Nuveen Dow 30sm Dynamic Overwrite Fund
DIAXDelisted Mar 30, 2026- SEC CIK
- 0001608742
Nuveen Dow 30sm Dynamic Overwrite Fund was delisted on Mar 30, 2026; its insiders filed their last Form 4 on Nov 30, 2021; 122 institutions reported holding it in 13F filings for Q4 2025, worth $189.9M in total; no superinvestor held it.
13F holders, Q2 2021
Institutional positions in Nuveen Dow 30sm Dynamic Overwrite Fund as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 89
- −5 vs. Q1 2021
- Shares held
- 8.79M
- −59.8K (−0.7%) vs. Q1 2021
- Total value
- $149.7M
- +$5.87M (+4.1%) vs. Q1 2021
- New holders
- 8
- 35 more added
- Sold out
- 13
- 24 more reduced
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting DIAX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 3 | $10.7M |
| Q4 2025 | 122 | $189.9M |
| Q3 2025 | 109 | $178.3M |
| Q2 2025 | 104 | $169.8M |
| Q1 2025 | 101 | $163.8M |
| Q4 2024 | 90 | $174.8M |
| Q3 2024 | 86 | $170.3M |
| Q2 2024 | 86 | $159.1M |
| Q1 2024 | 82 | $165.4M |
| Q4 2023 | 82 | $150.9M |
| Q3 2023 | 81 | $137.6M |
| Q2 2023 | 82 | $130.7M |
| Q1 2023 | 83 | $126.5M |
| Q4 2022 | 80 | $125.9M |
| Q3 2022 | 73 | $109.9M |
| Q2 2022 | 80 | $126.5M |
| Q1 2022 | 76 | $130.1M |
| Q4 2021 | 77 | $139.0M |
| Q3 2021 | 79 | $138.8M |
| Q2 2021 | 89 | $149.7M |
| Q1 2021 | 94 | $143.9M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Nuveen Dow 30sm Dynamic Overwrite Fund; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Wolff Wiese Magana LLC | 88 | $1.00K | 0.00% | 00.0% | Unchanged |
| San Francisco Sentry Investment Group (Ca) | 120 | $2.00K | 0.00% | 00.0% | Unchanged |
| Horan Securities, Inc. | 200 | $3.00K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 250 | $4.00K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 435 | $7.00K | 0.00% | −78−15.2% | Reduced |
| Ellis Investment Partners, LLC | 448 | $7.00K | 0.00% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 609 | $10.0K | 0.00% | 00.0% | Unchanged |
| NEXT Financial Group, Inc | 570 | $10.0K | 0.00% | 00.0% | Unchanged |
| Proequities, Inc. | 750 | $13.0K | 0.00% | 00.0% | Unchanged |
| Liberty Wealth Management LLC | 758 | $13.0K | 0.01% | +13+1.7% | Added |
| SOA Wealth Advisors, LLC. | 895 | $15.0K | 0.00% | −303−25.3% | Reduced |
| Eaton Vance Management | 864 | $15.0K | 0.00% | +864 | New |
| Security National Trust Co | 1,000 | $17.0K | 0.00% | 00.0% | Unchanged |
| FourThought Financial, LLC | 1,156 | $19.0K | 0.00% | 00.0% | Unchanged |
| TSFG, LLC | 1,725 | $29.0K | 0.01% | 00.0% | Unchanged |
| American Portfolios Advisors | 1,944 | $33.1K | 0.00% | 00.0% | Unchanged |
| Pinnacle Bancorp, Inc. | 2,181 | $37.0K | 0.02% | 00.0% | Unchanged |
| Baldwin Brothers Inc | 2,592 | $44.0K | 0.00% | 00.0% | Unchanged |
| Arkadios Wealth Advisors | 3,041 | $51.0K | 0.01% | +2,655+687.8% | Added |
| Patriot Financial Group Insurance Agency, LLC | 3,364 | $57.0K | 0.01% | +29+0.9% | Added |
| Rockefeller Capital Management L.P. | 4,025 | $68.0K | 0.00% | +19+0.5% | Added |
| Advisory Services Network, LLC | 4,296 | $73.0K | 0.00% | +4,296 | New |
