First Trust Senior Floating Rate Income Fund II
FCT- SEC CIK
- 0001282850
No open-market purchases or sales by First Trust Senior Floating Rate Income Fund II insiders were filed in the last 90 days; 88 institutions reported holding it in 13F filings for Q2 2026, worth $85.8M in total; no superinvestor holds it.
13F holders, Q2 2023
Institutional positions in First Trust Senior Floating Rate Income Fund II as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 75
- −5 vs. Q1 2023
- Shares held
- 10.8M
- +3.61K (0.0%) vs. Q1 2023
- Total value
- $107.2M
- −$447.6K (−0.4%) vs. Q1 2023
- New holders
- 10
- 16 more added
- Sold out
- 15
- 26 more reduced
1 institution that held it in Q1 2023 haven't filed for Q2 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FCT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 88 | $85.8M |
| Q1 2026 | 86 | $85.8M |
| Q4 2025 | 89 | $96.3M |
| Q3 2025 | 80 | $98.0M |
| Q2 2025 | 79 | $102.9M |
| Q1 2025 | 77 | $105.7M |
| Q4 2024 | 74 | $114.7M |
| Q3 2024 | 68 | $108.9M |
| Q2 2024 | 73 | $98.2M |
| Q1 2024 | 73 | $114.3M |
| Q4 2023 | 77 | $113.2M |
| Q3 2023 | 68 | $108.0M |
| Q2 2023 | 75 | $107.2M |
| Q1 2023 | 81 | $107.6M |
| Q4 2022 | 82 | $98.4M |
| Q3 2022 | 65 | $89.4M |
| Q2 2022 | 71 | $90.2M |
| Q1 2022 | 62 | $106.1M |
| Q4 2021 | 70 | $101.3M |
| Q3 2021 | 64 | $97.7M |
| Q2 2021 | 59 | $99.1M |
| Q1 2021 | 63 | $101.4M |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding First Trust Senior Floating Rate Income Fund II; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Huntington National Bank | – | $10 | 0.00% | – | – |
| FMR LLC | 1 | $10 | 0.00% | +1 | New |
| GPS Wealth Strategies Group, LLC | 150 | $1.49K | 0.00% | +150 | New |
| Tower Research Capital LLC (TRC) | 166 | $1.64K | 0.00% | +166 | New |
| Key Financial Inc | 267 | $2.64K | 0.00% | 00.0% | Unchanged |
| Carmichael Hill & Associates, Inc. | 289 | $2.86K | 0.00% | 00.0% | Unchanged |
| Cary Street Partner Investment Advisory LLC | 300 | $2.97K | 0.00% | 00.0% | Unchanged |
| CoreFirst Bank & Trust | 312 | $3.09K | 0.00% | 00.0% | Unchanged |
| Beacon Capital Management, LLC | 383 | $3.79K | 0.00% | 00.0% | Unchanged |
| National Bank of Canada | 1,000 | $9.90K | 0.00% | +1,000 | New |
| AlphaMark Advisors, LLC | 1,000 | $10.0K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 1,048 | $10.4K | 0.00% | −53,011−98.1% | Reduced |
| Global Retirement Partners, LLC | 1,273 | $12.6K | 0.00% | 00.0% | Unchanged |
| Whittier Trust Co | 1,358 | $13.4K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 1,115 | $16.1K | 0.00% | −6,401−85.2% | Reduced |
| Hexagon Capital Partners LLC | 3,385 | $33.5K | 0.01% | +11+0.3% | Added |
| Gradient Investments LLC | 3,682 | $36.5K | 0.00% | −236−6.0% | Reduced |
| Cullen/Frost Bankers, Inc. | 7,000 | $69.3K | 0.00% | +7,000 | New |
