Q3 2023 | 68 | $108.0M |
| Q2 2023 | 75 | $107.2M |
| Q1 2023 | 81 | $107.6M |
| Q4 2022 | 82 | $98.4M |
| Q3 2022 | 65 | $89.4M |
| Q2 2022 | 71 | $90.2M |
| Q1 2022 | 62 | $106.1M |
| Q4 2021 | 70 | $101.3M |
| Q3 2021 | 64 | $97.7M |
| Q2 2021 | 59 | $99.1M |
| Q1 2021 | 63 | $101.4M |
Institutions, Q4 2024
Shares, value and share of portfolio for each institution holding First Trust Senior Floating Rate Income Fund II; share changes are against Q3 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Huntington National Bank | – | $10 | 0.00% | – | – |
| NBC Securities, Inc. | 2 | $29 | 0.00% | −2,808−99.9% | Reduced |
| GPS Wealth Strategies Group, LLC | 150 | $1.55K | 0.00% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 241 | $2.49K | 0.00% | −130−35.0% | Reduced |
| CoreFirst Bank & Trust | 312 | $3.23K | 0.00% | 00.0% | Unchanged |
| Hexagon Capital Partners LLC | 495 | $5.13K | 0.00% | +13+2.7% | Added |
| GAMMA Investing LLC | 517 | $5.35K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 740 | $7.66K | 0.00% | +18+2.5% | Added |
| WPG Advisers, LLC | 1,085 | $11.2K | 0.01% | +1,085 | New |
| Comerica Bank | 1,099 | $11.4K | 0.00% | +91+9.0% | Added |
| Whittier Trust Co | 1,358 | $14.1K | 0.00% | 00.0% | Unchanged |
| TD Waterhouse Canada Inc. | 1,400 | $14.5K | 0.00% | +1,400 | New |
| National Bank of Canada | 2,000 | $20.7K | 0.00% | +1,000+100.0% | Added |
| Ransom Advisory, Ltd | 2,350 | $24.3K | 0.01% | 00.0% | Unchanged |
| MAI Capital Management | 2,949 | $30.5K | 0.00% | +2,949 | New |
| Global Retirement Partners, LLC | 3,341 | $34.6K | 0.00% | +58+1.8% | Added |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 7,749 | $80.2K | 0.00% | +1,400+22.1% | Added |
| Cullen/Frost Bankers, Inc. | 10,000 | $103.5K | 0.00% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 11,993 | $124.1K | 0.00% | +11,993 | New |
| Concurrent Investment Advisors, LLC | 14,250 | $147.5K | 0.00% | +3,100+27.8% | Added |
| Kestra Advisory Services, LLC | 16,193 | $167.6K | 0.00% | +4,765+41.7% | Added |
| Moss Adams Wealth Advisors LLC | 16,477 | $170.5K | 0.02% | +16,477 | New |
| SeaCrest Wealth Management, LLC | 17,152 | $177.5K | 0.02% | +1,669+10.8% | Added |
| Uhlmann Price Securities, LLC | 17,543 | $181.6K | 0.14% | +483+2.8% | Added |
| Ameriflex Group, Inc. | 17,736 | $186.1K | 0.09% | +17,736 | New |
| Nations Financial Group Inc, | 19,192 | $198.6K | 0.01% | −1,274−6.2% | Reduced |
| Apriem Advisors | 21,000 | $217.3K | 0.02% | 00.0% | Unchanged |
| CWM, LLC | 21,403 | $222.0K | 0.00% | 00.0% | Unchanged |
| WESCAP Management Group, Inc. | 22,142 | $229.2K | 0.06% | 00.0% | Unchanged |
| Independent Advisor Alliance | 25,908 | $268.2K | 0.00% | +25,908 | New |
| RFG Advisory, LLC | 26,296 | $272.2K | 0.01% | +4,842+22.6% | Added |
| Truist Financial Corp | 29,575 | $306.1K | 0.00% | +835+2.9% | Added |
| AEGON USA Investment Management, LLC | 30,017 | $310.7K | 0.24% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 30,238 | $313.0K | 0.00% | +2,898+10.6% | Added |
| Strategic Financial Concepts, LLC | 31,800 | $329.1K | 0.06% | +3,900+14.0% | Added |
| Kingswood Wealth Advisors, LLC | 31,958 | $330.8K | 0.02% | +6,801+27.0% | Added |
| Geneos Wealth Management Inc. | 35,477 | $367.2K | 0.01% | +24,917+236.0% | Added |
