Stellus Capital Investment Corp
SCM- Exchange
- NYSE
- SEC CIK
- 0001551901
In the last 90 days, Stellus Capital Investment Corp insiders filed 1 open-market purchase and 0 sales; 59 institutions reported holding it in 13F filings for Q2 2026, worth $30.6M in total; no superinvestor holds it.
13F holders, Q1 2023
Institutional positions in Stellus Capital Investment Corp as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 57
- +6 vs. Q4 2022
- Shares held
- 2.31M
- −172.0K (−6.9%) vs. Q4 2022
- Total value
- $32.6M
- −$362.4K (−1.1%) vs. Q4 2022
- New holders
- 15
- 17 more added
- Sold out
- 9
- 10 more reduced
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SCM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 59 | $30.6M |
| Q1 2026 | 63 | $38.4M |
| Q4 2025 | 63 | $49.1M |
| Q3 2025 | 68 | $45.9M |
| Q2 2025 | 58 | $44.3M |
| Q1 2025 | 62 | $47.2M |
| Q4 2024 | 58 | $39.0M |
| Q3 2024 | 53 | $41.9M |
| Q2 2024 | 52 | $48.6M |
| Q1 2024 | 53 | $35.9M |
| Q4 2023 | 59 | $41.0M |
| Q3 2023 | 63 | $54.5M |
| Q2 2023 | 61 | $46.7M |
| Q1 2023 | 57 | $32.6M |
| Q4 2022 | 51 | $32.9M |
| Q3 2022 | 51 | $32.1M |
| Q2 2022 | 54 | $32.8M |
| Q1 2022 | 44 | $37.7M |
| Q4 2021 | 49 | $43.5M |
| Q3 2021 | 45 | $43.0M |
| Q2 2021 | 47 | $43.9M |
| Q1 2021 | 47 | $43.3M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Stellus Capital Investment Corp; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Cliffwater LLC | 267,152 | $3.76M | 1.20% | +5,199+2.0% | Added |
| Raymond James & Associates | 187,822 | $2.65M | 0.00% | +4,989+2.7% | Added |
| Advisors Asset Management, Inc. | 159,368 | $2.25M | 0.05% | +10,626+7.1% | Added |
| Two Sigma Advisers, LP | 142,000 | $2.00M | 0.01% | +70,000+97.2% | Added |
| Two Sigma Investments, LP | 140,899 | $1.99M | 0.01% | +76,208+117.8% | Added |
| Legal & General Group Plc | 132,841 | $1.87M | 0.00% | +3,138+2.4% | Added |
| Condor Capital Management | 114,424 | $1.61M | 0.20% | +12,882+12.7% | Added |
| Millennium Management LLC | 107,081 | $1.51M | 0.00% | +107,081 | New |
| Gables Capital Management Inc. | 104,149 | $1.47M | 1.02% | −8,000−7.1% | Reduced |
| BlackRock Inc. | 95,248 | $1.34M | 0.00% | −32,701−25.6% | Reduced |
| Acadian Asset Management LLC | 88,244 | $1.24M | 0.01% | +34,259+63.5% | Added |
| Sumitomo Mitsui Trust Holdings, Inc. | 80,271 | $1.13M | 0.00% | 00.0% | Unchanged |
| Muzinich & Co., Inc. | 80,271 | $1.13M | 0.98% | 00.0% | Unchanged |
| Janney Montgomery Scott LLC | 44,825 | $632.0K | 0.00% | 00.0% | Unchanged |
| Advisory Research Inc | 43,789 | $617.0K | 0.10% | −3,118−6.6% | Reduced |
| Sunbelt Securities, Inc. | 43,711 | $611.5K | 0.10% | +11,087+34.0% | Added |
| U.S. Capital Wealth Advisors, LLC | 41,800 | $589.0K | 0.03% | 00.0% | Unchanged |
| LSV Asset Management | 38,000 | $535.0K | 0.00% | 00.0% | Unchanged |
| Morgan Stanley | 28,450 | $400.9K | 0.00% | +7,287+34.4% | Added |
| Rockefeller Capital Management L.P. | 28,381 | $399.0K | 0.00% | +1,503+5.6% | Added |
