Stellus Capital Investment Corp
SCM- Exchange
- NYSE
- SEC CIK
- 0001551901
In the last 90 days, Stellus Capital Investment Corp insiders filed 1 open-market purchase and 0 sales; 59 institutions reported holding it in 13F filings for Q2 2026, worth $30.6M in total; no superinvestor holds it.
13F holders, Q3 2024
Institutional positions in Stellus Capital Investment Corp as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 53
- +2 vs. Q2 2024
- Shares held
- 3.06M
- −395.2K (−11.4%) vs. Q2 2024
- Total value
- $41.9M
- −$5.58M (−11.7%) vs. Q2 2024
- New holders
- 7
- 14 more added
- Sold out
- 5
- 18 more reduced
1 institution that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SCM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 59 | $30.6M |
| Q1 2026 | 63 | $38.4M |
| Q4 2025 | 63 | $49.1M |
| Q3 2025 | 68 | $45.9M |
| Q2 2025 | 58 | $44.3M |
| Q1 2025 | 62 | $47.2M |
| Q4 2024 | 58 | $39.0M |
| Q3 2024 | 53 | $41.9M |
| Q2 2024 | 52 | $48.6M |
| Q1 2024 | 53 | $35.9M |
| Q4 2023 | 59 | $41.0M |
| Q3 2023 | 63 | $54.5M |
| Q2 2023 | 61 | $46.7M |
| Q1 2023 | 57 | $32.6M |
| Q4 2022 | 51 | $32.9M |
| Q3 2022 | 51 | $32.1M |
| Q2 2022 | 54 | $32.8M |
| Q1 2022 | 44 | $37.7M |
| Q4 2021 | 49 | $43.5M |
| Q3 2021 | 45 | $43.0M |
| Q2 2021 | 47 | $43.9M |
| Q1 2021 | 47 | $43.3M |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding Stellus Capital Investment Corp; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Roble, Belko & Company, Inc | 7 | $0 | 0.00% | +7 | New |
| FMR LLC | 1 | $14 | 0.00% | +1 | New |
| Robinswood Financial LLC | 10 | $142 | 0.00% | 00.0% | Unchanged |
| Hexagon Capital Partners LLC | 85 | $1.16K | 0.00% | +85 | New |
| Valley National Advisers Inc | 200 | $2.00K | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 330 | $4.52K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 400 | $5.00K | 0.00% | 00.0% | Unchanged |
| Parkside Financial Bank & Trust | 500 | $6.84K | 0.00% | 00.0% | Unchanged |
| Key Financial Inc | 500 | $6.84K | 0.00% | 00.0% | Unchanged |
| Jones Financial Companies LLLP | 500 | $6.85K | 0.00% | −1,100−68.8% | Reduced |
| Cliffwater LLC | 981 | $13.3K | 0.00% | −101,908−99.0% | Reduced |
| PSI Advisors, LLC | 2,500 | $34.2K | 0.01% | +200+8.7% | Added |
| Advisor Group Holdings, Inc. | 3,000 | $41.1K | 0.00% | −995−24.9% | Reduced |
| Group One Trading, L.P. | 3,035 | $41.5K | 0.00% | +172+6.0% | Added |
| Chilton Capital Management LLC | 7,600 | $104.0K | 0.00% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 10,000 | $136.9K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 11,283 | $154.5K | 0.00% | −498−4.2% | Reduced |
| Oppenheimer & Co Inc | 12,299 | $168.4K | 0.00% | +97+0.8% | Added |
| UBS Group AG | 12,606 | $172.6K | 0.00% | +1,654+15.1% | Added |
| The PNC Financial Services Group, Inc. | 13,000 | $178.0K | 0.00% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 13,106 | $179.4K | 0.01% | +2,862+27.9% | Added |
