First Trust Senior Floating Rate Income Fund II
FCT- SEC CIK
- 0001282850
No open-market purchases or sales by First Trust Senior Floating Rate Income Fund II insiders were filed in the last 90 days; 88 institutions reported holding it in 13F filings for Q2 2026, worth $85.8M in total; no superinvestor holds it.
13F holders, Q1 2026
Institutional positions in First Trust Senior Floating Rate Income Fund II as of Mar 31, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 86
- +1 vs. Q4 2025
- Shares held
- 8.90M
- −648.1K (−6.8%) vs. Q4 2025
- Total value
- $85.8M
- −$10.4M (−10.8%) vs. Q4 2025
- New holders
- 11
- 20 more added
- Sold out
- 10
- 31 more reduced
4 institutions that held it in Q4 2025 haven't filed for Q1 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FCT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 88 | $85.8M |
| Q1 2026 | 86 | $85.8M |
| Q4 2025 | 89 | $96.3M |
| Q3 2025 | 80 | $98.0M |
| Q2 2025 | 79 | $102.9M |
| Q1 2025 | 77 | $105.7M |
| Q4 2024 | 74 | $114.7M |
| Q3 2024 | 68 | $108.9M |
| Q2 2024 | 73 | $98.2M |
| Q1 2024 | 73 | $114.3M |
| Q4 2023 | 77 | $113.2M |
| Q3 2023 | 68 | $108.0M |
| Q2 2023 | 75 | $107.2M |
| Q1 2023 | 81 | $107.6M |
| Q4 2022 | 82 | $98.4M |
| Q3 2022 | 65 | $89.4M |
| Q2 2022 | 71 | $90.2M |
| Q1 2022 | 62 | $106.1M |
| Q4 2021 | 70 | $101.3M |
| Q3 2021 | 64 | $97.7M |
| Q2 2021 | 59 | $99.1M |
| Q1 2021 | 63 | $101.4M |
Institutions, Q1 2026
Shares, value and share of portfolio for each institution holding First Trust Senior Floating Rate Income Fund II; share changes are against Q4 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Huntington National Bank | – | $10 | 0.00% | – | – |
| Salomon & Ludwin, LLC | 112 | $1.06K | 0.00% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 116 | $1.10K | 0.00% | −67−36.6% | Reduced |
| Creative Capital Management Investments LLC | 250 | $2.41K | 0.00% | +250 | New |
| BlackRock, Inc. | 296 | $2.85K | 0.00% | +296 | New |
| Whittier Trust Co of Nevada Inc | 306 | $2.89K | 0.00% | +306 | New |
| CoreFirst Bank & Trust | 312 | $3.01K | 0.00% | 00.0% | Unchanged |
| Fifth Third Bancorp | 379 | $3.65K | 0.00% | +379 | New |
| Allworth Financial LP | 400 | $3.86K | 0.00% | −100−20.0% | Reduced |
| Advisory Services Network, LLC | 492 | $4.74K | 0.00% | +492 | New |
| Mosley Wealth Management | 725 | $7.25K | 0.00% | +725 | New |
| Highline Wealth Partners LLC | 800 | $7.71K | 0.00% | 00.0% | Unchanged |
| WPG Advisers, LLC | 839 | $8.09K | 0.01% | −188−18.3% | Reduced |
| Princeton Global Asset Management LLC | 900 | $8.68K | 0.00% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 907 | $8.74K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 1,169 | $11.3K | 0.00% | +1,169 | New |
| IFP Advisors, Inc | 1,200 | $11.6K | 0.00% | −169,307−99.3% | Reduced |
| Whittier Trust Co | 1,358 | $12.8K | 0.00% | 00.0% | Unchanged |
| TD Waterhouse Canada Inc. | 1,400 | $13.3K | 0.00% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 1,741 | $16.8K | 0.00% | +1,500+622.4% | Added |
