First Trust Senior Floating Rate Income Fund II
FCT- SEC CIK
- 0001282850
No open-market purchases or sales by First Trust Senior Floating Rate Income Fund II insiders were filed in the last 90 days; 88 institutions reported holding it in 13F filings for Q2 2026, worth $85.8M in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in First Trust Senior Floating Rate Income Fund II as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 64
- +5 vs. Q2 2021
- Shares held
- 7.99M
- +187.0K (+2.4%) vs. Q2 2021
- Total value
- $97.7M
- −$1.31M (−1.3%) vs. Q2 2021
- New holders
- 7
- 25 more added
- Sold out
- 2
- 13 more reduced
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FCT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 88 | $85.8M |
| Q1 2026 | 86 | $85.8M |
| Q4 2025 | 89 | $96.3M |
| Q3 2025 | 80 | $98.0M |
| Q2 2025 | 79 | $102.9M |
| Q1 2025 | 77 | $105.7M |
| Q4 2024 | 74 | $114.7M |
| Q3 2024 | 68 | $108.9M |
| Q2 2024 | 73 | $98.2M |
| Q1 2024 | 73 | $114.3M |
| Q4 2023 | 77 | $113.2M |
| Q3 2023 | 68 | $108.0M |
| Q2 2023 | 75 | $107.2M |
| Q1 2023 | 81 | $107.6M |
| Q4 2022 | 82 | $98.4M |
| Q3 2022 | 65 | $89.4M |
| Q2 2022 | 71 | $90.2M |
| Q1 2022 | 62 | $106.1M |
| Q4 2021 | 70 | $101.3M |
| Q3 2021 | 64 | $97.7M |
| Q2 2021 | 59 | $99.1M |
| Q1 2021 | 63 | $101.4M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding First Trust Senior Floating Rate Income Fund II; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Global Retirement Partners, LLC | 42 | $1.00K | 0.00% | +1+2.4% | Added |
| Key Financial Inc | 267 | $3.00K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 227 | $3.00K | 0.00% | +227 | New |
| CoreFirst Bank & Trust | 312 | $4.00K | 0.00% | 00.0% | Unchanged |
| Princeton Global Asset Management LLC | 400 | $5.00K | 0.00% | 00.0% | Unchanged |
| AlphaMark Advisors, LLC | 1,000 | $12.0K | 0.00% | 00.0% | Unchanged |
| Pacitti Group Inc. | 1,000 | $12.0K | 0.01% | 00.0% | Unchanged |
| Cordasco Financial Network | 1,100 | $13.0K | 0.01% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 1,169 | $14.0K | 0.00% | −320−21.5% | Reduced |
| Carmichael Hill & Associates, Inc. | 1,290 | $16.0K | 0.01% | 00.0% | Unchanged |
| Citigroup Inc | 1,701 | $21.0K | 0.00% | +1,501+750.5% | Added |
| NEXT Financial Group, Inc | 1,713 | $21.0K | 0.00% | +1,713 | New |
| Northwestern Mutual Wealth Management Co | 2,128 | $26.0K | 0.00% | +1,628+325.6% | Added |
| Cullen/Frost Bankers, Inc. | 3,000 | $37.0K | 0.00% | 00.0% | Unchanged |
| Hexagon Capital Partners LLC | 3,180 | $39.0K | 0.01% | 00.0% | Unchanged |
| FNY Investment Advisers, LLC | 5,000 | $61.0K | 0.03% | +5,000 | New |
| Westchester Capital Management, LLC | 5,810 | $71.0K | 0.00% | 00.0% | Unchanged |
| Lumature Wealth Partners, LLC | 10,000 | $122.0K | 0.05% | 00.0% | Unchanged |
| Barclays PLC | 9,785 | $122.0K | 0.00% | 00.0% | Unchanged |
| First Foundation Advisors | 10,066 | $123.0K | 0.00% | −23,009−69.6% | Reduced |
| Koshinski Asset Management, Inc. | 11,097 | $135.8K | 0.01% | +11,097 | New |
| Sentinel Pension Advisors Inc | 11,749 | $144.0K | 0.05% | +250+2.2% | Added |
| Raymond James Financial Services Advisors, Inc. | 14,719 | $180.0K | 0.00% | −2,893−16.4% | Reduced |
| Kestra Advisory Services, LLC | 15,015 | $184.0K | 0.00% | 00.0% | Unchanged |
