First Trust Senior Floating Rate Income Fund II
FCT- SEC CIK
- 0001282850
No open-market purchases or sales by First Trust Senior Floating Rate Income Fund II insiders were filed in the last 90 days; 88 institutions reported holding it in 13F filings for Q2 2026, worth $85.8M in total; no superinvestor holds it.
13F holders, Q4 2022
Institutional positions in First Trust Senior Floating Rate Income Fund II as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 82
- +18 vs. Q3 2022
- Shares held
- 10.3M
- +1.40M (+15.7%) vs. Q3 2022
- Total value
- $98.4M
- +$9.24M (+10.4%) vs. Q3 2022
- New holders
- 25
- 24 more added
- Sold out
- 7
- 20 more reduced
1 institution that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FCT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 88 | $85.8M |
| Q1 2026 | 86 | $85.8M |
| Q4 2025 | 89 | $96.3M |
| Q3 2025 | 80 | $98.0M |
| Q2 2025 | 79 | $102.9M |
| Q1 2025 | 77 | $105.7M |
| Q4 2024 | 74 | $114.7M |
| Q3 2024 | 68 | $108.9M |
| Q2 2024 | 73 | $98.2M |
| Q1 2024 | 73 | $114.3M |
| Q4 2023 | 77 | $113.2M |
| Q3 2023 | 68 | $108.0M |
| Q2 2023 | 75 | $107.2M |
| Q1 2023 | 81 | $107.6M |
| Q4 2022 | 82 | $98.4M |
| Q3 2022 | 65 | $89.4M |
| Q2 2022 | 71 | $90.2M |
| Q1 2022 | 62 | $106.1M |
| Q4 2021 | 70 | $101.3M |
| Q3 2021 | 64 | $97.7M |
| Q2 2021 | 59 | $99.1M |
| Q1 2021 | 63 | $101.4M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding First Trust Senior Floating Rate Income Fund II; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Huntington National Bank | – | $10 | 0.00% | – | New |
| FMR LLC | 1 | $10 | 0.00% | +1 | New |
| Tower Research Capital LLC (TRC) | 110 | $1.00K | 0.00% | +110 | New |
| NewSquare Capital LLC | 232 | $2.21K | 0.00% | +232 | New |
| CoreCap Advisors, LLC | 241 | $2.30K | 0.00% | +241 | New |
| Key Financial Inc | 267 | $2.67K | 0.00% | 00.0% | Unchanged |
| Carmichael Hill & Associates, Inc. | 289 | $2.75K | 0.00% | 00.0% | Unchanged |
| Cary Street Partner Investment Advisory LLC | 300 | $2.86K | 0.00% | +300 | New |
| CoreFirst Bank & Trust | 312 | $2.97K | 0.00% | 00.0% | Unchanged |
| Beacon Capital Management, LLC | 383 | $3.65K | 0.00% | 00.0% | Unchanged |
| Romano Brothers and Company | 509 | $4.85K | 0.00% | +509 | New |
| Money Concepts Capital Corp | 550 | $5.24K | 0.00% | +550 | New |
| Colonial Trust Co | 1,100 | $10.5K | 0.00% | +1,100 | New |
| Global Retirement Partners, LLC | 1,271 | $12.1K | 0.00% | +1+0.1% | Added |
| Hexagon Capital Partners LLC | 3,365 | $32.1K | 0.01% | +8+0.2% | Added |
| Advisory Services Network, LLC | 4,586 | $43.7K | 0.00% | +4,586 | New |
| Lumature Wealth Partners, LLC | 10,000 | $95.3K | 0.05% | 00.0% | Unchanged |
| Wealth Effects LLC | 10,723 | $102.2K | 0.06% | +10,723 | New |
| Koshinski Asset Management, Inc. | 10,766 | $102.6K | 0.01% | +226+2.1% | Added |
