First Trust Senior Floating Rate Income Fund II
FCT- SEC CIK
- 0001282850
No open-market purchases or sales by First Trust Senior Floating Rate Income Fund II insiders were filed in the last 90 days; 88 institutions reported holding it in 13F filings for Q2 2026, worth $85.8M in total; no superinvestor holds it.
13F holders, Q1 2024
Institutional positions in First Trust Senior Floating Rate Income Fund II as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 73
- −4 vs. Q4 2023
- Shares held
- 11.1M
- −162.8K (−1.5%) vs. Q4 2023
- Total value
- $114.3M
- +$1.05M (+0.9%) vs. Q4 2023
- New holders
- 9
- 27 more added
- Sold out
- 13
- 18 more reduced
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FCT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 88 | $85.8M |
| Q1 2026 | 86 | $85.8M |
| Q4 2025 | 89 | $96.3M |
| Q3 2025 | 80 | $98.0M |
| Q2 2025 | 79 | $102.9M |
| Q1 2025 | 77 | $105.7M |
| Q4 2024 | 74 | $114.7M |
| Q3 2024 | 68 | $108.9M |
| Q2 2024 | 73 | $98.2M |
| Q1 2024 | 73 | $114.3M |
| Q4 2023 | 77 | $113.2M |
| Q3 2023 | 68 | $108.0M |
| Q2 2023 | 75 | $107.2M |
| Q1 2023 | 81 | $107.6M |
| Q4 2022 | 82 | $98.4M |
| Q3 2022 | 65 | $89.4M |
| Q2 2022 | 71 | $90.2M |
| Q1 2022 | 62 | $106.1M |
| Q4 2021 | 70 | $101.3M |
| Q3 2021 | 64 | $97.7M |
| Q2 2021 | 59 | $99.1M |
| Q1 2021 | 63 | $101.4M |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding First Trust Senior Floating Rate Income Fund II; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 2,482,084 | $25.7M | 0.00% | +385,591+18.4% | Added |
| LPL Financial LLC | 1,306,231 | $13.5M | 0.01% | −38,473−2.9% | Reduced |
| Bank of America Corp | 887,319 | $9.18M | 0.00% | −54,443−5.8% | Reduced |
| Edgemoor Investment Advisors, Inc. | 737,329 | $7.63M | 0.72% | −9,505−1.3% | Reduced |
| 1607 Capital Partners, LLC | 563,485 | $5.83M | 0.48% | −113,930−16.8% | Reduced |
| Relative Value Partners Group, LLC | 570,335 | $5.73M | 0.35% | +9,790+1.7% | Added |
| Invesco Ltd. | 448,648 | $4.64M | 0.00% | −71,675−13.8% | Reduced |
| Jones Road Capital Management, L.P. | 411,879 | $4.26M | 3.82% | +41,825+11.3% | Added |
| City of London Investment Management Co Ltd | 407,784 | $4.22M | 0.35% | +37,262+10.1% | Added |
| Guggenheim Capital LLC | 318,882 | $3.30M | 0.02% | −134,905−29.7% | Reduced |
| Advisors Asset Management, Inc. | 296,725 | $3.07M | 0.06% | +33,230+12.6% | Added |
| Commonwealth Equity Services, LLC | 260,297 | $2.69M | 0.00% | +78,802+43.4% | Added |
| D.A. Davidson & Co. | 227,455 | $2.35M | 0.02% | +6,616+3.0% | Added |
| UBS Group AG | 203,986 | $2.11M | 0.00% | +2,457+1.2% | Added |
| TFG Advisers LLC | 195,031 | $2.02M | 0.79% | +6,010+3.2% | Added |
| Royal Bank of Canada | 179,817 | $1.86M | 0.00% | −4,721−2.6% | Reduced |
| GraniteShares Advisors LLC | 171,140 | $1.77M | 0.94% | +21,784+14.6% | Added |
| Sit Investment Associates Inc | 123,301 | $1.28M | 0.03% | 00.0% | Unchanged |
| Ameriprise Financial Inc | 103,941 | $1.08M | 0.00% | −4,255−3.9% | Reduced |
| Advisor Group Holdings, Inc. | 94,048 | $973.4K | 0.00% | +2,066+2.2% | Added |
| Stifel Financial Corp | 90,862 | $940.4K | 0.00% | −8,657−8.7% | Reduced |
| CNH Partners LLC | 71,103 | $735.9K | 0.03% | −57,624−44.8% | Reduced |
| Wells Fargo & Company | 67,240 | $695.9K | 0.00% | −1,553−2.3% | Reduced |
| Virtus ETF Advisers LLC | 65,337 | $676.2K | 0.36% | +16,469+33.7% | Added |
| Landscape Capital Management, L.L.C. | 64,486 | $667.4K | 0.06% | +674+1.1% | Added |
| Shaker Financial Services, LLC | 59,343 | $614.2K | 0.24% | +32,668+122.5% | Added |
| Pathstone Holdings, LLC | 51,663 | $534.7K | 0.00% | +51,663 | New |
| Rockefeller Capital Management L.P. | 49,140 | $508.6K | 0.00% | +10,073+25.8% | Added |
| Shufro Rose & Co LLC | 49,100 | $508.2K | 0.04% | −3,300−6.3% | Reduced |
| Westchester Capital Management, LLC | 43,269 | $447.8K | 0.02% | 00.0% | Unchanged |
| National Asset Management, Inc. | 39,157 | $391.6K | 0.01% | +11,202+40.1% | Added |
| Cetera Investment Advisers | 35,294 | $365.3K | 0.00% | +9,108+34.8% | Added |