| Narwhal Capital Management | 15,165 | $186.0K | 0.02% | 00.0% | Unchanged |
| DHJJ Financial Advisors, Ltd. | 17,275 | $211.0K | 0.11% | 00.0% | Unchanged |
| Evoke Wealth, LLC | 18,561 | $227.0K | 0.01% | +3,397+22.4% | Added |
| Cetera Advisor Networks LLC | 19,461 | $238.0K | 0.00% | +4,127+26.9% | Added |
| Raymond James & Associates | 19,865 | $243.0K | 0.00% | −6,658−25.1% | Reduced |
| Geneos Wealth Management Inc. | 21,272 | $257.0K | 0.01% | +7,342+52.7% | Added |
| Shufro Rose & Co LLC | 21,100 | $258.0K | 0.02% | 00.0% | Unchanged |
| American Portfolios Advisors | 21,188 | $259.3K | 0.01% | +20,875+6,669.3% | Added |
| Apriem Advisors | 23,000 | $282.0K | 0.04% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 24,044 | $294.0K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 25,129 | $307.0K | 0.00% | −5,938−19.1% | Reduced |
| Whitener Capital Management, Inc. | 27,400 | $318.0K | 0.15% | +8,450+44.6% | Added |
| SeaCrest Wealth Management, LLC | 27,684 | $339.0K | 0.04% | −303−1.1% | Reduced |
| WESCAP Management Group, Inc. | 30,599 | $375.0K | 0.11% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 32,545 | $398.0K | 0.00% | +8,031+32.8% | Added |
| Shaker Financial Services, LLC | 38,129 | $467.0K | 0.19% | +38,129 | New |
| National Asset Management, Inc. | 38,541 | $472.0K | 0.02% | −3,843−9.1% | Reduced |
| Commonwealth Equity Services, LLC | 41,599 | $509.0K | 0.00% | −132,472−76.1% | Reduced |
| Rockefeller Capital Management L.P. | 43,856 | $536.0K | 0.00% | +23,916+119.9% | Added |
| Virtus ETF Advisers LLC | 47,276 | $579.0K | 0.25% | +4,101+9.5% | Added |
| Jaffetilchin Investment Partners, LLC | 48,963 | $599.0K | 0.06% | +48,963 | New |
| Advisor Group Holdings, Inc. | 63,279 | $774.0K | 0.00% | +14,094+28.7% | Added |
| Oppenheimer & Co Inc | 71,280 | $872.0K | 0.02% | +2,291+3.3% | Added |
| Advisors Asset Management, Inc. | 74,796 | $916.0K | 0.01% | +504+0.7% | Added |
| Mid Atlantic Financial Management Inc | 75,553 | $925.0K | 0.06% | +22,800+43.2% | Added |
| Private Advisor Group, LLC | 81,488 | $998.0K | 0.01% | +35,487+77.1% | Added |
| Thrivent Financial for Lutherans | 82,038 | $1.00M | 0.00% | +48,032+141.2% | Added |
| Royal Bank of Canada | 105,152 | $1.29M | 0.00% | +65,700+166.5% | Added |
| Ameriprise Financial Inc | 129,759 | $1.59M | 0.00% | −10,176−7.3% | Reduced |
| D.A. Davidson & Co. | 130,183 | $1.59M | 0.02% | +130,183 | New |
| Guggenheim Capital LLC | 157,698 | $1.93M | 0.01% | +36,314+29.9% | Added |
| TFG Advisers LLC | 168,689 | $2.06M | 1.00% | +2,821+1.7% | Added |
| Stifel Financial Corp | 254,681 | $3.12M | 0.00% | +39,061+18.1% | Added |
| UBS Group AG | 293,724 | $3.60M | 0.00% | +15,831+5.7% | Added |
| Invesco Ltd. | 596,243 | $7.30M | 0.00% | −56,677−8.7% | Reduced |
| LPL Financial LLC | 598,842 | $7.33M | 0.01% | +60,556+11.2% | Added |
| Edgemoor Investment Advisors, Inc. | 804,947 | $9.85M | 1.12% | −74,499−8.5% | Reduced |
| Gradient Investments LLC | 953,403 | $11.7M | 0.33% | +40,317+4.4% | Added |
| Morgan Stanley | 1,277,269 | $15.6M | 0.00% | −101,345−7.4% | Reduced |
| Bank of America Corp | 1,353,607 | $16.6M | 0.00% | −96,003−6.6% | Reduced |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −1,517−100.0% | Sold out |
| Panagora Asset Management Inc | 0 | $0 | 0.00% | −40−100.0% | Sold out |