Stellus Capital Investment Corp
SCM- Exchange
- NYSE
- SEC CIK
- 0001551901
In the last 90 days, Stellus Capital Investment Corp insiders filed 1 open-market purchase and 0 sales; 59 institutions reported holding it in 13F filings for Q2 2026, worth $30.6M in total; no superinvestor holds it.
13F holders, Q1 2024
Institutional positions in Stellus Capital Investment Corp as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 53
- −6 vs. Q4 2023
- Shares held
- 2.75M
- −445.8K (−14.0%) vs. Q4 2023
- Total value
- $35.9M
- −$5.11M (−12.5%) vs. Q4 2023
- New holders
- 8
- 15 more added
- Sold out
- 14
- 18 more reduced
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SCM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 59 | $30.6M |
| Q1 2026 | 63 | $38.4M |
| Q4 2025 | 63 | $49.1M |
| Q3 2025 | 68 | $45.9M |
| Q2 2025 | 58 | $44.3M |
| Q1 2025 | 62 | $47.2M |
| Q4 2024 | 58 | $39.0M |
| Q3 2024 | 53 | $41.9M |
| Q2 2024 | 52 | $48.6M |
| Q1 2024 | 53 | $35.9M |
| Q4 2023 | 59 | $41.0M |
| Q3 2023 | 63 | $54.5M |
| Q2 2023 | 61 | $46.7M |
| Q1 2023 | 57 | $32.6M |
| Q4 2022 | 51 | $32.9M |
| Q3 2022 | 51 | $32.1M |
| Q2 2022 | 54 | $32.8M |
| Q1 2022 | 44 | $37.7M |
| Q4 2021 | 49 | $43.5M |
| Q3 2021 | 45 | $43.0M |
| Q2 2021 | 47 | $43.9M |
| Q1 2021 | 47 | $43.3M |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Stellus Capital Investment Corp; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Two Sigma Investments, LP | 222,215 | $2.91M | 0.01% | −60,455−21.4% | Reduced |
| Raymond James & Associates | 217,674 | $2.85M | 0.00% | −12,155−5.3% | Reduced |
| Two Sigma Advisers, LP | 200,400 | $2.62M | 0.01% | −22,300−10.0% | Reduced |
| Legal & General Group Plc | 194,394 | $2.54M | 0.00% | +19,484+11.1% | Added |
| Morgan Stanley | 192,576 | $2.52M | 0.00% | +9,229+5.0% | Added |
| Condor Capital Management | 183,093 | $2.39M | 0.23% | +21,221+13.1% | Added |
| Advisors Asset Management, Inc. | 137,872 | $1.80M | 0.03% | −1,283−0.9% | Reduced |
| Icon Wealth Advisors, LLC | 131,442 | $1.72M | 0.16% | +389+0.3% | Added |
| Citadel Advisors LLC | 107,084 | $1.40M | 0.00% | +66,574+164.3% | Added |
| Gables Capital Management Inc. | 101,099 | $1.32M | 0.73% | +1,765+1.8% | Added |
| Cliffwater LLC | 99,960 | $1.30M | 0.35% | +2,771+2.9% | Added |
| BlackRock Inc. | 82,965 | $1.09M | 0.00% | +751+0.9% | Added |
| LPL Financial LLC | 76,769 | $1.00M | 0.00% | +62,757+447.9% | Added |
| Muzinich & Co., Inc. | 69,069 | $887.5K | 0.77% | 00.0% | Unchanged |
| Sumitomo Mitsui Trust Holdings, Inc. | 63,407 | $829.4K | 0.00% | −3,304−5.0% | Reduced |
| PFG Investments, LLC | 62,236 | $814.1K | 0.05% | +62,236 | New |
| U.S. Capital Wealth Advisors, LLC | 56,500 | $739.0K | 0.03% | 00.0% | Unchanged |
| Millennium Management LLC | 55,543 | $726.5K | 0.00% | −99,997−64.3% | Reduced |
| CI Private Wealth, LLC | 55,246 | $724.7K | 0.00% | +55,246 | New |
| Virtus ETF Advisers LLC | 54,217 | $709.2K | 0.38% | +15,008+38.3% | Added |
| Janney Montgomery Scott LLC | 43,825 | $573.0K | 0.00% | −1,000−2.2% | Reduced |
| Sunbelt Securities, Inc. | 37,481 | $490.3K | 0.05% | −3,454−8.4% | Reduced |
| Quadrature Capital Ltd | 34,627 | $452.6K | 0.01% | −15,644−31.1% | Reduced |
