Stellus Capital Investment Corp
SCM- Exchange
- NYSE
- SEC CIK
- 0001551901
In the last 90 days, Stellus Capital Investment Corp insiders filed 1 open-market purchase and 0 sales; 59 institutions reported holding it in 13F filings for Q2 2026, worth $30.6M in total; no superinvestor holds it.
13F holders, Q4 2024
Institutional positions in Stellus Capital Investment Corp as of Dec 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 58
- +6 vs. Q3 2024
- Shares held
- 2.84M
- +2.16K (+0.1%) vs. Q3 2024
- Total value
- $39.0M
- +$231.3K (+0.6%) vs. Q3 2024
- New holders
- 13
- 14 more added
- Sold out
- 7
- 15 more reduced
1 institution that held it in Q3 2024 haven't filed for Q4 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SCM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 59 | $30.6M |
| Q1 2026 | 63 | $38.4M |
| Q4 2025 | 63 | $52.7M |
| Q3 2025 | 68 | $46.0M |
| Q2 2025 | 58 | $44.8M |
| Q1 2025 | 62 | $47.2M |
| Q4 2024 | 58 | $39.0M |
| Q3 2024 | 53 | $42.1M |
| Q2 2024 | 52 | $48.7M |
| Q1 2024 | 53 | $41.0M |
| Q4 2023 | 59 | $43.6M |
| Q3 2023 | 63 | $54.5M |
| Q2 2023 | 61 | $46.7M |
| Q1 2023 | 57 | $32.6M |
| Q4 2022 | 51 | $32.9M |
| Q3 2022 | 51 | $32.1M |
| Q2 2022 | 54 | $32.8M |
| Q1 2022 | 44 | $37.7M |
| Q4 2021 | 49 | $43.5M |
| Q3 2021 | 45 | $43.0M |
| Q2 2021 | 47 | $43.9M |
| Q1 2021 | 47 | $43.3M |
Institutions, Q4 2024
Shares, value and share of portfolio for each institution holding Stellus Capital Investment Corp; share changes are against Q3 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Two Sigma Advisers, LP | 377,700 | $5.20M | 0.01% | −45,600−10.8% | Reduced |
| Two Sigma Investments, LP | 265,622 | $3.65M | 0.01% | −59,813−18.4% | Reduced |
| Raymond James Financial Inc | 241,850 | $3.33M | 0.00% | +241,850 | New |
| Condor Capital Management | 183,778 | $2.53M | 0.22% | +2,664+1.5% | Added |
| Legal & General Group Plc | 173,702 | $2.39M | 0.00% | +1,527+0.9% | Added |
| CI Private Wealth, LLC | 171,467 | $2.36M | 0.00% | +55,841+48.3% | Added |
| Morgan Stanley | 157,813 | $2.17M | 0.00% | +11,086+7.6% | Added |
| Icon Wealth Advisors, LLC | 131,477 | $1.81M | 0.15% | +120.0% | Added |
| Advisors Asset Management, Inc. | 118,963 | $1.64M | 0.03% | −14,129−10.6% | Reduced |
| BlackRock, Inc. | 111,623 | $1.54M | 0.00% | +24,890+28.7% | Added |
| Gables Capital Management Inc. | 98,156 | $1.35M | 0.65% | −3,743−3.7% | Reduced |
| Muzinich & Co., Inc. | 65,765 | $904.9K | 0.64% | 00.0% | Unchanged |
| Virtus ETF Advisers LLC | 65,584 | $902.4K | 0.37% | +9,736+17.4% | Added |
| PFG Investments, LLC | 64,339 | $885.3K | 0.06% | +1,385+2.2% | Added |
| Sumitomo Mitsui Trust Holdings, Inc. | 63,407 | $872.5K | 0.00% | 00.0% | Unchanged |
| Trexquant Investment LP | 63,036 | $867.4K | 0.01% | −26,145−29.3% | Reduced |
| Qube Research & Technologies Ltd | 46,574 | $640.9K | 0.00% | −11,665−20.0% | Reduced |
| LPL Financial LLC | 46,390 | $638.3K | 0.00% | −10,933−19.1% | Reduced |
| Janney Montgomery Scott LLC | 44,325 | $610.0K | 0.00% | +500+1.1% | Added |
| Sunbelt Securities, Inc. | 29,781 | $409.8K | 0.04% | −1,203−3.9% | Reduced |
| UBS Group AG | 25,957 | $357.2K | 0.00% | +13,351+105.9% | Added |
