Stellus Capital Investment Corp
SCM- Exchange
- NYSE
- SEC CIK
- 0001551901
In the last 90 days, Stellus Capital Investment Corp insiders filed 1 open-market purchase and 0 sales; 59 institutions reported holding it in 13F filings for Q2 2026, worth $30.6M in total; no superinvestor holds it.
13F holders, Q4 2021
Institutional positions in Stellus Capital Investment Corp as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 49
- +4 vs. Q3 2021
- Shares held
- 3.34M
- +48.3K (+1.5%) vs. Q3 2021
- Total value
- $43.5M
- +$504.1K (+1.2%) vs. Q3 2021
- New holders
- 10
- 12 more added
- Sold out
- 6
- 12 more reduced
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SCM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 59 | $30.6M |
| Q1 2026 | 63 | $38.4M |
| Q4 2025 | 63 | $52.7M |
| Q3 2025 | 68 | $46.0M |
| Q2 2025 | 58 | $44.8M |
| Q1 2025 | 62 | $47.2M |
| Q4 2024 | 58 | $39.0M |
| Q3 2024 | 53 | $42.1M |
| Q2 2024 | 52 | $48.7M |
| Q1 2024 | 53 | $41.0M |
| Q4 2023 | 59 | $43.6M |
| Q3 2023 | 63 | $54.5M |
| Q2 2023 | 61 | $46.7M |
| Q1 2023 | 57 | $32.6M |
| Q4 2022 | 51 | $32.9M |
| Q3 2022 | 51 | $32.1M |
| Q2 2022 | 54 | $32.8M |
| Q1 2022 | 44 | $37.7M |
| Q4 2021 | 49 | $43.5M |
| Q3 2021 | 45 | $43.0M |
| Q2 2021 | 47 | $43.9M |
| Q1 2021 | 47 | $43.3M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Stellus Capital Investment Corp; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Ares Management LLC | 849,378 | $11.1M | 0.31% | 00.0% | Unchanged |
| Confluence Investment Management LLC | 350,420 | $4.56M | 0.06% | +1,975+0.6% | Added |
| Advisors Asset Management, Inc. | 282,109 | $3.67M | 0.05% | −11,228−3.8% | Reduced |
| Raymond James & Associates | 231,246 | $3.01M | 0.00% | +23,924+11.5% | Added |
| Cliffwater LLC | 214,352 | $2.79M | 0.73% | −32,135−13.0% | Reduced |
| Muzinich & Co., Inc. | 139,846 | $1.82M | 1.26% | −21,212−13.2% | Reduced |
| Sumitomo Mitsui Trust Holdings, Inc. | 139,846 | $1.82M | 0.00% | −21,212−13.2% | Reduced |
| BlackRock Inc. | 135,956 | $1.77M | 0.00% | +3,046+2.3% | Added |
| Legal & General Group Plc | 113,729 | $1.48M | 0.00% | −6,660−5.5% | Reduced |
| Gables Capital Management Inc. | 112,649 | $1.47M | 0.87% | 00.0% | Unchanged |
| Two Sigma Advisers, LP | 103,200 | $1.34M | 0.00% | +39,200+61.3% | Added |
| Two Sigma Investments, LP | 102,378 | $1.33M | 0.00% | +34,338+50.5% | Added |
| Acadian Asset Management LLC | 57,993 | $753.0K | 0.00% | +34,078+142.5% | Added |
| Rockefeller Capital Management L.P. | 49,212 | $640.0K | 0.00% | +1,361+2.8% | Added |
| Advisory Research Inc | 48,801 | $635.0K | 0.05% | −7,929−14.0% | Reduced |
| Virtus ETF Advisers LLC | 40,771 | $531.0K | 0.20% | −10,815−21.0% | Reduced |
| U.S. Capital Wealth Advisors, LLC | 40,600 | $529.0K | 0.02% | +15,000+58.6% | Added |
| Marshall Wace, LLP | 38,428 | $500.0K | 0.00% | +38,428 | New |
| LSV Asset Management | 38,000 | $495.0K | 0.00% | −3,300−8.0% | Reduced |
| Trexquant Investment LP | 24,173 | $315.0K | 0.02% | +24,173 | New |
| The PNC Financial Services Group, Inc. | 23,000 | $299.0K | 0.00% | 00.0% | Unchanged |
| Eagle Global Advisors LLC | 18,550 | $242.0K | 0.02% | +7,540+68.5% | Added |
| Raymond James Financial Services Advisors, Inc. | 18,495 | $241.0K | 0.00% | −3,246−14.9% | Reduced |
| Lido Advisors, LLC | 18,116 | $235.0K | 0.00% | +18,116 | New |
| Sanders Morris Harris LLC | 16,465 | $214.0K | 0.04% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 14,839 | $204.0K | 0.03% | +14,839 | New |
| Morgan Stanley | 14,895 | $194.0K | 0.00% | −6,500−30.4% | Reduced |
| Stephens Inc | 14,275 | $186.0K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 13,474 | $175.0K | 0.00% | +56+0.4% | Added |
| Advisor Group Holdings, Inc. | 12,716 | $165.0K | 0.00% | −361−2.8% | Reduced |
| LPL Financial LLC | 12,600 | $164.0K | 0.00% | +831+7.1% | Added |
| Jump Financial, LLC | 10,100 | $132.0K | 0.01% | +10,100 | New |
| Wells Fargo & Company | 9,915 | $129.0K | 0.00% | +1,915+23.9% | Added |
| Spire Wealth Management | 8,625 | $112.0K | 0.00% | 00.0% | Unchanged |
| Montag A & Associates Inc | 7,129 | $93.0K | 0.00% | 00.0% | Unchanged |
| Great West Life Assurance Co | 6,215 | $81.0K | 0.00% | −92−1.5% | Reduced |
| Geneos Wealth Management Inc. | 3,188 | $41.0K | 0.00% | 00.0% | Unchanged |
| Earnest Partners LLC | 1,931 | $25.0K | 0.00% | 00.0% | Unchanged |
| Capital Analysts, LLC | 1,400 | $18.0K | 0.00% | +1,400 | New |
| Sterling Investment Advisors, Ltd. | 1,200 | $16.0K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 1,092 | $14.0K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 700 | $9.00K | 0.00% | 00.0% | Unchanged |
| Parkside Financial Bank & Trust | 500 | $7.00K | 0.00% | +500 | New |
| Valley National Advisers Inc | 300 | $4.00K | 0.00% | 00.0% | Unchanged |
| Patriot Financial Group Insurance Agency, LLC | 225 | $3.00K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 119 | $1.00K | 0.00% | +119 | New |
| Aquatic Capital Management LLC | 100 | $1.00K | 0.00% | +100 | New |
| Bank of America Corp | 1 | $0 | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 21 | $0 | 0.00% | +21 | New |
| Arrowstreet Capital, Limited Partnership | 0 | $0 | 0.00% | −58,083−100.0% | Sold out |
| RMB Capital Management, LLC | 0 | $0 | 0.00% | −35,720−100.0% | Sold out |
| Evolution Wealth Advisors, LLC | 0 | $0 | 0.00% | −1,900−100.0% | Sold out |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −1,500−100.0% | Sold out |
| Northwestern Mutual Wealth Management Co | 0 | $0 | 0.00% | −822−100.0% | Sold out |
| Barclays PLC | 0 | $0 | 0.00% | −56−100.0% | Sold out |