| JPMorgan Chase & Co | 14,949 | $204.7K | 0.00% | +6,197+70.8% | Added |
| Prime Capital Investment Advisors, LLC | 16,278 | $222.8K | 0.00% | +16,278 | New |
| Paloma Partners Management Co | 16,513 | $226.1K | 0.01% | +16,513 | New |
| Northern Trust Corp | 17,659 | $241.8K | 0.00% | +17,659 | New |
| Concurrent Investment Advisors, LLC | 18,096 | $247.7K | 0.01% | +2,704+17.6% | Added |
| LSV Asset Management | 20,500 | $281.0K | 0.00% | 00.0% | Unchanged |
| Citadel Advisors LLC | 20,992 | $287.4K | 0.00% | −32,545−60.8% | Reduced |
| Great West Life Assurance Co | 21,358 | $293.0K | 0.00% | +963+4.7% | Added |
| Royal Bank of Canada | 24,182 | $331.0K | 0.00% | −2,540−9.5% | Reduced |
| Sunbelt Securities, Inc. | 30,984 | $424.2K | 0.04% | −3,231−9.4% | Reduced |
| Janney Montgomery Scott LLC | 43,825 | $600.0K | 0.00% | 00.0% | Unchanged |
| U.S. Capital Wealth Advisors, LLC | 48,598 | $665.3K | 0.02% | +60+0.1% | Added |
| Virtus ETF Advisers LLC | 55,848 | $764.6K | 0.36% | −10,823−16.2% | Reduced |
| LPL Financial LLC | 57,323 | $784.8K | 0.00% | −21,392−27.2% | Reduced |
| Qube Research & Technologies Ltd | 58,239 | $797.3K | 0.00% | −11,661−16.7% | Reduced |
| PFG Investments, LLC | 62,954 | $861.8K | 0.06% | +792+1.3% | Added |
| Sumitomo Mitsui Trust Holdings, Inc. | 63,407 | $868.0K | 0.00% | 00.0% | Unchanged |
| Muzinich & Co., Inc. | 65,765 | $900.3K | 0.71% | 00.0% | Unchanged |
| Marshall Wace, LLP | 77,823 | $1.07M | 0.00% | −16,981−17.9% | Reduced |
| BlackRock, Inc. | 86,733 | $1.19M | 0.00% | +86,733 | New |
| Trexquant Investment LP | 89,181 | $1.22M | 0.02% | +28,116+46.0% | Added |
| Millennium Management LLC | 100,572 | $1.38M | 0.00% | −113,386−53.0% | Reduced |
| Gables Capital Management Inc. | 101,899 | $1.39M | 0.70% | 00.0% | Unchanged |
| CI Private Wealth, LLC | 115,626 | $1.58M | 0.00% | +48,042+71.1% | Added |
| Icon Wealth Advisors, LLC | 131,465 | $1.80M | 0.15% | +80.0% | Added |
| Advisors Asset Management, Inc. | 133,092 | $1.82M | 0.03% | −4,525−3.3% | Reduced |
| Morgan Stanley | 146,727 | $2.01M | 0.00% | −29,173−16.6% | Reduced |
| Legal & General Group Plc | 172,175 | $2.36M | 0.00% | −27,903−13.9% | Reduced |
| Condor Capital Management | 181,114 | $2.48M | 0.22% | −88,302−32.8% | Reduced |
| Raymond James & Associates | 228,375 | $3.13M | 0.00% | +4,859+2.2% | Added |
| Two Sigma Investments, LP | 325,435 | $4.46M | 0.01% | −44,169−12.0% | Reduced |
| Two Sigma Advisers, LP | 423,300 | $5.79M | 0.01% | −22,000−4.9% | Reduced |
| Magnetar Financial LLC | 0 | $0 | 0.00% | −39,615−100.0% | Sold out |
| BCR Wealth Strategies, LLC | 0 | $0 | 0.00% | −26,824−100.0% | Sold out |
| Dynamic Technology Lab Private Ltd | 0 | $0 | 0.00% | −22,204−100.0% | Sold out |
| Aquatic Capital Management LLC | 0 | $0 | 0.00% | −7,400−100.0% | Sold out |
| Bank of America Corp | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| BlackRock Inc. | – | – | – | – | Not filed |