Stellus Capital Investment Corp
SCM- Exchange
- NYSE
- SEC CIK
- 0001551901
In the last 90 days, Stellus Capital Investment Corp insiders filed 1 open-market purchase and 0 sales; 59 institutions reported holding it in 13F filings for Q2 2026, worth $30.6M in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in Stellus Capital Investment Corp as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 45
- −1 vs. Q2 2021
- Shares held
- 3.29M
- −161.0K (−4.7%) vs. Q2 2021
- Total value
- $43.0M
- −$552.0K (−1.3%) vs. Q2 2021
- New holders
- 6
- 11 more added
- Sold out
- 7
- 14 more reduced
1 institution that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SCM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 59 | $30.6M |
| Q1 2026 | 63 | $38.4M |
| Q4 2025 | 63 | $52.7M |
| Q3 2025 | 68 | $46.0M |
| Q2 2025 | 58 | $44.8M |
| Q1 2025 | 62 | $47.2M |
| Q4 2024 | 58 | $39.0M |
| Q3 2024 | 53 | $42.1M |
| Q2 2024 | 52 | $48.7M |
| Q1 2024 | 53 | $41.0M |
| Q4 2023 | 59 | $43.6M |
| Q3 2023 | 63 | $54.5M |
| Q2 2023 | 61 | $46.7M |
| Q1 2023 | 57 | $32.6M |
| Q4 2022 | 51 | $32.9M |
| Q3 2022 | 51 | $32.1M |
| Q2 2022 | 54 | $32.8M |
| Q1 2022 | 44 | $37.7M |
| Q4 2021 | 49 | $43.5M |
| Q3 2021 | 45 | $43.0M |
| Q2 2021 | 47 | $43.9M |
| Q1 2021 | 47 | $43.3M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Stellus Capital Investment Corp; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Ares Management LLC | 849,378 | $11.1M | 0.38% | +12,002+1.4% | Added |
| Confluence Investment Management LLC | 348,445 | $4.55M | 0.06% | +1,226+0.4% | Added |
| Advisors Asset Management, Inc. | 293,337 | $3.83M | 0.06% | +44,324+17.8% | Added |
| Cliffwater LLC | 246,487 | $3.22M | 0.84% | +11,542+4.9% | Added |
| Raymond James & Associates | 207,322 | $2.71M | 0.00% | −2,833−1.3% | Reduced |
| Muzinich & Co., Inc. | 161,058 | $2.10M | 1.40% | 00.0% | Unchanged |
| Sumitomo Mitsui Trust Holdings, Inc. | 161,058 | $2.10M | 0.00% | 00.0% | Unchanged |
| BlackRock Inc. | 132,910 | $1.74M | 0.00% | +20,604+18.3% | Added |
| Legal & General Group Plc | 120,389 | $1.57M | 0.00% | −4,832−3.9% | Reduced |
| Gables Capital Management Inc. | 112,649 | $1.47M | 0.96% | −1,550−1.4% | Reduced |
| Two Sigma Investments, LP | 68,040 | $889.0K | 0.00% | +5,243+8.3% | Added |
| Two Sigma Advisers, LP | 64,000 | $836.0K | 0.00% | +18,900+41.9% | Added |
| Arrowstreet Capital, Limited Partnership | 58,083 | $759.0K | 0.00% | −214,789−78.7% | Reduced |
| Advisory Research Inc | 56,730 | $741.0K | 0.05% | −3,240−5.4% | Reduced |
| Virtus ETF Advisers LLC | 51,586 | $674.0K | 0.30% | −873−1.7% | Reduced |
| Rockefeller Capital Management L.P. | 47,851 | $624.0K | 0.00% | +1,021+2.2% | Added |
| LSV Asset Management | 41,300 | $539.0K | 0.00% | 00.0% | Unchanged |
| RMB Capital Management, LLC | 35,720 | $467.0K | 0.02% | +35,720 | New |
| U.S. Capital Wealth Advisors, LLC | 25,600 | $334.0K | 0.01% | +25,600 | New |
| Acadian Asset Management LLC | 23,915 | $311.0K | 0.00% | −6,950−22.5% | Reduced |
| The PNC Financial Services Group, Inc. | 23,000 | $300.0K | 0.00% | 00.0% | Unchanged |
| Raymond James Financial Services Advisors, Inc. | 21,741 | $284.0K | 0.00% | +1,270+6.2% | Added |
| Morgan Stanley | 21,395 | $279.0K | 0.00% | −6,300−22.7% | Reduced |
| Sanders Morris Harris LLC | 16,465 | $215.0K | 0.04% | 00.0% | Unchanged |
| Stephens Inc | 14,275 | $186.0K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 13,418 | $175.0K | 0.00% | −11,929−47.1% | Reduced |
| Advisor Group Holdings, Inc. | 13,077 | $170.0K | 0.00% | −1,565−10.7% | Reduced |
| LPL Financial LLC | 11,769 | $154.0K | 0.00% | −819−6.5% | Reduced |
| Eagle Global Advisors LLC | 11,010 | $144.0K | 0.01% | −19,200−63.6% | Reduced |
| Spire Wealth Management | 8,625 | $113.0K | 0.00% | +900+11.7% | Added |
| Wells Fargo & Company | 8,000 | $104.0K | 0.00% | −300−3.6% | Reduced |
| Montag A & Associates Inc | 7,129 | $93.0K | 0.00% | 00.0% | Unchanged |
| Great West Life Assurance Co | 6,307 | $83.0K | 0.00% | +376+6.3% | Added |
| Geneos Wealth Management Inc. | 3,188 | $41.0K | 0.00% | 00.0% | Unchanged |
| Earnest Partners LLC | 1,931 | $25.0K | 0.00% | 00.0% | Unchanged |
| Evolution Wealth Advisors, LLC | 1,900 | $25.0K | 0.01% | +1,900 | New |
| FNY Investment Advisers, LLC | 1,500 | $19.0K | 0.01% | +1,500 | New |
| Sterling Investment Advisors, Ltd. | 1,200 | $16.0K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 1,092 | $14.0K | 0.00% | −18,524−94.4% | Reduced |
| Northwestern Mutual Wealth Management Co | 822 | $11.0K | 0.00% | +822 | New |
| US Bancorp | 700 | $9.00K | 0.00% | 00.0% | Unchanged |
| Valley National Advisers Inc | 300 | $4.00K | 0.00% | 00.0% | Unchanged |
| Patriot Financial Group Insurance Agency, LLC | 225 | $3.00K | 0.00% | 00.0% | Unchanged |
| Barclays PLC | 56 | $1.00K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 1 | $0 | 0.00% | +1 | New |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −12,110−100.0% | Sold out |
| National Asset Management, Inc. | 0 | $0 | 0.00% | −11,833−100.0% | Sold out |
| Cambridge Investment Research Advisors, Inc. | 0 | $0 | 0.00% | −11,000−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −10,005−100.0% | Sold out |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −2,952−100.0% | Sold out |
| Credit Agricole S A | 0 | $0 | 0.00% | −2,000−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −324−100.0% | Sold out |
| Usca Ria LLC | – | – | – | – | Not filed |