First Trust Senior Floating Rate Income Fund II
FCT- SEC CIK
- 0001282850
No open-market purchases or sales by First Trust Senior Floating Rate Income Fund II insiders were filed in the last 90 days; 88 institutions reported holding it in 13F filings for Q2 2026, worth $85.8M in total; no superinvestor holds it.
13F holders, Q1 2026
Institutional positions in First Trust Senior Floating Rate Income Fund II as of Mar 31, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 86
- +1 vs. Q4 2025
- Shares held
- 8.90M
- −648.1K (−6.8%) vs. Q4 2025
- Total value
- $85.8M
- −$10.4M (−10.8%) vs. Q4 2025
- New holders
- 11
- 20 more added
- Sold out
- 10
- 31 more reduced
4 institutions that held it in Q4 2025 haven't filed for Q1 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FCT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 88 | $85.8M |
| Q1 2026 | 86 | $85.8M |
| Q4 2025 | 89 | $96.3M |
| Q3 2025 | 80 | $98.0M |
| Q2 2025 | 79 | $102.9M |
| Q1 2025 | 77 | $105.7M |
| Q4 2024 | 74 | $114.7M |
| Q3 2024 | 68 | $108.9M |
| Q2 2024 | 73 | $98.2M |
| Q1 2024 | 73 | $114.3M |
| Q4 2023 | 77 | $113.2M |
| Q3 2023 | 68 | $108.0M |
| Q2 2023 | 75 | $107.2M |
| Q1 2023 | 81 | $107.6M |
| Q4 2022 | 82 | $98.4M |
| Q3 2022 | 65 | $89.4M |
| Q2 2022 | 71 | $90.2M |
| Q1 2022 | 62 | $106.1M |
| Q4 2021 | 70 | $101.3M |
| Q3 2021 | 64 | $97.7M |
| Q2 2021 | 59 | $99.1M |
| Q1 2021 | 63 | $101.4M |
Institutions, Q1 2026
Shares, value and share of portfolio for each institution holding First Trust Senior Floating Rate Income Fund II; share changes are against Q4 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 1,244,886 | $12.0M | 0.00% | −224,778−15.3% | Reduced |
| Penserra Capital Management LLC | 708,328 | $6.83M | 0.08% | −58,903−7.7% | Reduced |
| Advisors Asset Management, Inc. | 693,692 | $6.69M | 0.11% | +10,921+1.6% | Added |
| Invesco Ltd. | 564,547 | $5.44M | 0.00% | −89,183−13.6% | Reduced |
| Bank of America Corp | 515,236 | $4.97M | 0.00% | −26,201−4.8% | Reduced |
| Edgemoor Investment Advisors, Inc. | 487,589 | $4.70M | 0.37% | −2,448−0.5% | Reduced |
| Raymond James Financial Inc | 418,605 | $4.04M | 0.00% | +61,881+17.3% | Added |
| LPL Financial LLC | 402,053 | $3.88M | 0.00% | −33,183−7.6% | Reduced |
| Almitas Capital LLC | 382,863 | $3.69M | 0.83% | +294,829+334.9% | Added |
| Ameriprise Financial Inc | 301,726 | $2.91M | 0.00% | +15,190+5.3% | Added |
| D.A. Davidson & Co. | 252,296 | $2.43M | 0.01% | −70.0% | Reduced |
| UBS Group AG | 227,213 | $2.19M | 0.00% | −25,163−10.0% | Reduced |
| Colony Group, LLC | 217,576 | $2.10M | 0.00% | −24,329−10.1% | Reduced |
| Guggenheim Capital LLC | 202,051 | $1.95M | 0.02% | −40,620−16.7% | Reduced |
| Logan Stone Capital, LLC | 153,708 | $1.48M | 0.41% | −9,195−5.6% | Reduced |
| Stifel Financial Corp | 135,937 | $1.31M | 0.00% | +28,321+26.3% | Added |
| Wells Fargo & Company | 133,183 | $1.28M | 0.00% | +7,424+5.9% | Added |
| Hourglass Capital, LLC | 113,800 | $1.10M | 0.23% | +113,800 | New |
| Balyasny Asset Management LLC | 111,622 | $1.08M | 0.00% | 00.0% | Unchanged |