| Cetera Investment Advisers | 11,541 | $110.0K | 0.00% | +11,541 | New |
| Integrated Wealth Concepts LLC | 11,925 | $114.0K | 0.00% | −149−1.2% | Reduced |
| Geneos Wealth Management Inc. | 12,528 | $119.4K | 0.01% | −390−3.0% | Reduced |
| Kestra Advisory Services, LLC | 12,724 | $121.3K | 0.00% | 00.0% | Unchanged |
| Coastal Investment Advisors, Inc. | 12,746 | $121.5K | 0.03% | +267+2.1% | Added |
| Walleye Capital LLC | 12,808 | $122.1K | 0.00% | +12,808 | New |
| Sentinel Pension Advisors Inc | 12,966 | $123.6K | 0.04% | +270+2.1% | Added |
| Whitener Capital Management, Inc. | 13,330 | $127.0K | 0.06% | +13,330 | New |
| Raymond James Financial Services Advisors, Inc. | 14,447 | $137.7K | 0.00% | −73,682−83.6% | Reduced |
| JPMorgan Chase & Co | 14,689 | $140.0K | 0.00% | +14,689 | New |
| Commonwealth Equity Services, LLC | 15,721 | $149.0K | 0.00% | −16,329−50.9% | Reduced |
| TFB Advisors LLC | 18,055 | $172.1K | 0.14% | +18,055 | New |
| IFP Advisors, Inc | 12,962 | $185.0K | 0.01% | +7+0.1% | Added |
| Goldman Sachs Group Inc | 19,676 | $187.5K | 0.00% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 19,695 | $187.7K | 0.00% | +19,695 | New |
| International Assets Investment Management, LLC | 19,942 | $190.1K | 0.02% | +19,942 | New |
| WESCAP Management Group, Inc. | 22,142 | $211.0K | 0.07% | 00.0% | Unchanged |
| Westchester Capital Management, LLC | 23,593 | $224.8K | 0.01% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 24,127 | $229.9K | 0.00% | +2,070+9.4% | Added |
| Glassy Mountain Advisors, Inc. | 25,587 | $243.8K | 0.13% | +25,587 | New |
| Apriem Advisors | 26,500 | $252.5K | 0.04% | +2,000+8.2% | Added |
| Truist Financial Corp | 26,627 | $253.8K | 0.00% | −2,291−7.9% | Reduced |
| AEGON USA Investment Management, LLC | 27,017 | $257.5K | 0.15% | +12,128+81.5% | Added |
| National Asset Management, Inc. | 32,153 | $306.4K | 0.01% | −13,543−29.6% | Reduced |
| TownSquare Capital, LLC | 33,598 | $320.2K | 0.01% | +10,995+48.6% | Added |
| Shaker Financial Services, LLC | 36,676 | $349.5K | 0.16% | +3,575+10.8% | Added |
| Landscape Capital Management, L.L.C. | 37,787 | $360.1K | 0.05% | −8,204−17.8% | Reduced |
| Elequin Capital LP | 38,674 | $368.6K | 0.10% | +38,674 | New |
| CNH Partners LLC | 40,371 | $384.7K | 0.01% | +40,371 | New |
| Virtus ETF Advisers LLC | 41,758 | $398.0K | 0.21% | −6,476−13.4% | Reduced |
| Rockefeller Capital Management L.P. | 50,703 | $483.0K | 0.00% | −353−0.7% | Reduced |
| Wells Fargo & Company | 50,955 | $485.6K | 0.00% | +16,216+46.7% | Added |
| Shufro Rose & Co LLC | 53,100 | $506.0K | 0.04% | +29,500+125.0% | Added |
| Raymond James & Associates | 60,553 | $577.1K | 0.00% | −5,750−8.7% | Reduced |
| StoneX Group Inc. | 61,165 | $582.9K | 0.07% | +61,165 | New |