| Sanctuary Advisors, LLC | 36,016 | $376.4K | 0.00% | −4,050−10.1% | Reduced |
| Equitable Holdings, Inc. | 36,877 | $381.7K | 0.00% | +36,877 | New |
| Raymond James Financial Inc | 38,382 | $397.3K | 0.00% | +38,382 | New |
| Cambridge Investment Research Advisors, Inc. | 40,216 | $416.0K | 0.00% | +3,000+8.1% | Added |
| Everstar Asset Management, LLC | 46,345 | $479.7K | 0.34% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 46,756 | $483.9K | 0.00% | +63+0.1% | Added |
| Cetera Investment Advisers | 49,292 | $510.2K | 0.00% | +2,672+5.7% | Added |
| Rockefeller Capital Management L.P. | 55,485 | $574.3K | 0.00% | +7,378+15.3% | Added |
| Baird Financial Group, Inc. | 60,850 | $629.8K | 0.00% | +477+0.8% | Added |
| TrueMark Investments, LLC | 74,533 | $771.4K | 0.25% | −15,611−17.3% | Reduced |
| Shufro Rose & Co LLC | 78,100 | $808.3K | 0.06% | −3,500−4.3% | Reduced |
| Stifel Financial Corp | 78,212 | $809.5K | 0.00% | −4,462−5.4% | Reduced |
| Virtus ETF Advisers LLC | 79,865 | $826.6K | 0.34% | +9,561+13.6% | Added |
| Sit Investment Associates Inc | 110,724 | $1.15M | 0.03% | −2,381−2.1% | Reduced |
| Wells Fargo & Company | 113,070 | $1.17M | 0.00% | +32,649+40.6% | Added |
| Helium Advisors LLC | 118,962 | $1.23M | 0.98% | +118,962 | New |
| Ameriprise Financial Inc | 136,378 | $1.41M | 0.00% | +6,280+4.8% | Added |
| Shaker Financial Services, LLC | 144,453 | $1.50M | 0.57% | +87,153+152.1% | Added |
| IFP Advisors, Inc | 147,507 | $1.53M | 0.05% | +147,507 | New |
| Royal Bank of Canada | 149,287 | $1.54M | 0.00% | −18,077−10.8% | Reduced |
| UBS Group AG | 169,503 | $1.75M | 0.00% | −27,008−13.7% | Reduced |
| 1607 Capital Partners, LLC | 201,208 | $2.08M | 0.17% | −100,205−33.2% | Reduced |
| TFG Advisers LLC | 215,204 | $2.23M | 0.80% | +3,445+1.6% | Added |
| D.A. Davidson & Co. | 228,530 | $2.37M | 0.02% | −5,355−2.3% | Reduced |
| GraniteShares Advisors LLC | 237,494 | $2.46M | 1.56% | +4,034+1.7% | Added |
| Kovitz Investment Group Partners, LLC | 368,867 | $3.82M | 0.02% | +11,677+3.3% | Added |
| Commonwealth Equity Services, LLC | 370,185 | $3.83M | 0.01% | +26,456+7.7% | Added |
| Invesco Ltd. | 380,667 | $3.94M | 0.00% | +2,560+0.7% | Added |
| Jones Road Capital Management, L.P. | 430,933 | $4.46M | 3.08% | 00.0% | Unchanged |
| Advisors Asset Management, Inc. | 564,847 | $5.85M | 0.11% | +115,215+25.6% | Added |
| LPL Financial LLC | 582,567 | $6.03M | 0.00% | −301,372−34.1% | Reduced |
| Edgemoor Investment Advisors, Inc. | 651,136 | $6.74M | 0.59% | −52,516−7.5% | Reduced |
| Guggenheim Capital LLC | 660,702 | $6.84M | 0.06% | +83,093+14.4% | Added |
| Bank of America Corp | 671,198 | $6.95M | 0.00% | −52,912−7.3% | Reduced |
| Pathstone Holdings, LLC | 684,329 | $7.08M | 0.03% | +189,782+38.4% | Added |
| Penserra Capital Management LLC | 768,065 | $7.95M | 0.15% | +30,852+4.2% | Added |
| Morgan Stanley | 1,782,418 | $18.4M | 0.00% | +113,658+6.8% | Added |
| Landscape Capital Management, L.L.C. | 0 | $0 | 0.00% | −26,306−100.0% | Sold out |
| NWF Advisory Services Inc. | 0 | $0 | 0.00% | −12,643−100.0% | Sold out |
| Clear Point Advisors Inc. | 0 | $0 | 0.00% | −2,340−100.0% | Sold out |
| Raymond James & Associates | – | – | – | – | Not filed |
| Carmichael Hill & Associates, Inc. | – | – | – | – | Not filed |