Stellus Capital Investment Corp
SCM- Exchange
- NYSE
- SEC CIK
- 0001551901
In the last 90 days, Stellus Capital Investment Corp insiders filed 1 open-market purchase and 0 sales; 59 institutions reported holding it in 13F filings for Q2 2026, worth $30.6M in total; no superinvestor holds it.
13F holders, Q4 2025
Institutional positions in Stellus Capital Investment Corp as of Dec 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 63
- −5 vs. Q3 2025
- Shares held
- 3.87M
- +350.9K (+10.0%) vs. Q3 2025
- Total value
- $49.1M
- +$3.15M (+6.9%) vs. Q3 2025
- New holders
- 6
- 23 more added
- Sold out
- 11
- 17 more reduced
Compare with Q3 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SCM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 59 | $30.6M |
| Q1 2026 | 63 | $38.4M |
| Q4 2025 | 63 | $52.7M |
| Q3 2025 | 68 | $46.0M |
| Q2 2025 | 58 | $44.8M |
| Q1 2025 | 62 | $47.2M |
| Q4 2024 | 58 | $39.0M |
| Q3 2024 | 53 | $42.1M |
| Q2 2024 | 52 | $48.7M |
| Q1 2024 | 53 | $41.0M |
| Q4 2023 | 59 | $43.6M |
| Q3 2023 | 63 | $54.5M |
| Q2 2023 | 61 | $46.7M |
| Q1 2023 | 57 | $32.6M |
| Q4 2022 | 51 | $32.9M |
| Q3 2022 | 51 | $32.1M |
| Q2 2022 | 54 | $32.8M |
| Q1 2022 | 44 | $37.7M |
| Q4 2021 | 49 | $43.5M |
| Q3 2021 | 45 | $43.0M |
| Q2 2021 | 47 | $43.9M |
| Q1 2021 | 47 | $43.3M |
Institutions, Q4 2025
Shares, value and share of portfolio for each institution holding Stellus Capital Investment Corp; share changes are against Q3 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| LPL Financial LLC | 309,045 | $3.92M | 0.00% | +270,199+695.6% | Added |
| Two Sigma Investments, LP | 284,104 | $3.60M | 0.01% | +58,840+26.1% | Added |
| CI Private Wealth, LLC | 281,166 | $3.57M | 0.00% | +7,066+2.6% | Added |
| Two Sigma Advisers, LP | 265,200 | $3.36M | 0.01% | −20,572−7.2% | Reduced |
| Muzinich & Co., Inc. | 253,534 | $3.21M | 1.01% | +46,641+22.5% | Added |
| Raymond James Financial Inc | 226,165 | $2.87M | 0.00% | −5,075−2.2% | Reduced |
| Condor Capital Management | 214,438 | $2.72M | 0.22% | +11,592+5.7% | Added |
| Legal & General Group Plc | 204,285 | $2.59M | 0.00% | +32,653+19.0% | Added |
| Ethos Financial Group, LLC | 197,790 | $2.51M | 0.19% | −7,376−3.6% | Reduced |
| BlackRock, Inc. | 195,545 | $2.48M | 0.00% | −6,916−3.4% | Reduced |
| Advisors Asset Management, Inc. | 183,055 | $2.32M | 0.04% | +38,733+26.8% | Added |
| Sumitomo Mitsui Trust Holdings, Inc. | 156,050 | $1.98M | 0.00% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 154,573 | $1.96M | 0.13% | +8,440+5.8% | Added |
| Icon Wealth Advisors, LLC | 135,467 | $1.72M | 0.11% | +139+0.1% | Added |
| Inspire Advisors, LLC | 107,787 | $1.37M | 0.13% | +1,525+1.4% | Added |
| PFG Investments, LLC | 69,645 | $883.1K | 0.04% | +404+0.6% | Added |
| Gables Capital Management Inc. | 67,118 | $851.1K | 0.36% | −500−0.7% | Reduced |
| Virtus Investment Advisers, Inc. | 60,048 | $761.4K | 0.21% | +1,754+3.0% | Added |
| Trexquant Investment LP | 39,340 | $498.8K | 0.00% | −13,109−25.0% | Reduced |
| Great West Life Assurance Co | 36,126 | $459.0K | 0.00% | +70+0.2% | Added |
| Jane Street Group, LLC | 34,929 | $442.9K | 0.00% | +9,896+39.5% | Added |
| Brevan Howard Capital Management LP | 33,050 | $419.1K | 0.01% | +20,387+161.0% | Added |
| Advisor Group Holdings, Inc. | 31,841 | $403.8K | 0.00% | −2,229−6.5% | Reduced |
| Bank of America Corp | 27,982 | $354.8K | 0.00% | +26,632+1,972.7% | Added |
| UBS Group AG | 25,297 | $320.8K | 0.00% | +10,479+70.7% | Added |
| TrueMark Investments, LLC | 24,827 | $314.8K | 0.06% | +24,827 | New |