| FNY Investment Advisers, LLC | 5,000 | $85.0K | 0.03% | −1,883−27.4% | Reduced |
| Princeton Global Asset Management LLC | 5,355 | $91.0K | 0.03% | −1,886−26.0% | Reduced |
| US Bancorp | 5,473 | $93.0K | 0.00% | −1,363−19.9% | Reduced |
| Parisi Gray Wealth Management | 6,000 | $102.0K | 0.04% | +6,000 | New |
| Fifth Third Bancorp | 6,359 | $108.0K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 6,750 | $115.0K | 0.00% | −222−3.2% | Reduced |
| Spire Wealth Management | 7,837 | $133.0K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 7,871 | $134.0K | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 7,888 | $134.0K | 0.00% | +1,079+15.8% | Added |
| Texas Yale Capital Corp. | 10,368 | $176.0K | 0.01% | 00.0% | Unchanged |
| Integrated Capital Management, Inc. | 10,516 | $178.0K | 0.14% | +10,516 | New |
| Walleye Trading LLC | 11,326 | $193.0K | 0.01% | −6,390−36.1% | Reduced |
| Capital Wealth Alliance, LLC | 11,603 | $195.0K | 0.12% | +45+0.4% | Added |
| CNH Partners LLC | 13,128 | $223.0K | 0.01% | −38,952−74.8% | Reduced |
| Northern Trust Corp | 13,236 | $225.0K | 0.00% | −1,100−7.7% | Reduced |
| AlphaStar Capital Management, LLC | 12,996 | $225.0K | 0.03% | 00.0% | Unchanged |
| Eudaimonia Partners, LLC | 13,465 | $229.0K | 0.04% | −778−5.5% | Reduced |
| Baird Financial Group, Inc. | 14,104 | $240.0K | 0.00% | +14,104 | New |
| Dynamic Advisor Solutions LLC | 15,650 | $266.0K | 0.02% | +15,650 | New |
| Covington Capital Management | 16,954 | $289.0K | 0.01% | 00.0% | Unchanged |
| Janney Montgomery Scott LLC | 19,011 | $324.0K | 0.00% | +570+3.1% | Added |
| Wedbush Securities Inc | 19,397 | $330.0K | 0.02% | +1,475+8.2% | Added |
| Keybank National Association | 20,368 | $347.0K | 0.00% | 00.0% | Unchanged |
| 9258 Wealth Management, LLC | 20,934 | $356.0K | 0.10% | −2,165−9.4% | Reduced |
| Pinnacle Associates Ltd | 21,905 | $373.0K | 0.01% | −150−0.7% | Reduced |
| BFT Financial Group, LLC | 23,000 | $391.0K | 0.08% | 00.0% | Unchanged |
| Truist Financial Corp | 24,536 | $418.0K | 0.00% | +85+0.3% | Added |
| Stolper Co | 26,482 | $451.0K | 0.21% | +26,482 | New |
| Kingsview Wealth Management, LLC | 31,697 | $542.0K | 0.03% | +6,153+24.1% | Added |
| BDO Wealth Advisors, LLC | 31,917 | $543.0K | 0.06% | −163−0.5% | Reduced |
| Institute for Wealth Management, LLC. | 32,972 | $561.0K | 0.10% | −24−0.1% | Reduced |
| Liberty One Investment Management, LLC | 37,714 | $642.0K | 0.11% | −5,045−11.8% | Reduced |
| Nations Financial Group Inc, | 38,275 | $651.0K | 0.11% | +1,400+3.8% | Added |
| Ionic Capital Management LLC | 40,635 | $692.0K | 0.08% | −255,916−86.3% | Reduced |
| Bank of Montreal | 39,810 | $715.0K | 0.00% | +39,810 | New |
| Cambridge Investment Research Advisors, Inc. | 43,080 | $733.0K | 0.00% | +7,980+22.7% | Added |
| Walleye Capital LLC | 45,358 | $772.0K | 0.03% | +20.0% | Added |
| Raymond James Trust N.A. | 45,685 | $778.0K | 0.03% | +4,695+11.5% | Added |
| Commonwealth Equity Services, LLC | 50,862 | $865.0K | 0.00% | +6,544+14.8% | Added |
| Mirae Asset Global Investments Co., Ltd. | 57,732 | $983.0K | 0.00% | +16,312+39.4% | Added |