| Geneos Wealth Management Inc. | 9,374 | $92.8K | 0.00% | +945+11.2% | Added |
| Elequin Capital LP | 9,447 | $93.5K | 0.05% | −3,904−29.2% | Reduced |
| Lumature Wealth Partners, LLC | 10,000 | $99.0K | 0.06% | 00.0% | Unchanged |
| Pekin Hardy Strauss, Inc. | 11,650 | $115.3K | 0.02% | −103−0.9% | Reduced |
| Kestra Advisory Services, LLC | 11,768 | $116.5K | 0.00% | +43+0.4% | Added |
| Coastal Investment Advisors, Inc. | 11,895 | $117.8K | 0.03% | −1,123−8.6% | Reduced |
| Raymond James & Associates | 11,991 | $118.7K | 0.00% | −2,223−15.6% | Reduced |
| SFI Advisors, LLC | 12,633 | $125.1K | 0.12% | +1,100+9.5% | Added |
| Landscape Capital Management, L.L.C. | 13,355 | $132.2K | 0.02% | −54,509−80.3% | Reduced |
| Quarry LP | 13,900 | $137.6K | 0.09% | +13,900 | New |
| Whitener Capital Management, Inc. | 14,800 | $146.5K | 0.06% | −400−2.6% | Reduced |
| Oppenheimer & Co Inc | 15,854 | $157.0K | 0.00% | +15,854 | New |
| Apriem Advisors | 16,200 | $160.4K | 0.02% | 00.0% | Unchanged |
| Glassy Mountain Advisors, Inc. | 16,312 | $161.5K | 0.07% | +16,312 | New |
| TFB Advisors LLC | 18,055 | $178.7K | 0.08% | 00.0% | Unchanged |
| Goldman Sachs Group Inc | 20,676 | $204.7K | 0.00% | +1,000+5.1% | Added |
| WESCAP Management Group, Inc. | 22,142 | $219.2K | 0.08% | 00.0% | Unchanged |
| Westchester Capital Management, LLC | 23,593 | $233.6K | 0.01% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 24,127 | $238.9K | 0.00% | 00.0% | Unchanged |
| Truist Financial Corp | 26,627 | $263.6K | 0.00% | 00.0% | Unchanged |
| Prevail Innovative Wealth Advisors, LLC | 28,630 | $283.4K | 0.16% | +28,630 | New |
| AEGON USA Investment Management, LLC | 30,017 | $297.2K | 0.17% | 00.0% | Unchanged |
| Cetera Investment Advisers | 33,736 | $334.0K | 0.00% | +8,710+34.8% | Added |
| National Asset Management, Inc. | 34,961 | $346.1K | 0.01% | +3,327+10.5% | Added |
| Virtus ETF Advisers LLC | 36,940 | $365.7K | 0.22% | −6,149−14.3% | Reduced |
| Rockefeller Capital Management L.P. | 44,938 | $444.9K | 0.00% | −970−2.1% | Reduced |
| Shufro Rose & Co LLC | 51,600 | $510.8K | 0.05% | −1,500−2.8% | Reduced |
| Thrivent Financial for Lutherans | 55,024 | $545.0K | 0.00% | −2,900−5.0% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 57,186 | $566.0K | 0.00% | −4,965−8.0% | Reduced |
| Sit Investment Associates Inc | 63,287 | $627.0K | 0.02% | 00.0% | Unchanged |
| Clough Capital Partners L P | 66,200 | $655.4K | 0.07% | +66,200 | New |
| Evoke Wealth, LLC | 74,975 | $742.2K | 0.03% | 00.0% | Unchanged |
| Wells Fargo & Company | 75,688 | $749.3K | 0.00% | +11,898+18.7% | Added |
| Commonwealth Equity Services, LLC | 78,801 | $780.0K | 0.00% | +63,047+400.2% | Added |
| Advisor Group Holdings, Inc. | 88,737 | $878.6K | 0.00% | +330.0% | Added |
| Ameriprise Financial Inc | 99,424 | $984.3K | 0.00% | +10,511+11.8% | Added |