| Connor, Clark & Lunn Investment Management Ltd. | 25,052 | $344.7K | 0.00% | +25,052 | New |
| Royal Bank of Canada | 24,074 | $331.0K | 0.00% | −108−0.4% | Reduced |
| Northern Trust Corp | 22,973 | $316.1K | 0.00% | +5,314+30.1% | Added |
| LSV Asset Management | 20,500 | $282.0K | 0.00% | 00.0% | Unchanged |
| Great West Life Assurance Co | 19,491 | $268.0K | 0.00% | −1,867−8.7% | Reduced |
| Marshall Wace, LLP | 18,561 | $255.4K | 0.00% | −59,262−76.1% | Reduced |
| HighTower Advisors, LLC | 18,208 | $250.5K | 0.00% | +18,208 | New |
| Aquatic Capital Management LLC | 17,729 | $244.0K | 0.01% | +17,729 | New |
| Concurrent Investment Advisors, LLC | 16,428 | $226.0K | 0.01% | −1,668−9.2% | Reduced |
| U.S. Capital Wealth Advisors, LLC | 13,958 | $192.1K | 0.01% | −34,640−71.3% | Reduced |
| Farther Finance Advisors, LLC | 13,106 | $180.3K | 0.01% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 13,000 | $178.9K | 0.00% | 00.0% | Unchanged |
| Oppenheimer & Co Inc | 12,088 | $166.3K | 0.00% | −211−1.7% | Reduced |
| Wells Fargo & Company | 11,337 | $156.0K | 0.00% | +54+0.5% | Added |
| Advisor Group Holdings, Inc. | 10,382 | $142.9K | 0.00% | +7,382+246.1% | Added |
| Private Advisor Group, LLC | 10,000 | $137.6K | 0.00% | 00.0% | Unchanged |
| Chilton Capital Management LLC | 7,600 | $104.6K | 0.00% | 00.0% | Unchanged |
| Citadel Advisors LLC | 4,299 | $59.2K | 0.00% | −16,693−79.5% | Reduced |
| PSI Advisors, LLC | 2,500 | $34.4K | 0.01% | 00.0% | Unchanged |
| ORG Partners LLC | 2,110 | $29.0K | 0.00% | +2,110 | New |
| Private Trust Co NA | 1,097 | $15.1K | 0.00% | +1,097 | New |
| Crewe Advisors LLC | 750 | $10.3K | 0.00% | +750 | New |
| POM Investment Strategies, LLC | 726 | $9.99K | 0.01% | +726 | New |
| Jones Financial Companies LLLP | 500 | $6.88K | 0.00% | 00.0% | Unchanged |
| Parkside Financial Bank & Trust | 500 | $6.88K | 0.00% | 00.0% | Unchanged |
| Key Financial Inc | 500 | $6.88K | 0.00% | 00.0% | Unchanged |
| Aventura Private Wealth, LLC | 472 | $6.50K | 0.00% | +472 | New |
| CWM, LLC | 400 | $6.00K | 0.00% | 00.0% | Unchanged |
| Hexagon Capital Partners LLC | 358 | $4.93K | 0.00% | +273+321.2% | Added |
| Lindbrook Capital, LLC | 330 | $4.54K | 0.00% | 00.0% | Unchanged |
| Valley National Advisers Inc | 200 | $2.00K | 0.00% | 00.0% | Unchanged |
| Parvin Asset Management, LLC | 100 | $1.38K | 0.00% | +100 | New |
| Tower Research Capital LLC (TRC) | 53 | $729 | 0.00% | +53 | New |
| Robinswood Financial LLC | 10 | $147 | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 8 | $110 | 0.00% | +8 | New |
| MAI Capital Management | 1 | $14 | 0.00% | +1 | New |
| Roble, Belko & Company, Inc | 7 | $0 | 0.00% | 00.0% | Unchanged |
| Millennium Management LLC | 0 | $0 | 0.00% | −100,572−100.0% | Sold out |
| Paloma Partners Management Co | 0 | $0 | 0.00% | −16,513−100.0% | Sold out |
| Prime Capital Investment Advisors, LLC | 0 | $0 | 0.00% | −16,278−100.0% | Sold out |
| JPMorgan Chase & Co | 0 | $0 | 0.00% | −14,949−100.0% | Sold out |
| Group One Trading, L.P. | 0 | $0 | 0.00% | −3,035−100.0% | Sold out |
| Cliffwater LLC | 0 | $0 | 0.00% | −981−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| Raymond James & Associates | – | – | – | – | Not filed |