| Pinnacle Wealth Planning Services, Inc. | 1,893 | $18.2K | 0.00% | −697−26.9% | Reduced |
| Axiom Investment Management LLC | 2,210 | $21.3K | 0.02% | +2,210 | New |
| Steward Partners Investment Advisory, LLC | 2,482 | $23.9K | 0.00% | 00.0% | Unchanged |
| MAI Capital Management | 2,700 | $26.0K | 0.00% | 00.0% | Unchanged |
| NBC Securities, Inc. | 4,005 | $38.6K | 0.00% | +1,195+42.5% | Added |
| Cullen/Frost Bankers, Inc. | 8,000 | $77.1K | 0.00% | 00.0% | Unchanged |
| Alteri Wealth LLC | 10,370 | $100.0K | 0.03% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 10,601 | $102.2K | 0.00% | −58,600−84.7% | Reduced |
| Sanctuary Advisors, LLC | 10,790 | $104.0K | 0.00% | −20,625−65.7% | Reduced |
| Nations Financial Group Inc, | 11,922 | $114.9K | 0.01% | −1,761−12.9% | Reduced |
| Concurrent Investment Advisors, LLC | 12,200 | $117.6K | 0.00% | 00.0% | Unchanged |
| Helium Advisors LLC | 12,404 | $119.6K | 0.11% | +317+2.6% | Added |
| Advisory Advocates, LLC | 12,600 | $121.5K | 0.12% | 00.0% | Unchanged |
| Moss Adams Wealth Advisors LLC | 15,161 | $146.2K | 0.01% | 00.0% | Unchanged |
| NWF Advisory Services Inc. | 15,537 | $149.8K | 0.02% | −3,480−18.3% | Reduced |
| Kingswood Wealth Advisors, LLC | 17,097 | $164.8K | 0.01% | −324−1.9% | Reduced |
| CSS LLC | 17,603 | $169.7K | 0.01% | 00.0% | Unchanged |
| Sunpointe, LLC | 17,697 | $170.6K | 0.06% | 00.0% | Unchanged |
| Kestra Advisory Services, LLC | 18,083 | $174.3K | 0.00% | −2,557−12.4% | Reduced |
| WESCAP Management Group, Inc. | 18,111 | $174.6K | 0.03% | 00.0% | Unchanged |
| SeaCrest Wealth Management, LLC | 18,182 | $175.3K | 0.02% | −716−3.8% | Reduced |
| Uhlmann Price Securities, LLC | 20,246 | $195.2K | 0.01% | +578+2.9% | Added |
| Apriem Advisors | 21,000 | $202.4K | 0.02% | 00.0% | Unchanged |
| Ethos Financial Group, LLC | 21,449 | $216.0K | 0.02% | 00.0% | Unchanged |
| RFG Advisory, LLC | 23,196 | $223.6K | 0.00% | −67,621−74.5% | Reduced |
| CX Institutional | 23,913 | $231.0K | 0.01% | +264+1.1% | Added |
| CWM, LLC | 26,346 | $254.0K | 0.00% | +4,943+23.1% | Added |
| Strategic Financial Concepts, LLC | 26,400 | $254.5K | 0.06% | +26,400 | New |
| Geneos Wealth Management Inc. | 34,296 | $330.6K | 0.01% | −230−0.7% | Reduced |
| Everstar Asset Management, LLC | 40,545 | $390.9K | 0.21% | 00.0% | Unchanged |
| Genesis Financial Group, LLC | 43,114 | $415.6K | 0.28% | +1,507+3.6% | Added |
| Rockefeller Capital Management L.P. | 47,881 | $461.6K | 0.00% | −1,204−2.5% | Reduced |
| Commonwealth Equity Services, LLC | 48,302 | $465.6K | 0.00% | −2,567−5.0% | Reduced |
| Yakira Capital Management, Inc. | 48,783 | $470.3K | 0.14% | −1,027−2.1% | Reduced |
| Virtus Investment Advisers, Inc. | 51,545 | $496.9K | 0.14% | −14,350−21.8% | Reduced |
| International Assets Investment Management, LLC | 53,039 | $504.4K | 0.04% | +9,100+20.7% | Added |
| Cambridge Investment Research Advisors, Inc. | 56,834 | $548.0K | 0.00% | +3,006+5.6% | Added |
| Advisor Group Holdings, Inc. | 57,075 | $550.2K | 0.00% | +18,190+46.8% | Added |
| Cetera Investment Advisers | 65,666 | $633.0K | 0.00% | +2,288+3.6% | Added |