| Cambridge Investment Research Advisors, Inc. | 35,062 | $363.0K | 0.00% | −7,306−17.2% | Reduced |
| AEGON USA Investment Management, LLC | 30,017 | $310.7K | 0.21% | 00.0% | Unchanged |
| Truist Financial Corp | 26,627 | $275.6K | 0.00% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 25,227 | $261.1K | 0.00% | 00.0% | Unchanged |
| Strategic Financial Concepts, LLC | 22,200 | $229.8K | 0.06% | +22,200 | New |
| WESCAP Management Group, Inc. | 22,142 | $229.2K | 0.07% | 00.0% | Unchanged |
| CWM, LLC | 21,210 | $220.0K | 0.00% | +2,771+15.0% | Added |
| Oppenheimer & Co Inc | 17,600 | $182.2K | 0.00% | +1,746+11.0% | Added |
| Apriem Advisors | 16,200 | $167.7K | 0.02% | 00.0% | Unchanged |
| Kingswood Wealth Advisors, LLC | 15,778 | $163.3K | 0.02% | −5,813−26.9% | Reduced |
| Raymond James & Associates | 14,271 | $147.7K | 0.00% | +1,870+15.1% | Added |
| Coastal Investment Advisors, Inc. | 13,904 | $143.9K | 0.03% | −510−3.5% | Reduced |
| SeaCrest Wealth Management, LLC | 13,805 | $142.9K | 0.02% | +3,130+29.3% | Added |
| Whitener Capital Management, Inc. | 13,250 | $137.1K | 0.04% | −970−6.8% | Reduced |
| RFG Advisory, LLC | 12,576 | $130.2K | 0.00% | +12,576 | New |
| Kestra Advisory Services, LLC | 10,910 | $112.9K | 0.00% | +33+0.3% | Added |
| NWF Advisory Services Inc. | 10,743 | $111.2K | 0.02% | +10,743 | New |
| Wealth Enhancement Advisory Services, LLC | 10,266 | $106.3K | 0.00% | −1,959−16.0% | Reduced |
| Cullen/Frost Bankers, Inc. | 10,000 | $103.5K | 0.00% | 00.0% | Unchanged |
| Concurrent Investment Advisors, LLC | 10,000 | $103.5K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 9,674 | $100.1K | 0.00% | +500+5.5% | Added |
| Hexagon Capital Partners LLC | 3,273 | $33.9K | 0.01% | +12+0.4% | Added |
| Northwestern Mutual Wealth Management Co | 3,135 | $32.4K | 0.00% | +3,135 | New |
| NBC Securities, Inc. | 2,842 | $29.0K | 0.00% | 00.0% | Unchanged |
| Ransom Advisory, Ltd | 2,350 | $24.3K | 0.01% | +2,350 | New |
| Comerica Bank | 2,228 | $23.1K | 0.00% | +863+63.2% | Added |
| Clear Point Advisors Inc. | 2,212 | $22.9K | 0.02% | +63+2.9% | Added |
| Gradient Investments LLC | 1,800 | $18.6K | 0.00% | −1,709−48.7% | Reduced |
| Whittier Trust Co | 1,358 | $14.1K | 0.00% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 1,278 | $13.2K | 0.00% | +1+0.1% | Added |
| National Bank of Canada | 1,000 | $10.4K | 0.00% | 00.0% | Unchanged |
| Tidemark, LLC | 653 | $6.76K | 0.00% | 00.0% | Unchanged |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 589 | $6.10K | 0.00% | +589 | New |
| IFP Advisors, Inc | 550 | $5.69K | 0.00% | 00.0% | Unchanged |
| Beacon Capital Management, LLC | 383 | $3.96K | 0.00% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 371 | $3.84K | 0.00% | +371 | New |
| CoreFirst Bank & Trust | 312 | $3.23K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 150 | $1.55K | 0.00% | 00.0% | Unchanged |
| Carmichael Hill & Associates, Inc. | 149 | $1.54K | 0.00% | 00.0% | Unchanged |
| Assetmark, Inc | 14 | $145 | 0.00% | +14 | New |
| Huntington National Bank | – | $10 | 0.00% | – | – |
| Wagner Wealth Management, LLC | 0 | $0 | 0.00% | −292,322−100.0% | Sold out |
| Matisse Capital | 0 | $0 | 0.00% | −35,989−100.0% | Sold out |
| Walleye Capital LLC | 0 | $0 | 0.00% | −26,820−100.0% | Sold out |
| Elequin Capital LP | 0 | $0 | 0.00% | −20,830−100.0% | Sold out |
| Nomura Holdings Inc | 0 | $0 | 0.00% | −16,645−100.0% | Sold out |
| Clough Capital Partners L P | 0 | $0 | 0.00% | −16,586−100.0% | Sold out |
| Thrivent Financial for Lutherans | 0 | $0 | 0.00% | −15,324−100.0% | Sold out |
| Cetera Advisor Networks LLC | 0 | $0 | 0.00% | −13,490−100.0% | Sold out |
| Qube Research & Technologies Ltd | 0 | $0 | 0.00% | −9,785−100.0% | Sold out |
| Quarry LP | 0 | $0 | 0.00% | −5,664−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −4,586−100.0% | Sold out |
| Jones Financial Companies LLLP | 0 | $0 | 0.00% | −2,700−100.0% | Sold out |
| AlphaMark Advisors, LLC | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |