Stellus Capital Investment Corp
SCM- Exchange
- NYSE
- SEC CIK
- 0001551901
In the last 90 days, Stellus Capital Investment Corp insiders filed 1 open-market purchase and 0 sales; 59 institutions reported holding it in 13F filings for Q2 2026, worth $30.6M in total; no superinvestor holds it.
13F holders, Q3 2024
Institutional positions in Stellus Capital Investment Corp as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 53
- +2 vs. Q2 2024
- Shares held
- 3.06M
- −395.2K (−11.4%) vs. Q2 2024
- Total value
- $41.9M
- −$5.58M (−11.7%) vs. Q2 2024
- New holders
- 7
- 14 more added
- Sold out
- 5
- 18 more reduced
1 institution that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SCM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 59 | $30.6M |
| Q1 2026 | 63 | $38.4M |
| Q4 2025 | 63 | $52.7M |
| Q3 2025 | 68 | $46.0M |
| Q2 2025 | 58 | $44.8M |
| Q1 2025 | 62 | $47.2M |
| Q4 2024 | 58 | $39.0M |
| Q3 2024 | 53 | $42.1M |
| Q2 2024 | 52 | $48.7M |
| Q1 2024 | 53 | $41.0M |
| Q4 2023 | 59 | $43.6M |
| Q3 2023 | 63 | $54.5M |
| Q2 2023 | 61 | $46.7M |
| Q1 2023 | 57 | $32.6M |
| Q4 2022 | 51 | $32.9M |
| Q3 2022 | 51 | $32.1M |
| Q2 2022 | 54 | $32.8M |
| Q1 2022 | 44 | $37.7M |
| Q4 2021 | 49 | $43.5M |
| Q3 2021 | 45 | $43.0M |
| Q2 2021 | 47 | $43.9M |
| Q1 2021 | 47 | $43.3M |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding Stellus Capital Investment Corp; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Two Sigma Advisers, LP | 423,300 | $5.79M | 0.01% | −22,000−4.9% | Reduced |
| Two Sigma Investments, LP | 325,435 | $4.46M | 0.01% | −44,169−12.0% | Reduced |
| Raymond James & Associates | 228,375 | $3.13M | 0.00% | +4,859+2.2% | Added |
| Condor Capital Management | 181,114 | $2.48M | 0.22% | −88,302−32.8% | Reduced |
| Legal & General Group Plc | 172,175 | $2.36M | 0.00% | −27,903−13.9% | Reduced |
| Morgan Stanley | 146,727 | $2.01M | 0.00% | −29,173−16.6% | Reduced |
| Advisors Asset Management, Inc. | 133,092 | $1.82M | 0.03% | −4,525−3.3% | Reduced |
| Icon Wealth Advisors, LLC | 131,465 | $1.80M | 0.15% | +80.0% | Added |
| CI Private Wealth, LLC | 115,626 | $1.58M | 0.00% | +48,042+71.1% | Added |
| Gables Capital Management Inc. | 101,899 | $1.39M | 0.70% | 00.0% | Unchanged |
| Millennium Management LLC | 100,572 | $1.38M | 0.00% | −113,386−53.0% | Reduced |
| Trexquant Investment LP | 89,181 | $1.22M | 0.02% | +28,116+46.0% | Added |
| BlackRock, Inc. | 86,733 | $1.19M | 0.00% | +86,733 | New |
| Marshall Wace, LLP | 77,823 | $1.07M | 0.00% | −16,981−17.9% | Reduced |
| Muzinich & Co., Inc. | 65,765 | $900.3K | 0.71% | 00.0% | Unchanged |
| Sumitomo Mitsui Trust Holdings, Inc. | 63,407 | $868.0K | 0.00% | 00.0% | Unchanged |
| PFG Investments, LLC | 62,954 | $861.8K | 0.06% | +792+1.3% | Added |
| Qube Research & Technologies Ltd | 58,239 | $797.3K | 0.00% | −11,661−16.7% | Reduced |
| LPL Financial LLC | 57,323 | $784.8K | 0.00% | −21,392−27.2% | Reduced |
| Virtus ETF Advisers LLC | 55,848 | $764.6K | 0.36% | −10,823−16.2% | Reduced |
| U.S. Capital Wealth Advisors, LLC | 48,598 | $665.3K | 0.02% | +60+0.1% | Added |
| Janney Montgomery Scott LLC | 43,825 | $600.0K | 0.00% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 30,984 | $424.2K | 0.04% | −3,231−9.4% | Reduced |
| Royal Bank of Canada | 24,182 | $331.0K | 0.00% | −2,540−9.5% | Reduced |
| Great West Life Assurance Co | 21,358 | $293.0K | 0.00% | +963+4.7% | Added |
| Citadel Advisors LLC | 20,992 | $287.4K | 0.00% | −32,545−60.8% | Reduced |
| LSV Asset Management | 20,500 | $281.0K | 0.00% | 00.0% | Unchanged |
| Concurrent Investment Advisors, LLC | 18,096 | $247.7K | 0.01% | +2,704+17.6% | Added |
| Northern Trust Corp | 17,659 | $241.8K | 0.00% | +17,659 | New |
| Paloma Partners Management Co | 16,513 | $226.1K | 0.01% | +16,513 | New |
| Prime Capital Investment Advisors, LLC | 16,278 | $222.8K | 0.00% | +16,278 | New |
| JPMorgan Chase & Co | 14,949 | $204.7K | 0.00% | +6,197+70.8% | Added |
| Farther Finance Advisors, LLC | 13,106 | $179.4K | 0.01% | +2,862+27.9% | Added |
| The PNC Financial Services Group, Inc. | 13,000 | $178.0K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 12,606 | $172.6K | 0.00% | +1,654+15.1% | Added |
| Oppenheimer & Co Inc | 12,299 | $168.4K | 0.00% | +97+0.8% | Added |
| Wells Fargo & Company | 11,283 | $154.5K | 0.00% | −498−4.2% | Reduced |
| Private Advisor Group, LLC | 10,000 | $136.9K | 0.00% | 00.0% | Unchanged |
| Chilton Capital Management LLC | 7,600 | $104.0K | 0.00% | 00.0% | Unchanged |
| Group One Trading, L.P. | 3,035 | $41.5K | 0.00% | +172+6.0% | Added |
| Advisor Group Holdings, Inc. | 3,000 | $41.1K | 0.00% | −995−24.9% | Reduced |
| PSI Advisors, LLC | 2,500 | $34.2K | 0.01% | +200+8.7% | Added |
| Cliffwater LLC | 981 | $13.3K | 0.00% | −101,908−99.0% | Reduced |
| Jones Financial Companies LLLP | 500 | $6.85K | 0.00% | −1,100−68.8% | Reduced |
| Parkside Financial Bank & Trust | 500 | $6.84K | 0.00% | 00.0% | Unchanged |
| Key Financial Inc | 500 | $6.84K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 400 | $5.00K | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 330 | $4.52K | 0.00% | 00.0% | Unchanged |
| Valley National Advisers Inc | 200 | $2.00K | 0.00% | 00.0% | Unchanged |
| Hexagon Capital Partners LLC | 85 | $1.16K | 0.00% | +85 | New |
| Robinswood Financial LLC | 10 | $142 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 1 | $14 | 0.00% | +1 | New |
| Roble, Belko & Company, Inc | 7 | $0 | 0.00% | +7 | New |
| Magnetar Financial LLC | 0 | $0 | 0.00% | −39,615−100.0% | Sold out |
| BCR Wealth Strategies, LLC | 0 | $0 | 0.00% | −26,824−100.0% | Sold out |
| Dynamic Technology Lab Private Ltd | 0 | $0 | 0.00% | −22,204−100.0% | Sold out |
| Aquatic Capital Management LLC | 0 | $0 | 0.00% | −7,400−100.0% | Sold out |
| Bank of America Corp | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| BlackRock Inc. | – | – | – | – | Not filed |