| Janney Montgomery Scott LLC | 66,948 | $645.0K | 0.00% | 00.0% | Unchanged |
| Baird Financial Group, Inc. | 69,046 | $665.6K | 0.00% | +570+0.8% | Added |
| Verity Asset Management, Inc. | 69,543 | $670.4K | 0.28% | +1,771+2.6% | Added |
| Shufro Rose & Co LLC | 72,300 | $697.0K | 0.05% | 00.0% | Unchanged |
| Sit Investment Associates Inc | 85,914 | $828.0K | 0.02% | −263,415−75.4% | Reduced |
| 1607 Capital Partners, LLC | 94,819 | $914.1K | 0.07% | +168+0.2% | Added |
| Royal Bank of Canada | 103,767 | $1.00M | 0.00% | −3,538−3.3% | Reduced |
| Independent Advisor Alliance | 110,815 | $1.07M | 0.01% | +110,815 | New |
| Balyasny Asset Management LLC | 111,622 | $1.08M | 0.00% | 00.0% | Unchanged |
| Hourglass Capital, LLC | 113,800 | $1.10M | 0.23% | +113,800 | New |
| Wells Fargo & Company | 133,183 | $1.28M | 0.00% | +7,424+5.9% | Added |
| Stifel Financial Corp | 135,937 | $1.31M | 0.00% | +28,321+26.3% | Added |
| Logan Stone Capital, LLC | 153,708 | $1.48M | 0.41% | −9,195−5.6% | Reduced |
| Guggenheim Capital LLC | 202,051 | $1.95M | 0.02% | −40,620−16.7% | Reduced |
| Colony Group, LLC | 217,576 | $2.10M | 0.00% | −24,329−10.1% | Reduced |
| UBS Group AG | 227,213 | $2.19M | 0.00% | −25,163−10.0% | Reduced |
| D.A. Davidson & Co. | 252,296 | $2.43M | 0.01% | −70.0% | Reduced |
| Ameriprise Financial Inc | 301,726 | $2.91M | 0.00% | +15,190+5.3% | Added |
| Almitas Capital LLC | 382,863 | $3.69M | 0.83% | +294,829+334.9% | Added |
| LPL Financial LLC | 402,053 | $3.88M | 0.00% | −33,183−7.6% | Reduced |
| Raymond James Financial Inc | 418,605 | $4.04M | 0.00% | +61,881+17.3% | Added |
| Edgemoor Investment Advisors, Inc. | 487,589 | $4.70M | 0.37% | −2,448−0.5% | Reduced |
| Bank of America Corp | 515,236 | $4.97M | 0.00% | −26,201−4.8% | Reduced |
| Invesco Ltd. | 564,547 | $5.44M | 0.00% | −89,183−13.6% | Reduced |
| Advisors Asset Management, Inc. | 693,692 | $6.69M | 0.11% | +10,921+1.6% | Added |
| Penserra Capital Management LLC | 708,328 | $6.83M | 0.08% | −58,903−7.7% | Reduced |
| Morgan Stanley | 1,244,886 | $12.0M | 0.00% | −224,778−15.3% | Reduced |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −95,518−100.0% | Sold out |
| Readystate Asset Management LP | 0 | $0 | 0.00% | −36,803−100.0% | Sold out |
| AEGON USA Investment Management, LLC | 0 | $0 | 0.00% | −30,017−100.0% | Sold out |
| Seven Mile Advisory | 0 | $0 | 0.00% | −17,562−100.0% | Sold out |
| Nomura Holdings Inc | 0 | $0 | 0.00% | −15,336−100.0% | Sold out |
| CI Private Wealth, LLC | 0 | $0 | 0.00% | −12,972−100.0% | Sold out |
| XTX Topco Ltd | 0 | $0 | 0.00% | −10,587−100.0% | Sold out |
| National Bank of Canada | 0 | $0 | 0.00% | −2,000−100.0% | Sold out |
| Northwestern Mutual Wealth Management Co | 0 | $0 | 0.00% | −1,170−100.0% | Sold out |
| GAMMA Investing LLC | 0 | $0 | 0.00% | −517−100.0% | Sold out |
| Global Retirement Partners, LLC | – | – | – | – | Not filed |
| Comerica Bank | – | – | – | – | Not filed |
| Motiv8 Investments LLC | – | – | – | – | Not filed |
| GPS Wealth Strategies Group, LLC | – | – | – | – | Not filed |