| Independent Advisor Alliance | 110,815 | $1.07M | 0.01% | +110,815 | New |
| Royal Bank of Canada | 103,767 | $1.00M | 0.00% | −3,538−3.3% | Reduced |
| 1607 Capital Partners, LLC | 94,819 | $914.1K | 0.07% | +168+0.2% | Added |
| Sit Investment Associates Inc | 85,914 | $828.0K | 0.02% | −263,415−75.4% | Reduced |
| Shufro Rose & Co LLC | 72,300 | $697.0K | 0.05% | 00.0% | Unchanged |
| Verity Asset Management, Inc. | 69,543 | $670.4K | 0.28% | +1,771+2.6% | Added |
| Baird Financial Group, Inc. | 69,046 | $665.6K | 0.00% | +570+0.8% | Added |
| Janney Montgomery Scott LLC | 66,948 | $645.0K | 0.00% | 00.0% | Unchanged |
| Cetera Investment Advisers | 65,666 | $633.0K | 0.00% | +2,288+3.6% | Added |
| Advisor Group Holdings, Inc. | 57,075 | $550.2K | 0.00% | +18,190+46.8% | Added |
| Cambridge Investment Research Advisors, Inc. | 56,834 | $548.0K | 0.00% | +3,006+5.6% | Added |
| International Assets Investment Management, LLC | 53,039 | $504.4K | 0.04% | +9,100+20.7% | Added |
| Virtus Investment Advisers, Inc. | 51,545 | $496.9K | 0.14% | −14,350−21.8% | Reduced |
| Yakira Capital Management, Inc. | 48,783 | $470.3K | 0.14% | −1,027−2.1% | Reduced |
| Commonwealth Equity Services, LLC | 48,302 | $465.6K | 0.00% | −2,567−5.0% | Reduced |
| Rockefeller Capital Management L.P. | 47,881 | $461.6K | 0.00% | −1,204−2.5% | Reduced |
| Genesis Financial Group, LLC | 43,114 | $415.6K | 0.28% | +1,507+3.6% | Added |
| Everstar Asset Management, LLC | 40,545 | $390.9K | 0.21% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 34,296 | $330.6K | 0.01% | −230−0.7% | Reduced |
| Strategic Financial Concepts, LLC | 26,400 | $254.5K | 0.06% | +26,400 | New |
| CWM, LLC | 26,346 | $254.0K | 0.00% | +4,943+23.1% | Added |
| CX Institutional | 23,913 | $231.0K | 0.01% | +264+1.1% | Added |
| RFG Advisory, LLC | 23,196 | $223.6K | 0.00% | −67,621−74.5% | Reduced |
| Ethos Financial Group, LLC | 21,449 | $216.0K | 0.02% | 00.0% | Unchanged |
| Apriem Advisors | 21,000 | $202.4K | 0.02% | 00.0% | Unchanged |
| Uhlmann Price Securities, LLC | 20,246 | $195.2K | 0.01% | +578+2.9% | Added |
| SeaCrest Wealth Management, LLC | 18,182 | $175.3K | 0.02% | −716−3.8% | Reduced |
| WESCAP Management Group, Inc. | 18,111 | $174.6K | 0.03% | 00.0% | Unchanged |
| Kestra Advisory Services, LLC | 18,083 | $174.3K | 0.00% | −2,557−12.4% | Reduced |
| Sunpointe, LLC | 17,697 | $170.6K | 0.06% | 00.0% | Unchanged |
| CSS LLC | 17,603 | $169.7K | 0.01% | 00.0% | Unchanged |
| Kingswood Wealth Advisors, LLC | 17,097 | $164.8K | 0.01% | −324−1.9% | Reduced |
| NWF Advisory Services Inc. | 15,537 | $149.8K | 0.02% | −3,480−18.3% | Reduced |
| Moss Adams Wealth Advisors LLC | 15,161 | $146.2K | 0.01% | 00.0% | Unchanged |
| Advisory Advocates, LLC | 12,600 | $121.5K | 0.12% | 00.0% | Unchanged |
| Helium Advisors LLC | 12,404 | $119.6K | 0.11% | +317+2.6% | Added |
| Concurrent Investment Advisors, LLC | 12,200 | $117.6K | 0.00% | 00.0% | Unchanged |
| Nations Financial Group Inc, | 11,922 | $114.9K | 0.01% | −1,761−12.9% | Reduced |
