First Trust Senior Floating Rate Income Fund II
FCT- SEC CIK
- 0001282850
No open-market purchases or sales by First Trust Senior Floating Rate Income Fund II insiders were filed in the last 90 days; 88 institutions reported holding it in 13F filings for Q2 2026, worth $85.8M in total; no superinvestor holds it.
13F holders, Q4 2023
Institutional positions in First Trust Senior Floating Rate Income Fund II as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 77
- +9 vs. Q3 2023
- Shares held
- 11.2M
- +427.3K (+4.0%) vs. Q3 2023
- Total value
- $113.2M
- +$5.28M (+4.9%) vs. Q3 2023
- New holders
- 14
- 19 more added
- Sold out
- 5
- 24 more reduced
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FCT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 88 | $85.8M |
| Q1 2026 | 86 | $85.8M |
| Q4 2025 | 89 | $96.3M |
| Q3 2025 | 80 | $98.0M |
| Q2 2025 | 79 | $102.9M |
| Q1 2025 | 77 | $105.7M |
| Q4 2024 | 74 | $114.7M |
| Q3 2024 | 68 | $108.9M |
| Q2 2024 | 73 | $98.2M |
| Q1 2024 | 73 | $114.3M |
| Q4 2023 | 77 | $113.2M |
| Q3 2023 | 68 | $108.0M |
| Q2 2023 | 75 | $107.2M |
| Q1 2023 | 81 | $107.6M |
| Q4 2022 | 82 | $98.4M |
| Q3 2022 | 65 | $89.4M |
| Q2 2022 | 71 | $90.2M |
| Q1 2022 | 62 | $106.1M |
| Q4 2021 | 70 | $101.3M |
| Q3 2021 | 64 | $97.7M |
| Q2 2021 | 59 | $99.1M |
| Q1 2021 | 63 | $101.4M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding First Trust Senior Floating Rate Income Fund II; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Huntington National Bank | – | $10 | 0.00% | – | – |
| Carmichael Hill & Associates, Inc. | 149 | $1.50K | 0.00% | −140−48.4% | Reduced |
| GPS Wealth Strategies Group, LLC | 150 | $1.51K | 0.00% | 00.0% | Unchanged |
| CoreFirst Bank & Trust | 312 | $3.15K | 0.00% | 00.0% | Unchanged |
| Beacon Capital Management, LLC | 383 | $3.83K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 550 | $5.55K | 0.00% | −565−50.7% | Reduced |
| Tidemark, LLC | 653 | $6.59K | 0.00% | +653 | New |
| National Bank of Canada | 1,000 | $9.87K | 0.00% | 00.0% | Unchanged |
| AlphaMark Advisors, LLC | 1,000 | $10.0K | 0.00% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 1,277 | $12.6K | 0.00% | +2+0.2% | Added |
| Whittier Trust Co | 1,358 | $13.7K | 0.00% | 00.0% | Unchanged |
| Comerica Bank | 1,365 | $13.8K | 0.00% | +339+33.0% | Added |
| Clear Point Advisors Inc. | 2,149 | $21.7K | 0.02% | +2,149 | New |
| Jones Financial Companies LLLP | 2,700 | $27.2K | 0.00% | +2,700 | New |
| NBC Securities, Inc. | 2,842 | $28.0K | 0.00% | 00.0% | Unchanged |
| Hexagon Capital Partners LLC | 3,261 | $32.9K | 0.01% | −137−4.0% | Reduced |
| Gradient Investments LLC | 3,509 | $35.4K | 0.00% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 4,586 | $46.3K | 0.00% | +4,586 | New |
| Quarry LP | 5,664 | $57.1K | 0.03% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 9,174 | $92.6K | 0.00% | −200−2.1% | Reduced |
| Qube Research & Technologies Ltd | 9,785 | $98.7K | 0.00% | 00.0% | Unchanged |
| Cullen/Frost Bankers, Inc. | 10,000 | $100.9K | 0.00% | 00.0% | Unchanged |
| Concurrent Investment Advisors, LLC | 10,000 | $100.9K | 0.00% | +10,000 | New |
| SeaCrest Wealth Management, LLC | 10,675 | $104.4K | 0.01% | +10,675 | New |
| Kestra Advisory Services, LLC | 10,877 | $109.7K | 0.00% | +32+0.3% | Added |
| Wealth Enhancement Advisory Services, LLC | 12,225 | $123.3K | 0.00% | −2,000−14.1% | Reduced |
| Raymond James & Associates | 12,401 | $125.1K | 0.00% | +2,175+21.3% | Added |
| Cetera Advisor Networks LLC | 13,490 | $136.1K | 0.00% | +13,490 | New |
| Whitener Capital Management, Inc. | 14,220 | $143.5K | 0.05% | −450−3.1% | Reduced |
| Coastal Investment Advisors, Inc. | 14,414 | $145.4K | 0.03% | +2,519+21.2% | Added |
| Thrivent Financial for Lutherans | 15,324 | $155.0K | 0.00% | −26,100−63.0% | Reduced |
| Oppenheimer & Co Inc | 15,854 | $160.0K | 0.00% | 00.0% | Unchanged |