| Citadel Advisors LLC | 23,841 | $302.3K | 0.00% | −26,140−52.3% | Reduced |
| Northern Trust Corp | 21,932 | $278.1K | 0.00% | −1,557−6.6% | Reduced |
| Royal Bank of Canada | 20,117 | $255.0K | 0.00% | −3,092−13.3% | Reduced |
| BNP Paribas Arbitrage, SA | 18,362 | $232.8K | 0.00% | +15,069+457.6% | Added |
| Morgan Stanley | 17,996 | $228.2K | 0.00% | −7,767−30.1% | Reduced |
| Simplex Trading, LLC | 17,222 | $218.4K | 0.01% | +5,887+51.9% | Added |
| Oppenheimer & Co Inc | 16,039 | $203.4K | 0.00% | −1,224−7.1% | Reduced |
| Concurrent Investment Advisors, LLC | 15,459 | $196.0K | 0.00% | +2,470+19.0% | Added |
| Wells Fargo & Company | 13,381 | $169.7K | 0.00% | −99−0.7% | Reduced |
| The PNC Financial Services Group, Inc. | 13,000 | $164.8K | 0.00% | 00.0% | Unchanged |
| Aquatic Capital Management LLC | 11,889 | $150.8K | 0.00% | −6,279−34.6% | Reduced |
| U.S. Capital Wealth Advisors, LLC | 11,033 | $139.9K | 0.00% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 10,244 | $129.9K | 0.00% | −2,862−21.8% | Reduced |
| Private Advisor Group, LLC | 10,000 | $126.8K | 0.00% | 00.0% | Unchanged |
| Chilton Capital Management LLC | 7,600 | $96.4K | 0.00% | 00.0% | Unchanged |
| Kestra Advisory Services, LLC | 4,851 | $61.5K | 0.00% | +4,851 | New |
| Rockefeller Capital Management L.P. | 3,130 | $39.7K | 0.00% | +99+3.3% | Added |
| Keating Financial Advisory Services, Inc. | 2,970 | $37.7K | 0.01% | +2,970 | New |
| ORG Partners LLC | 2,110 | $26.8K | 0.00% | 00.0% | Unchanged |
| Laurel Wealth Advisors LLC | 2,083 | $26.4K | 0.00% | +2,083 | New |
| Garton & Associates Financial Advisors LLC | 1,670 | $21.2K | 0.01% | +1,670 | New |
| Assetmark, Inc | 1,200 | $15.2K | 0.00% | 00.0% | Unchanged |
| State of Alaska, Department of Revenue | 1,166 | $14.0K | 0.00% | 00.0% | Unchanged |
| Private Trust Co NA | 1,097 | $13.9K | 0.00% | 00.0% | Unchanged |
| Group One Trading, L.P. | 902 | $11.4K | 0.00% | −3,293−78.5% | Reduced |
| Crewe Advisors LLC | 833 | $10.6K | 0.00% | +63+8.2% | Added |
| Jones Financial Companies LLLP | 500 | $6.34K | 0.00% | 00.0% | Unchanged |
| Key Financial Inc | 500 | $6.34K | 0.00% | 00.0% | Unchanged |
| Aventura Private Wealth, LLC | 472 | $5.99K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 400 | $5.00K | 0.00% | 00.0% | Unchanged |
| Harbor Asset Planning, Inc. | 300 | $3.80K | 0.00% | 00.0% | Unchanged |
| Valley National Advisers Inc | 200 | $2.00K | 0.00% | 00.0% | Unchanged |
| Smithfield Trust Co | 119 | $2.00K | 0.00% | +119 | New |
| Ronald Blue Trust, Inc. | 125 | $1.58K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 75 | $951 | 0.00% | −2,080−96.5% | Reduced |
| Parallel Advisors, LLC | 8 | $101 | 0.00% | 00.0% | Unchanged |
| Danske Bank A/S | 4 | $51 | 0.00% | +2+100.0% | Added |
| Janney Montgomery Scott LLC | 0 | $0 | 0.00% | −44,158−100.0% | Sold out |
| Gallagher Capital Advisors, LLC | 0 | $0 | 0.00% | −34,000−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −25,365−100.0% | Sold out |
| HighTower Advisors, LLC | 0 | $0 | 0.00% | −13,529−100.0% | Sold out |
| Quadrature Capital Ltd | 0 | $0 | 0.00% | −11,383−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −10,910−100.0% | Sold out |
| Ameritas Advisory Services, LLC | 0 | $0 | 0.00% | −2,438−100.0% | Sold out |
| Geneos Wealth Management Inc. | 0 | $0 | 0.00% | −1,798−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −663−100.0% | Sold out |
| Quantbot Technologies LP | 0 | $0 | 0.00% | −239−100.0% | Sold out |
| Roble, Belko & Company, Inc | 0 | $0 | 0.00% | −14−100.0% | Sold out |