Stellus Capital Investment Corp
SCM- Exchange
- NYSE
- SEC CIK
- 0001551901
In the last 90 days, Stellus Capital Investment Corp insiders filed 1 open-market purchase and 0 sales; 59 institutions reported holding it in 13F filings for Q2 2026, worth $30.6M in total; no superinvestor holds it.
13F holders, Q2 2023
Institutional positions in Stellus Capital Investment Corp as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 61
- +4 vs. Q1 2023
- Shares held
- 3.32M
- +1.00M (+43.4%) vs. Q1 2023
- Total value
- $46.7M
- +$14.1M (+43.3%) vs. Q1 2023
- New holders
- 9
- 22 more added
- Sold out
- 5
- 17 more reduced
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SCM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 59 | $30.6M |
| Q1 2026 | 63 | $38.4M |
| Q4 2025 | 63 | $52.7M |
| Q3 2025 | 68 | $46.0M |
| Q2 2025 | 58 | $44.8M |
| Q1 2025 | 62 | $47.2M |
| Q4 2024 | 58 | $39.0M |
| Q3 2024 | 53 | $42.1M |
| Q2 2024 | 52 | $48.7M |
| Q1 2024 | 53 | $41.0M |
| Q4 2023 | 59 | $43.6M |
| Q3 2023 | 63 | $54.5M |
| Q2 2023 | 61 | $46.7M |
| Q1 2023 | 57 | $32.6M |
| Q4 2022 | 51 | $32.9M |
| Q3 2022 | 51 | $32.1M |
| Q2 2022 | 54 | $32.8M |
| Q1 2022 | 44 | $37.7M |
| Q4 2021 | 49 | $43.5M |
| Q3 2021 | 45 | $43.0M |
| Q2 2021 | 47 | $43.9M |
| Q1 2021 | 47 | $43.3M |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Stellus Capital Investment Corp; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Millennium Management LLC | 424,555 | $5.97M | 0.01% | +317,474+296.5% | Added |
| Two Sigma Investments, LP | 309,145 | $4.35M | 0.01% | +168,246+119.4% | Added |
| Two Sigma Advisers, LP | 264,300 | $3.72M | 0.01% | +122,300+86.1% | Added |
| Acadian Asset Management LLC | 225,652 | $3.17M | 0.01% | +137,408+155.7% | Added |
| Raymond James & Associates | 196,864 | $2.77M | 0.00% | +9,042+4.8% | Added |
| Legal & General Group Plc | 142,659 | $2.01M | 0.00% | +9,818+7.4% | Added |
| Cliffwater LLC | 126,192 | $1.78M | 0.58% | −140,960−52.8% | Reduced |
| Condor Capital Management | 124,683 | $1.75M | 0.21% | +10,259+9.0% | Added |
| Marshall Wace, LLP | 112,475 | $1.58M | 0.00% | +112,475 | New |
| Gables Capital Management Inc. | 103,149 | $1.45M | 0.95% | −1,000−1.0% | Reduced |
| Advisors Asset Management, Inc. | 100,793 | $1.42M | 0.03% | −58,575−36.8% | Reduced |
| BlackRock Inc. | 90,373 | $1.27M | 0.00% | −4,875−5.1% | Reduced |
| Squarepoint Ops LLC | 81,655 | $1.15M | 0.01% | +56,152+220.2% | Added |
| Wells Fargo & Company | 76,489 | $1.08M | 0.00% | +65,325+585.1% | Added |
| National Bank of Canada | 70,496 | $1.01M | 0.00% | +70,496 | New |
| Sumitomo Mitsui Trust Holdings, Inc. | 66,711 | $938.6K | 0.00% | −13,560−16.9% | Reduced |
| Muzinich & Co., Inc. | 66,711 | $938.6K | 0.83% | −13,560−16.9% | Reduced |
| SG Americas Securities, LLC | 66,547 | $936.0K | 0.01% | +66,547 | New |
| Morgan Stanley | 47,603 | $669.8K | 0.00% | +19,153+67.3% | Added |
| Janney Montgomery Scott LLC | 44,825 | $631.0K | 0.00% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 43,844 | $616.9K | 0.09% | +133+0.3% | Added |
| U.S. Capital Wealth Advisors, LLC | 41,800 | $588.1K | 0.03% | 00.0% | Unchanged |
| Advisory Research Inc | 41,448 | $583.2K | 0.07% | −2,341−5.3% | Reduced |