| Apriem Advisors | 16,200 | $163.5K | 0.02% | 00.0% | Unchanged |
| Clough Capital Partners L P | 16,586 | $167.4K | 0.02% | 00.0% | Unchanged |
| Nomura Holdings Inc | 16,645 | $167.9K | 0.00% | +16,645 | New |
| CWM, LLC | 18,439 | $186.0K | 0.00% | +18,439 | New |
| Elequin Capital LP | 20,830 | $210.2K | 0.06% | +20,830 | New |
| Kingswood Wealth Advisors, LLC | 21,591 | $217.9K | 0.02% | +21,591 | New |
| WESCAP Management Group, Inc. | 22,142 | $223.4K | 0.07% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 25,227 | $254.5K | 0.00% | 00.0% | Unchanged |
| Cetera Investment Advisers | 26,186 | $264.2K | 0.00% | −5,390−17.1% | Reduced |
| Truist Financial Corp | 26,627 | $268.7K | 0.00% | 00.0% | Unchanged |
| Shaker Financial Services, LLC | 26,675 | $269.2K | 0.11% | +1,999+8.1% | Added |
| Walleye Capital LLC | 26,820 | $270.6K | 0.00% | +26,820 | New |
| National Asset Management, Inc. | 27,955 | $282.1K | 0.01% | −11,202−28.6% | Reduced |
| AEGON USA Investment Management, LLC | 30,017 | $302.9K | 0.22% | 00.0% | Unchanged |
| Matisse Capital | 35,989 | $363.1K | 0.19% | −33,751−48.4% | Reduced |
| Rockefeller Capital Management L.P. | 39,067 | $394.2K | 0.00% | −5,941−13.2% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 42,368 | $427.0K | 0.00% | +6,655+18.6% | Added |
| Westchester Capital Management, LLC | 43,269 | $436.6K | 0.02% | 00.0% | Unchanged |
| Virtus ETF Advisers LLC | 48,868 | $493.1K | 0.31% | −19,233−28.2% | Reduced |
| Shufro Rose & Co LLC | 52,400 | $524.0K | 0.05% | +800+1.6% | Added |
| Landscape Capital Management, L.L.C. | 63,812 | $643.9K | 0.06% | +63,812 | New |
| Wells Fargo & Company | 68,793 | $694.1K | 0.00% | +393+0.6% | Added |
| Advisor Group Holdings, Inc. | 91,982 | $928.1K | 0.00% | −10,821−10.5% | Reduced |
| Stifel Financial Corp | 99,519 | $1.00M | 0.00% | −16,940−14.5% | Reduced |
| Ameriprise Financial Inc | 108,196 | $1.09M | 0.00% | +7,879+7.9% | Added |
| Sit Investment Associates Inc | 123,301 | $1.24M | 0.03% | +60,014+94.8% | Added |
| CNH Partners LLC | 128,727 | $1.30M | 0.05% | +2,164+1.7% | Added |
| GraniteShares Advisors LLC | 149,356 | $1.51M | 1.36% | +149,356 | New |
| Commonwealth Equity Services, LLC | 181,495 | $1.83M | 0.00% | +13,695+8.2% | Added |
| Royal Bank of Canada | 184,538 | $1.86M | 0.00% | +4,573+2.5% | Added |
| TFG Advisers LLC | 189,021 | $1.91M | 0.80% | +473+0.3% | Added |
| UBS Group AG | 201,529 | $2.03M | 0.00% | −19,106−8.7% | Reduced |
| D.A. Davidson & Co. | 220,839 | $2.23M | 0.02% | −14,920−6.3% | Reduced |
| Advisors Asset Management, Inc. | 263,495 | $2.66M | 0.05% | −39,580−13.1% | Reduced |
| Wagner Wealth Management, LLC | 292,322 | $2.95M | 0.99% | −14,639−4.8% | Reduced |
| Jones Road Capital Management, L.P. | 370,054 | $3.73M | 3.94% | +135,054+57.5% | Added |
| City of London Investment Management Co Ltd | 370,522 | $3.74M | 0.31% | −45,428−10.9% | Reduced |
| Guggenheim Capital LLC | 453,787 | $4.58M | 0.03% | −8,481−1.8% | Reduced |
| Invesco Ltd. | 520,323 | $5.25M | 0.00% | −8,624−1.6% | Reduced |
| Relative Value Partners Group, LLC | 560,545 | $5.66M | 0.35% | +140,539+33.5% | Added |
| 1607 Capital Partners, LLC | 677,415 | $6.84M | 0.48% | +46,100+7.3% | Added |
| Edgemoor Investment Advisors, Inc. | 746,834 | $7.54M | 0.79% | −32,197−4.1% | Reduced |
| Bank of America Corp | 941,762 | $9.50M | 0.00% | −148,915−13.7% | Reduced |
| LPL Financial LLC | 1,344,704 | $13.6M | 0.01% | −27,075−2.0% | Reduced |
| Morgan Stanley | 2,096,493 | $21.2M | 0.00% | +241,051+13.0% | Added |
| Evoke Wealth, LLC | 0 | $0 | 0.00% | −74,975−100.0% | Sold out |
| TFB Advisors LLC | 0 | $0 | 0.00% | −18,055−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −12,586−100.0% | Sold out |
| Stonebridge Capital Advisors LLC | 0 | $0 | 0.00% | −3,180−100.0% | Sold out |
| Cary Street Partner Investment Advisory LLC | 0 | $0 | 0.00% | −300−100.0% | Sold out |