| Shaker Financial Services, LLC | 106,695 | $1.06M | 0.46% | −34,822−24.6% | Reduced |
| Stifel Financial Corp | 111,226 | $1.10M | 0.00% | −4,059−3.5% | Reduced |
| Matisse Capital | 136,900 | $1.36M | 0.84% | 00.0% | Unchanged |
| CNH Partners LLC | 147,032 | $1.46M | 0.06% | +38,376+35.3% | Added |
| Jones Road Capital Management, L.P. | 165,000 | $1.63M | 1.60% | 00.0% | Unchanged |
| Royal Bank of Canada | 175,106 | $1.73M | 0.00% | −510.0% | Reduced |
| Wagner Wealth Management, LLC | 183,992 | $1.82M | 0.70% | −9,384−4.9% | Reduced |
| TFG Advisers LLC | 186,835 | $1.85M | 0.84% | −888−0.5% | Reduced |
| Logan Stone Capital, LLC | 208,386 | $2.06M | 0.70% | −58,725−22.0% | Reduced |
| UBS Group AG | 216,251 | $2.14M | 0.00% | −21,997−9.2% | Reduced |
| D.A. Davidson & Co. | 272,709 | $2.70M | 0.03% | −1,286−0.5% | Reduced |
| Advisors Asset Management, Inc. | 279,444 | $2.77M | 0.06% | +59,968+27.3% | Added |
| Relative Value Partners Group, LLC | 433,841 | $4.30M | 0.28% | +92,856+27.2% | Added |
| Guggenheim Capital LLC | 467,270 | $4.63M | 0.04% | −46,273−9.0% | Reduced |
| City of London Investment Management Co Ltd | 496,941 | $4.93M | 0.40% | 00.0% | Unchanged |
| Invesco Ltd. | 570,585 | $5.65M | 0.00% | −29,195−4.9% | Reduced |
| 1607 Capital Partners, LLC | 631,315 | $6.25M | 0.45% | 00.0% | Unchanged |
| Edgemoor Investment Advisors, Inc. | 792,435 | $7.85M | 0.89% | −12,730−1.6% | Reduced |
| Bank of America Corp | 1,098,930 | $10.9M | 0.00% | −18,335−1.6% | Reduced |
| LPL Financial LLC | 1,224,814 | $12.1M | 0.01% | +185,980+17.9% | Added |
| Morgan Stanley | 1,660,568 | $16.4M | 0.00% | +137,038+9.0% | Added |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −141,581−100.0% | Sold out |
| Almitas Capital LLC | 0 | $0 | 0.00% | −88,191−100.0% | Sold out |
| HighTower Advisors, LLC | 0 | $0 | 0.00% | −31,484−100.0% | Sold out |
| Cohen & Steers, Inc. | 0 | $0 | 0.00% | −25,000−100.0% | Sold out |
| OTA Financial Group L.P. | 0 | $0 | 0.00% | −20,208−100.0% | Sold out |
| Koshinski Asset Management, Inc. | 0 | $0 | 0.00% | −10,997−100.0% | Sold out |
| Raymond James Financial Services Advisors, Inc. | 0 | $0 | 0.00% | −10,929−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −10,873−100.0% | Sold out |
| Integrated Wealth Concepts LLC | 0 | $0 | 0.00% | −10,758−100.0% | Sold out |
| International Assets Investment Management, LLC | 0 | $0 | 0.00% | −10,613−100.0% | Sold out |
| Wealth Effects LLC | 0 | $0 | 0.00% | −10,240−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −4,586−100.0% | Sold out |
| Financial Management Professionals, Inc. | 0 | $0 | 0.00% | −2,500−100.0% | Sold out |
| Bessemer Group Inc | 0 | $0 | 0.00% | −635−100.0% | Sold out |
| World Equity Group, Inc. | 0 | $0 | 0.00% | −5,713−100.0% | Sold out |
| Ahrens Investment Partners LLC | – | – | – | – | Not filed |