| Sanctuary Advisors, LLC | 10,790 | $104.0K | 0.00% | −20,625−65.7% | Reduced |
| Susquehanna International Group, LLP | 10,601 | $102.2K | 0.00% | −58,600−84.7% | Reduced |
| Alteri Wealth LLC | 10,370 | $100.0K | 0.03% | 00.0% | Unchanged |
| Cullen/Frost Bankers, Inc. | 8,000 | $77.1K | 0.00% | 00.0% | Unchanged |
| NBC Securities, Inc. | 4,005 | $38.6K | 0.00% | +1,195+42.5% | Added |
| MAI Capital Management | 2,700 | $26.0K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 2,482 | $23.9K | 0.00% | 00.0% | Unchanged |
| Axiom Investment Management LLC | 2,210 | $21.3K | 0.02% | +2,210 | New |
| Pinnacle Wealth Planning Services, Inc. | 1,893 | $18.2K | 0.00% | −697−26.9% | Reduced |
| CoreCap Advisors, LLC | 1,741 | $16.8K | 0.00% | +1,500+622.4% | Added |
| TD Waterhouse Canada Inc. | 1,400 | $13.3K | 0.00% | 00.0% | Unchanged |
| Whittier Trust Co | 1,358 | $12.8K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 1,200 | $11.6K | 0.00% | −169,307−99.3% | Reduced |
| Harbour Investments, Inc. | 1,169 | $11.3K | 0.00% | +1,169 | New |
| BNP Paribas Arbitrage, SA | 907 | $8.74K | 0.00% | 00.0% | Unchanged |
| Princeton Global Asset Management LLC | 900 | $8.68K | 0.00% | 00.0% | Unchanged |
| WPG Advisers, LLC | 839 | $8.09K | 0.01% | −188−18.3% | Reduced |
| Highline Wealth Partners LLC | 800 | $7.71K | 0.00% | 00.0% | Unchanged |
| Mosley Wealth Management | 725 | $7.25K | 0.00% | +725 | New |
| Advisory Services Network, LLC | 492 | $4.74K | 0.00% | +492 | New |
| Allworth Financial LP | 400 | $3.86K | 0.00% | −100−20.0% | Reduced |
| Fifth Third Bancorp | 379 | $3.65K | 0.00% | +379 | New |
| CoreFirst Bank & Trust | 312 | $3.01K | 0.00% | 00.0% | Unchanged |
| Whittier Trust Co of Nevada Inc | 306 | $2.89K | 0.00% | +306 | New |
| BlackRock, Inc. | 296 | $2.85K | 0.00% | +296 | New |
| Creative Capital Management Investments LLC | 250 | $2.41K | 0.00% | +250 | New |
| Farther Finance Advisors, LLC | 116 | $1.10K | 0.00% | −67−36.6% | Reduced |
| Salomon & Ludwin, LLC | 112 | $1.06K | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | – | $10 | 0.00% | – | – |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −95,518−100.0% | Sold out |
| Readystate Asset Management LP | 0 | $0 | 0.00% | −36,803−100.0% | Sold out |
| AEGON USA Investment Management, LLC | 0 | $0 | 0.00% | −30,017−100.0% | Sold out |
| Seven Mile Advisory | 0 | $0 | 0.00% | −17,562−100.0% | Sold out |
| Nomura Holdings Inc | 0 | $0 | 0.00% | −15,336−100.0% | Sold out |
| CI Private Wealth, LLC | 0 | $0 | 0.00% | −12,972−100.0% | Sold out |
| XTX Topco Ltd | 0 | $0 | 0.00% | −10,587−100.0% | Sold out |
| National Bank of Canada | 0 | $0 | 0.00% | −2,000−100.0% | Sold out |
| Northwestern Mutual Wealth Management Co | 0 | $0 | 0.00% | −1,170−100.0% | Sold out |
| GAMMA Investing LLC | 0 | $0 | 0.00% | −517−100.0% | Sold out |
| Global Retirement Partners, LLC | – | – | – | – | Not filed |
| Comerica Bank | – | – | – | – | Not filed |
| Motiv8 Investments LLC | – | – | – | – | Not filed |
| GPS Wealth Strategies Group, LLC | – | – | – | – | Not filed |