Stellus Capital Investment Corp
SCM- Exchange
- NYSE
- SEC CIK
- 0001551901
In the last 90 days, Stellus Capital Investment Corp insiders filed 1 open-market purchase and 0 sales; 59 institutions reported holding it in 13F filings for Q2 2026, worth $30.6M in total; no superinvestor holds it.
13F holders, Q4 2024
Institutional positions in Stellus Capital Investment Corp as of Dec 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 58
- +6 vs. Q3 2024
- Shares held
- 2.84M
- +2.16K (+0.1%) vs. Q3 2024
- Total value
- $39.0M
- +$231.3K (+0.6%) vs. Q3 2024
- New holders
- 13
- 14 more added
- Sold out
- 7
- 15 more reduced
1 institution that held it in Q3 2024 haven't filed for Q4 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SCM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 59 | $30.6M |
| Q1 2026 | 63 | $38.4M |
| Q4 2025 | 63 | $49.1M |
| Q3 2025 | 68 | $45.9M |
| Q2 2025 | 58 | $44.3M |
| Q1 2025 | 62 | $47.2M |
| Q4 2024 | 58 | $39.0M |
| Q3 2024 | 53 | $41.9M |
| Q2 2024 | 52 | $48.6M |
| Q1 2024 | 53 | $35.9M |
| Q4 2023 | 59 | $41.0M |
| Q3 2023 | 63 | $54.5M |
| Q2 2023 | 61 | $46.7M |
| Q1 2023 | 57 | $32.6M |
| Q4 2022 | 51 | $32.9M |
| Q3 2022 | 51 | $32.1M |
| Q2 2022 | 54 | $32.8M |
| Q1 2022 | 44 | $37.7M |
| Q4 2021 | 49 | $43.5M |
| Q3 2021 | 45 | $43.0M |
| Q2 2021 | 47 | $43.9M |
| Q1 2021 | 47 | $43.3M |
Institutions, Q4 2024
Shares, value and share of portfolio for each institution holding Stellus Capital Investment Corp; share changes are against Q3 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Roble, Belko & Company, Inc | 7 | $0 | 0.00% | 00.0% | Unchanged |
| MAI Capital Management | 1 | $14 | 0.00% | +1 | New |
| Parallel Advisors, LLC | 8 | $110 | 0.00% | +8 | New |
| Robinswood Financial LLC | 10 | $147 | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 53 | $729 | 0.00% | +53 | New |
| Parvin Asset Management, LLC | 100 | $1.38K | 0.00% | +100 | New |
| Valley National Advisers Inc | 200 | $2.00K | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 330 | $4.54K | 0.00% | 00.0% | Unchanged |
| Hexagon Capital Partners LLC | 358 | $4.93K | 0.00% | +273+321.2% | Added |
| CWM, LLC | 400 | $6.00K | 0.00% | 00.0% | Unchanged |
| Aventura Private Wealth, LLC | 472 | $6.50K | 0.00% | +472 | New |
| Jones Financial Companies LLLP | 500 | $6.88K | 0.00% | 00.0% | Unchanged |
| Parkside Financial Bank & Trust | 500 | $6.88K | 0.00% | 00.0% | Unchanged |
| Key Financial Inc | 500 | $6.88K | 0.00% | 00.0% | Unchanged |
| POM Investment Strategies, LLC | 726 | $9.99K | 0.01% | +726 | New |
| Crewe Advisors LLC | 750 | $10.3K | 0.00% | +750 | New |
| Private Trust Co NA | 1,097 | $15.1K | 0.00% | +1,097 | New |
| ORG Partners LLC | 2,110 | $29.0K | 0.00% | +2,110 | New |
| PSI Advisors, LLC | 2,500 | $34.4K | 0.01% | 00.0% | Unchanged |
| Citadel Advisors LLC | 4,299 | $59.2K | 0.00% | −16,693−79.5% | Reduced |
| Chilton Capital Management LLC | 7,600 | $104.6K | 0.00% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 10,000 | $137.6K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 10,382 | $142.9K | 0.00% | +7,382+246.1% | Added |
| Wells Fargo & Company | 11,337 | $156.0K | 0.00% | +54+0.5% | Added |
| Oppenheimer & Co Inc | 12,088 | $166.3K | 0.00% | −211−1.7% | Reduced |
| The PNC Financial Services Group, Inc. | 13,000 | $178.9K | 0.00% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 13,106 | $180.3K | 0.01% | 00.0% | Unchanged |
| U.S. Capital Wealth Advisors, LLC | 13,958 | $192.1K | 0.01% | −34,640−71.3% | Reduced |
| Concurrent Investment Advisors, LLC | 16,428 | $226.0K | 0.01% | −1,668−9.2% | Reduced |
| Aquatic Capital Management LLC | 17,729 | $244.0K | 0.01% | +17,729 | New |
| HighTower Advisors, LLC | 18,208 | $250.5K | 0.00% | +18,208 | New |
| Marshall Wace, LLP | 18,561 | $255.4K | 0.00% | −59,262−76.1% | Reduced |
| Great West Life Assurance Co | 19,491 | $268.0K | 0.00% | −1,867−8.7% | Reduced |
| LSV Asset Management | 20,500 | $282.0K | 0.00% | 00.0% | Unchanged |
| Northern Trust Corp | 22,973 | $316.1K | 0.00% | +5,314+30.1% | Added |
| Royal Bank of Canada | 24,074 | $331.0K | 0.00% | −108−0.4% | Reduced |
| Connor, Clark & Lunn Investment Management Ltd. | 25,052 | $344.7K | 0.00% | +25,052 | New |
| UBS Group AG | 25,957 | $357.2K | 0.00% | +13,351+105.9% | Added |
| Sunbelt Securities, Inc. | 29,781 | $409.8K | 0.04% | −1,203−3.9% | Reduced |
| Janney Montgomery Scott LLC | 44,325 | $610.0K | 0.00% | +500+1.1% | Added |
| LPL Financial LLC | 46,390 | $638.3K | 0.00% | −10,933−19.1% | Reduced |
| Qube Research & Technologies Ltd | 46,574 | $640.9K | 0.00% | −11,665−20.0% | Reduced |
| Trexquant Investment LP | 63,036 | $867.4K | 0.01% | −26,145−29.3% | Reduced |
| Sumitomo Mitsui Trust Holdings, Inc. | 63,407 | $872.5K | 0.00% | 00.0% | Unchanged |
| PFG Investments, LLC | 64,339 | $885.3K | 0.06% | +1,385+2.2% | Added |
| Virtus ETF Advisers LLC | 65,584 | $902.4K | 0.37% | +9,736+17.4% | Added |
| Muzinich & Co., Inc. | 65,765 | $904.9K | 0.64% | 00.0% | Unchanged |
| Gables Capital Management Inc. | 98,156 | $1.35M | 0.65% | −3,743−3.7% | Reduced |
| BlackRock, Inc. | 111,623 | $1.54M | 0.00% | +24,890+28.7% | Added |
| Advisors Asset Management, Inc. | 118,963 | $1.64M | 0.03% | −14,129−10.6% | Reduced |
| Icon Wealth Advisors, LLC | 131,477 | $1.81M | 0.15% | +120.0% | Added |
| Morgan Stanley | 157,813 | $2.17M | 0.00% | +11,086+7.6% | Added |
| CI Private Wealth, LLC | 171,467 | $2.36M | 0.00% | +55,841+48.3% | Added |
| Legal & General Group Plc | 173,702 | $2.39M | 0.00% | +1,527+0.9% | Added |
| Condor Capital Management | 183,778 | $2.53M | 0.22% | +2,664+1.5% | Added |
| Raymond James Financial Inc | 241,850 | $3.33M | 0.00% | +241,850 | New |
| Two Sigma Investments, LP | 265,622 | $3.65M | 0.01% | −59,813−18.4% | Reduced |
| Two Sigma Advisers, LP | 377,700 | $5.20M | 0.01% | −45,600−10.8% | Reduced |
| Millennium Management LLC | 0 | $0 | 0.00% | −100,572−100.0% | Sold out |
| Paloma Partners Management Co | 0 | $0 | 0.00% | −16,513−100.0% | Sold out |
| Prime Capital Investment Advisors, LLC | 0 | $0 | 0.00% | −16,278−100.0% | Sold out |
| JPMorgan Chase & Co | 0 | $0 | 0.00% | −14,949−100.0% | Sold out |
| Group One Trading, L.P. | 0 | $0 | 0.00% | −3,035−100.0% | Sold out |
| Cliffwater LLC | 0 | $0 | 0.00% | −981−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| Raymond James & Associates | – | – | – | – | Not filed |