| Rockefeller Capital Management L.P. | 33,236 | $467.6K | 0.00% | +4,855+17.1% | Added |
| Quadrature Capital Ltd | 32,823 | $462.3K | 0.01% | +32,823 | New |
| LSV Asset Management | 30,700 | $432.0K | 0.00% | −7,300−19.2% | Reduced |
| Sigma Planning Corp | 29,428 | $414.1K | 0.01% | +5,006+20.5% | Added |
| The PNC Financial Services Group, Inc. | 23,000 | $323.6K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 21,428 | $302.0K | 0.00% | −5,119−19.3% | Reduced |
| Trexquant Investment LP | 21,299 | $299.7K | 0.01% | +8,565+67.3% | Added |
| JPMorgan Chase & Co | 21,049 | $296.2K | 0.00% | +19,749+1,519.2% | Added |
| Jump Financial, LLC | 20,300 | $285.6K | 0.01% | +8,255+68.5% | Added |
| Buckingham Strategic Partners | 19,802 | $278.6K | 0.02% | 00.0% | Unchanged |
| Cetera Advisors LLC | 19,004 | $267.4K | 0.00% | +995+5.5% | Added |
| Virtus ETF Advisers LLC | 18,741 | $263.7K | 0.16% | −2,299−10.9% | Reduced |
| Great West Life Assurance Co | 17,268 | $245.0K | 0.00% | +795+4.8% | Added |
| Chilton Capital Management LLC | 17,020 | $239.5K | 0.01% | +10,420+157.9% | Added |
| Susquehanna International Group, LLP | 15,835 | $222.8K | 0.00% | −587−3.6% | Reduced |
| Advisor Group Holdings, Inc. | 15,298 | $215.3K | 0.00% | −8,983−37.0% | Reduced |
| Cubist Systematic Strategies, LLC | 15,154 | $213.2K | 0.00% | +15,154 | New |
| Qube Research & Technologies Ltd | 14,034 | $197.5K | 0.00% | +14,034 | New |
| Origin Asset Management LLP | 13,000 | $182.9K | 0.07% | +13,000 | New |
| LPL Financial LLC | 10,620 | $149.4K | 0.00% | −3,763−26.2% | Reduced |
| UBS Group AG | 9,244 | $130.1K | 0.00% | −276−2.9% | Reduced |
| Montag A & Associates Inc | 7,129 | $101.3K | 0.01% | 00.0% | Unchanged |
| Quantbot Technologies LP | 5,186 | $73.0K | 0.00% | −317−5.8% | Reduced |
| BNP Paribas Arbitrage, SA | 2,900 | $40.8K | 0.00% | −1,474−33.7% | Reduced |
| Tower Research Capital LLC (TRC) | 2,629 | $37.0K | 0.00% | +617+30.7% | Added |
| Lazard Asset Management LLC | 2,226 | $31.0K | 0.00% | 00.0% | Unchanged |
| Earnest Partners LLC | 1,931 | $27.2K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 1,620 | $22.8K | 0.00% | +1,590+5,300.0% | Added |
| Aquatic Capital Management LLC | 1,400 | $20.0K | 0.00% | +1,400 | New |
| 25 LLC | 874 | $12.6K | 0.01% | +16+1.9% | Added |
| Global Retirement Partners, LLC | 500 | $7.04K | 0.00% | 00.0% | Unchanged |
| Parkside Financial Bank & Trust | 500 | $7.04K | 0.00% | 00.0% | Unchanged |
| Key Financial Inc | 500 | $7.04K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 400 | $6.00K | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 330 | $4.65K | 0.00% | 00.0% | Unchanged |
| Nomura Asset Management Co Ltd | 260 | $3.66K | 0.00% | +260 | New |
| Valley National Advisers Inc | 200 | $3.00K | 0.00% | 00.0% | Unchanged |
| Citadel Advisors LLC | 20 | $281 | 0.00% | −17,190−99.9% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 0 | $0 | 0.00% | −10,625−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −4,428−100.0% | Sold out |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −1,240−100.0% | Sold out |
| Cape Investment Advisory, Inc. | 0 | $0 | 0.00% | −300−100.0% | Sold out |
| TCI Wealth Advisors, Inc. | 0 | $0 | 0.00% | −200−100.0% | Sold out |