| Qube Research & Technologies Ltd | 32,558 | $425.9K | 0.00% | −22,019−40.3% | Reduced |
| Royal Bank of Canada | 26,575 | $348.0K | 0.00% | −749−2.7% | Reduced |
| Trexquant Investment LP | 24,639 | $322.3K | 0.01% | −4,682−16.0% | Reduced |
| LSV Asset Management | 20,500 | $268.0K | 0.00% | 00.0% | Unchanged |
| Great West Life Assurance Co | 20,395 | $267.0K | 0.00% | +827+4.2% | Added |
| Buckingham Strategic Partners | 19,802 | $259.0K | 0.01% | 00.0% | Unchanged |
| Jump Financial, LLC | 17,400 | $227.6K | 0.01% | −2,200−11.2% | Reduced |
| Oppenheimer & Co Inc | 13,738 | $179.7K | 0.00% | −759−5.2% | Reduced |
| The PNC Financial Services Group, Inc. | 13,000 | $170.0K | 0.00% | 00.0% | Unchanged |
| Edge Financial Advisors LLC | 12,244 | $160.2K | 0.14% | +12,244 | New |
| Wells Fargo & Company | 11,805 | $154.4K | 0.00% | −8,478−41.8% | Reduced |
| Virtu Financial LLC | 10,945 | $143.0K | 0.01% | +10,945 | New |
| Private Advisor Group, LLC | 10,000 | $130.8K | 0.00% | +10,000 | New |
| Advisor Group Holdings, Inc. | 8,694 | $113.7K | 0.00% | −11,402−56.7% | Reduced |
| UBS Group AG | 8,568 | $112.1K | 0.00% | +496+6.1% | Added |
| Chilton Capital Management LLC | 6,600 | $86.3K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 3,529 | $46.2K | 0.00% | −11,665−76.8% | Reduced |
| Group One Trading, L.P. | 1,425 | $18.6K | 0.00% | +125+9.6% | Added |
| PSI Advisors, LLC | 1,200 | $15.7K | 0.01% | +725+152.6% | Added |
| Simplex Trading, LLC | 762 | $9.00K | 0.00% | +762 | New |
| Parkside Financial Bank & Trust | 500 | $6.54K | 0.00% | 00.0% | Unchanged |
| Key Financial Inc | 500 | $6.54K | 0.00% | 00.0% | Unchanged |
| Old Point Trust & Financial Services N A | 500 | $6.54K | 0.00% | +500 | New |
| Northwestern Mutual Wealth Management Co | 500 | $6.54K | 0.00% | +500 | New |
| Tower Research Capital LLC (TRC) | 428 | $5.60K | 0.00% | +178+71.2% | Added |
| CWM, LLC | 400 | $5.00K | 0.00% | 00.0% | Unchanged |
| Cape Investment Advisory, Inc. | 347 | $4.54K | 0.00% | −1,002−74.3% | Reduced |
| Lindbrook Capital, LLC | 330 | $4.32K | 0.00% | 00.0% | Unchanged |
| Valley National Advisers Inc | 200 | $2.00K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 1 | $13 | 0.00% | 00.0% | Unchanged |
| Acadian Asset Management LLC | 0 | $0 | 0.00% | −263,074−100.0% | Sold out |
| Squarepoint Ops LLC | 0 | $0 | 0.00% | −102,964−100.0% | Sold out |
| Rockefeller Capital Management L.P. | 0 | $0 | 0.00% | −60,264−100.0% | Sold out |
| Sigma Planning Corp | 0 | $0 | 0.00% | −36,473−100.0% | Sold out |
| Schonfeld Strategic Advisors LLC | 0 | $0 | 0.00% | −14,100−100.0% | Sold out |
| Raymond James Financial Services Advisors, Inc. | 0 | $0 | 0.00% | −12,149−100.0% | Sold out |
| BNP Paribas Arbitrage, SA | 0 | $0 | 0.00% | −8,748−100.0% | Sold out |
| Montag A & Associates Inc | 0 | $0 | 0.00% | −7,129−100.0% | Sold out |
| Aquatic Capital Management LLC | 0 | $0 | 0.00% | −4,000−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −3,952−100.0% | Sold out |
| Quantbot Technologies LP | 0 | $0 | 0.00% | −3,259−100.0% | Sold out |
| EntryPoint Capital, LLC | 0 | $0 | 0.00% | −1,569−100.0% | Sold out |
| Nomura Asset Management Co Ltd | 0 | $0 | 0.00% | −260−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |