Stellus Capital Investment Corp
SCM- Exchange
- NYSE
- SEC CIK
- 0001551901
In the last 90 days, Stellus Capital Investment Corp insiders filed 1 open-market purchase and 0 sales; 59 institutions reported holding it in 13F filings for Q2 2026, worth $30.6M in total; no superinvestor holds it.
13F holders, Q1 2026
Institutional positions in Stellus Capital Investment Corp as of Mar 31, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 63
- +1 vs. Q4 2025
- Shares held
- 4.08M
- +215.5K (+5.6%) vs. Q4 2025
- Total value
- $38.4M
- −$10.7M (−21.8%) vs. Q4 2025
- New holders
- 17
- 18 more added
- Sold out
- 16
- 17 more reduced
1 institution that held it in Q4 2025 haven't filed for Q1 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SCM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 59 | $30.6M |
| Q1 2026 | 63 | $38.4M |
| Q4 2025 | 63 | $49.1M |
| Q3 2025 | 68 | $45.9M |
| Q2 2025 | 58 | $44.3M |
| Q1 2025 | 62 | $47.2M |
| Q4 2024 | 58 | $39.0M |
| Q3 2024 | 53 | $41.9M |
| Q2 2024 | 52 | $48.6M |
| Q1 2024 | 53 | $35.9M |
| Q4 2023 | 59 | $41.0M |
| Q3 2023 | 63 | $54.5M |
| Q2 2023 | 61 | $46.7M |
| Q1 2023 | 57 | $32.6M |
| Q4 2022 | 51 | $32.9M |
| Q3 2022 | 51 | $32.1M |
| Q2 2022 | 54 | $32.8M |
| Q1 2022 | 44 | $37.7M |
| Q4 2021 | 49 | $43.5M |
| Q3 2021 | 45 | $43.0M |
| Q2 2021 | 47 | $43.9M |
| Q1 2021 | 47 | $43.3M |
Institutions, Q1 2026
Shares, value and share of portfolio for each institution holding Stellus Capital Investment Corp; share changes are against Q4 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| LPL Financial LLC | 314,792 | $2.90M | 0.00% | +5,747+1.9% | Added |
| Ethos Financial Group, LLC | 197,790 | $2.51M | 0.18% | 00.0% | Unchanged |
| CI Private Wealth, LLC | 255,479 | $2.35M | 0.00% | −25,687−9.1% | Reduced |
| Muzinich & Co., Inc. | 254,834 | $2.35M | 0.82% | +1,300+0.5% | Added |
| Raymond James Financial Inc | 237,599 | $2.19M | 0.00% | +11,434+5.1% | Added |
| Legal & General Group Plc | 229,535 | $2.12M | 0.00% | +25,250+12.4% | Added |
| Condor Capital Management | 206,416 | $1.90M | 0.16% | −8,022−3.7% | Reduced |
| Sunbelt Securities, Inc. | 203,190 | $1.87M | 0.12% | +48,617+31.5% | Added |
| Two Sigma Investments, LP | 197,246 | $1.82M | 0.00% | −86,858−30.6% | Reduced |
| Advisors Asset Management, Inc. | 192,693 | $1.77M | 0.03% | +9,638+5.3% | Added |
| Sumitomo Mitsui Trust Holdings, Inc. | 156,151 | $1.44M | 0.00% | +101+0.1% | Added |
| Marshall Wace, LLP | 152,859 | $1.41M | 0.00% | +152,859 | New |
| Morgan Stanley | 147,755 | $1.36M | 0.00% | +129,759+721.0% | Added |
| Icon Wealth Advisors, LLC | 135,269 | $1.29M | 0.08% | −198−0.1% | Reduced |
| Millennium Management LLC | 116,667 | $1.07M | 0.00% | +116,667 | New |
| BlackRock, Inc. | 112,226 | $1.03M | 0.00% | −83,319−42.6% | Reduced |
| Inspire Advisors, LLC | 111,157 | $1.02M | 0.08% | +3,370+3.1% | Added |
| UBS Group AG | 100,396 | $924.6K | 0.00% | +75,099+296.9% | Added |
| PFG Investments, LLC | 74,661 | $687.6K | 0.03% | +5,016+7.2% | Added |
| Trexquant Investment LP | 68,320 | $629.2K | 0.00% | +28,980+73.7% | Added |
| Gables Capital Management Inc. | 66,867 | $615.8K | 0.26% | −251−0.4% | Reduced |
| Citadel Advisors LLC | 62,354 | $574.3K | 0.00% | +38,513+161.5% | Added |
| Virtus Investment Advisers, Inc. | 60,672 | $558.8K | 0.15% | +624+1.0% | Added |
| Janney Montgomery Scott LLC | 43,333 | $399.0K | 0.00% | +43,333 | New |
| Gallagher Capital Advisors, LLC | 34,000 | $313.1K | 0.22% | +34,000 | New |
| Great West Life Assurance Co | 31,566 | $292.0K | 0.00% | −4,560−12.6% | Reduced |
| Bank of America Corp | 25,811 | $237.7K | 0.00% | −2,171−7.8% | Reduced |
| Oxford Asset Management LLP | 22,152 | $204.0K | 0.08% | +22,152 | New |
| IMC-Chicago, LLC | 21,284 | $196.0K | 0.00% | +21,284 | New |
| Jane Street Group, LLC | 19,940 | $183.6K | 0.00% | −14,989−42.9% | Reduced |
| Royal Bank of Canada | 17,827 | $164.0K | 0.00% | −2,290−11.4% | Reduced |
| XTX Topco Ltd | 17,092 | $157.4K | 0.00% | +17,092 | New |
| Qube Research & Technologies Ltd | 16,408 | $151.1K | 0.00% | +16,408 | New |
| Campbell & CO Investment Adviser LLC | 15,761 | $145.2K | 0.01% | +15,761 | New |
| Oppenheimer & Co Inc | 15,410 | $141.9K | 0.00% | −629−3.9% | Reduced |
| Wells Fargo & Company | 15,195 | $140.0K | 0.00% | +1,814+13.6% | Added |
| Concurrent Investment Advisors, LLC | 13,111 | $120.8K | 0.00% | −2,348−15.2% | Reduced |
| The PNC Financial Services Group, Inc. | 13,000 | $119.7K | 0.00% | 00.0% | Unchanged |
| nVerses Capital, LLC | 12,933 | $119.1K | 0.11% | +12,933 | New |
| Brevan Howard Capital Management LP | 12,388 | $114.1K | 0.00% | −20,662−62.5% | Reduced |
| Virtu Financial LLC | 12,091 | $111.0K | 0.00% | +12,091 | New |
| U.S. Capital Wealth Advisors, LLC | 11,033 | $101.6K | 0.00% | 00.0% | Unchanged |
| Northern Trust Corp | 10,173 | $93.7K | 0.00% | −11,759−53.6% | Reduced |
| Significant Wealth Partners LLC | 10,017 | $92.3K | 0.11% | +10,017 | New |
| Doliver Advisors, LP | 10,000 | $92.1K | 0.02% | +10,000 | New |
| Chilton Capital Management LLC | 7,600 | $70.0K | 0.00% | 00.0% | Unchanged |
| Aquatic Capital Management LLC | 6,456 | $59.5K | 0.00% | −5,433−45.7% | Reduced |
| Advisor Group Holdings, Inc. | 4,313 | $39.7K | 0.00% | −27,528−86.5% | Reduced |
| Rockefeller Capital Management L.P. | 3,234 | $29.8K | 0.00% | +104+3.3% | Added |
| BNP Paribas Arbitrage, SA | 1,310 | $12.1K | 0.00% | −17,052−92.9% | Reduced |
| Private Trust Co NA | 1,097 | $10.1K | 0.00% | 00.0% | Unchanged |
| State of Alaska, Department of Revenue | 1,166 | $10.0K | 0.00% | 00.0% | Unchanged |
| Crewe Advisors LLC | 870 | $8.01K | 0.00% | +37+4.4% | Added |
| Tower Research Capital LLC (TRC) | 575 | $5.30K | 0.00% | +575 | New |
| Key Financial Inc | 500 | $4.61K | 0.00% | 00.0% | Unchanged |
| Jones Financial Companies LLLP | 500 | $4.41K | 0.00% | 00.0% | Unchanged |
| Aventura Private Wealth, LLC | 472 | $4.35K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 400 | $3.68K | 0.00% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 238 | $2.19K | 0.00% | +238 | New |
| Brown Brothers Harriman & Co | 223 | $2.05K | 0.00% | +223 | New |
| Valley National Advisers Inc | 200 | $1.00K | 0.00% | 00.0% | Unchanged |
| Danske Bank A/S | 6 | $55 | 0.00% | +2+50.0% | Added |
| Allworth Financial LP | 4 | $39 | 0.00% | +4 | New |
| Two Sigma Advisers, LP | 0 | $0 | 0.00% | −265,200−100.0% | Sold out |
| TrueMark Investments, LLC | 0 | $0 | 0.00% | −24,827−100.0% | Sold out |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −17,222−100.0% | Sold out |
| Farther Finance Advisors, LLC | 0 | $0 | 0.00% | −10,244−100.0% | Sold out |
| Private Advisor Group, LLC | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Kestra Advisory Services, LLC | 0 | $0 | 0.00% | −4,851−100.0% | Sold out |
| Keating Financial Advisory Services, Inc. | 0 | $0 | 0.00% | −2,970−100.0% | Sold out |
| Laurel Wealth Advisors LLC | 0 | $0 | 0.00% | −2,083−100.0% | Sold out |
| Garton & Associates Financial Advisors LLC | 0 | $0 | 0.00% | −1,670−100.0% | Sold out |
| Assetmark, Inc | 0 | $0 | 0.00% | −1,200−100.0% | Sold out |
| Group One Trading, L.P. | 0 | $0 | 0.00% | −902−100.0% | Sold out |
| Harbor Asset Planning, Inc. | 0 | $0 | 0.00% | −300−100.0% | Sold out |
| Smithfield Trust Co | 0 | $0 | 0.00% | −119−100.0% | Sold out |
| Ronald Blue Trust, Inc. | 0 | $0 | 0.00% | −125−100.0% | Sold out |
| JPMorgan Chase & Co | 0 | $0 | 0.00% | −75−100.0% | Sold out |
| Parallel Advisors, LLC | 0 | $0 | 0.00% | −8−100.0% | Sold out |
| ORG Partners LLC | – | – | – | – | Not filed |