| LPL Financial LLC | 62,893 | $1.07M | 0.00% | +15,976+34.1% | Added |
| D.A. Davidson & Co. | 65,975 | $1.12M | 0.01% | +2,375+3.7% | Added |
| Park Avenue Securities LLC | 66,388 | $1.13M | 0.02% | +2,809+4.4% | Added |
| Shulman DeMeo Asset Management LLC | 67,224 | $1.14M | 0.44% | −796−1.2% | Reduced |
| Envestnet Asset Management Inc | 70,001 | $1.19M | 0.00% | +3,516+5.3% | Added |
| Aviance Capital Partners, LLC | 82,458 | $1.40M | 0.25% | +11,661+16.5% | Added |
| Formidable Asset Management, LLC | 87,325 | $1.50M | 0.32% | −4,968−5.4% | Reduced |
| Private Advisor Group, LLC | 88,894 | $1.51M | 0.01% | +4,596+5.5% | Added |
| Ameriprise Financial Inc | 93,187 | $1.59M | 0.00% | +15,086+19.3% | Added |
| Advisor Group Holdings, Inc. | 94,540 | $1.61M | 0.00% | +470+0.5% | Added |
| Schnieders Capital Management LLC | 100,530 | $1.71M | 0.47% | +5,550+5.8% | Added |
| Raymond James & Associates | 137,055 | $2.33M | 0.00% | −13,187−8.8% | Reduced |
| Royal Bank of Canada | 166,554 | $2.83M | 0.00% | +15,815+10.5% | Added |
| Advisors Asset Management, Inc. | 258,220 | $4.39M | 0.06% | +20,081+8.4% | Added |
| Stifel Financial Corp | 272,158 | $4.63M | 0.01% | −9,658−3.4% | Reduced |
| Shaker Financial Services, LLC | 278,788 | $4.75M | 1.76% | +6,202+2.3% | Added |
| Bank of America Corp | 289,069 | $4.92M | 0.00% | −54,734−15.9% | Reduced |
| 1607 Capital Partners, LLC | 339,385 | $5.78M | 0.28% | −1,000−0.3% | Reduced |
| Oxbow Advisors, LLC | 400,456 | $6.82M | 0.71% | +3,001+0.8% | Added |
| Northwestern Mutual Wealth Management Co | 412,409 | $7.02M | 0.01% | +19,804+5.0% | Added |
| Rivernorth Capital Management, LLC | 502,766 | $8.56M | 0.49% | −124,821−19.9% | Reduced |
| Guggenheim Capital LLC | 538,067 | $9.16M | 0.05% | +178,378+49.6% | Added |
| Invesco Ltd. | 566,170 | $9.64M | 0.00% | +74,810+15.2% | Added |
| Wells Fargo & Company | 574,368 | $9.78M | 0.00% | +73,614+14.7% | Added |
| Raymond James Financial Services Advisors, Inc. | 660,631 | $11.2M | 0.02% | +40,270+6.5% | Added |
| UBS Group AG | 695,425 | $11.8M | 0.00% | +39,963+6.1% | Added |
| Morgan Stanley | 918,407 | $15.6M | 0.00% | −1,261−0.1% | Reduced |
| Cornerstone Advisors, LLC | 0 | $0 | 0.00% | −89,757−100.0% | Sold out |
| Landscape Capital Management, L.L.C. | 0 | $0 | 0.00% | −46,935−100.0% | Sold out |
| Hochman Cole Investment Advisors, Inc. | 0 | $0 | 0.00% | −42,812−100.0% | Sold out |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −16,188−100.0% | Sold out |
| Harbor Financial Services, LLC | 0 | $0 | 0.00% | −11,647−100.0% | Sold out |
| Quantedge Capital Pte Ltd | 0 | $0 | 0.00% | −10,400−100.0% | Sold out |
| International Assets Investment Management, LLC | 0 | $0 | 0.00% | −6,702−100.0% | Sold out |
| Enterprise Financial Services Corp | 0 | $0 | 0.00% | −4,000−100.0% | Sold out |
| Heritage Wealth Management, LLC | 0 | $0 | 0.00% | −1,866−100.0% | Sold out |
| Sowell Financial Services LLC | 0 | $0 | 0.00% | −1,350−100.0% | Sold out |
| Steward Partners Investment Advisory, LLC | 0 | $0 | 0.00% | −850−100.0% | Sold out |