| Sit Investment Associates Inc | 63,287 | $603.0K | 0.02% | +63,287 | New |
| Cambridge Investment Research Advisors, Inc. | 67,464 | $643.0K | 0.00% | +7,456+12.4% | Added |
| Matisse Capital | 74,274 | $707.8K | 0.63% | 00.0% | Unchanged |
| Evoke Wealth, LLC | 74,975 | $714.5K | 0.03% | 00.0% | Unchanged |
| Thrivent Financial for Lutherans | 78,790 | $751.0K | 0.00% | 00.0% | Unchanged |
| Ameriprise Financial Inc | 93,311 | $889.0K | 0.00% | −8,276−8.1% | Reduced |
| Stifel Financial Corp | 117,620 | $1.12M | 0.00% | −6,142−5.0% | Reduced |
| EWG Elevate Inc. | 120,140 | $1.14M | 0.58% | +6,643+5.9% | Added |
| Wagner Wealth Management, LLC | 123,294 | $1.17M | 0.73% | +123,294 | New |
| Wolverine Asset Management LLC | 134,605 | $1.28M | 0.02% | +66,856+98.7% | Added |
| Advisor Group Holdings, Inc. | 149,926 | $1.43M | 0.00% | +58,176+63.4% | Added |
| Royal Bank of Canada | 172,374 | $1.64M | 0.00% | +15,326+9.8% | Added |
| TFG Advisers LLC | 190,462 | $1.82M | 0.93% | −2,162−1.1% | Reduced |
| Advisors Asset Management, Inc. | 201,529 | $1.92M | 0.04% | +33,380+19.9% | Added |
| Logan Stone Capital, LLC | 217,393 | $2.07M | 0.78% | +197,090+970.7% | Added |
| GraniteShares Advisors LLC | 234,248 | $2.23M | 1.84% | −8,353−3.4% | Reduced |
| UBS Group AG | 241,618 | $2.30M | 0.00% | −31,682−11.6% | Reduced |
| D.A. Davidson & Co. | 273,528 | $2.61M | 0.03% | −10,478−3.7% | Reduced |
| Relative Value Partners Group, LLC | 281,188 | $2.68M | 0.19% | +252,665+885.8% | Added |
| Gradient Investments LLC | 428,141 | $4.08M | 0.13% | +6,401+1.5% | Added |
| 1607 Capital Partners, LLC | 465,355 | $4.43M | 0.30% | +465,355 | New |
| Invesco Ltd. | 526,024 | $5.01M | 0.00% | +11,097+2.2% | Added |
| Guggenheim Capital LLC | 597,408 | $5.69M | 0.05% | −56,839−8.7% | Reduced |
| Morgan Stanley | 631,754 | $6.02M | 0.00% | +175,034+38.3% | Added |
| Oaktree Capital Management LPSuperinvestorOaktree Capital | 809,115 | $7.71M | 0.08% | 00.0% | Unchanged |
| Edgemoor Investment Advisors, Inc. | 809,899 | $7.72M | 0.97% | −39,425−4.6% | Reduced |
| LPL Financial LLC | 977,877 | $9.32M | 0.01% | −8,177−0.8% | Reduced |
| Bank of America Corp | 1,168,816 | $11.1M | 0.00% | −75,114−6.0% | Reduced |
| Ameritas Advisory Services, LLC | 0 | $0 | 0.00% | −30,276−100.0% | Sold out |
| HighTower Advisors, LLC | 0 | $0 | 0.00% | −18,240−100.0% | Sold out |
| Oppenheimer & Co Inc | 0 | $0 | 0.00% | −16,132−100.0% | Sold out |
| DHJJ Financial Advisors, Ltd. | 0 | $0 | 0.00% | −13,125−100.0% | Sold out |
| Northwestern Mutual Wealth Management Co | 0 | $0 | 0.00% | −1,126−100.0% | Sold out |
| AlphaMark Advisors, LLC | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| Princeton Global Asset Management LLC | 0 | $0 | 0.00% | −400−100.0% | Sold out |
| American Portfolios Advisors | – | – | – | – | Not filed |