| Royal Bank of Canada | 26,547 | $374.0K | 0.00% | +10,731+67.8% | Added |
| Squarepoint Ops LLC | 25,503 | $359.3K | 0.00% | +25,503 | New |
| Sigma Planning Corp | 24,422 | $344.1K | 0.01% | +24,422 | New |
| Advisor Group Holdings, Inc. | 24,281 | $342.1K | 0.00% | +16,785+223.9% | Added |
| The PNC Financial Services Group, Inc. | 23,000 | $324.1K | 0.00% | 00.0% | Unchanged |
| Virtus ETF Advisers LLC | 21,040 | $296.5K | 0.16% | −3,109−12.9% | Reduced |
| Buckingham Strategic Partners | 19,802 | $279.0K | 0.02% | 00.0% | Unchanged |
| Cetera Advisors LLC | 18,009 | $253.7K | 0.00% | −465−2.5% | Reduced |
| Citadel Advisors LLC | 17,210 | $242.5K | 0.00% | +1,464+9.3% | Added |
| Great West Life Assurance Co | 16,473 | $232.0K | 0.00% | −3,782−18.7% | Reduced |
| Susquehanna International Group, LLP | 16,422 | $231.4K | 0.00% | +16,422 | New |
| LPL Financial LLC | 14,383 | $202.7K | 0.00% | +3,103+27.5% | Added |
| Trexquant Investment LP | 12,734 | $179.4K | 0.00% | +12,734 | New |
| Jump Financial, LLC | 12,045 | $169.7K | 0.01% | +12,045 | New |
| Wells Fargo & Company | 11,164 | $157.3K | 0.00% | −401−3.5% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 10,625 | $149.7K | 0.00% | −1,755−14.2% | Reduced |
| UBS Group AG | 9,520 | $134.1K | 0.00% | −3,642−27.7% | Reduced |
| Montag A & Associates Inc | 7,129 | $101.4K | 0.01% | 00.0% | Unchanged |
| Chilton Capital Management LLC | 6,600 | $93.0K | 0.01% | +6,600 | New |
| Quantbot Technologies LP | 5,503 | $77.5K | 0.01% | +5,503 | New |
| Advisory Services Network, LLC | 4,428 | $62.4K | 0.00% | −378−7.9% | Reduced |
| BNP Paribas Arbitrage, SA | 4,374 | $61.6K | 0.00% | +4,374 | New |
| Lazard Asset Management LLC | 2,226 | $31.0K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 2,012 | $28.0K | 0.00% | +2,012 | New |
| Earnest Partners LLC | 1,931 | $27.2K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 1,300 | $18.0K | 0.00% | +1,300 | New |
| Simplex Trading, LLC | 1,240 | $17.0K | 0.00% | +43+3.6% | Added |
| 25 LLC | 858 | $12.7K | 0.01% | +858 | New |
| Global Retirement Partners, LLC | 500 | $7.13K | 0.00% | 00.0% | Unchanged |
| Parkside Financial Bank & Trust | 500 | $7.04K | 0.00% | 00.0% | Unchanged |
| Key Financial Inc | 500 | $7.04K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 400 | $6.00K | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 330 | $4.65K | 0.00% | +330 | New |
| Cape Investment Advisory, Inc. | 300 | $4.23K | 0.00% | +300 | New |
| Valley National Advisers Inc | 200 | $3.00K | 0.00% | 00.0% | Unchanged |
| TCI Wealth Advisors, Inc. | 200 | $2.82K | 0.00% | +200 | New |
| Bank of America Corp | 30 | $423 | 0.00% | +29+2,900.0% | Added |
| Ares Management LLC | 0 | $0 | 0.00% | −345,536−100.0% | Sold out |
| Confluence Investment Management LLC | 0 | $0 | 0.00% | −212,318−100.0% | Sold out |
| Avantax Advisory Services, Inc. | 0 | $0 | 0.00% | −20,151−100.0% | Sold out |
| Merit Financial Group, LLC | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| PEAK6 Investments LLC | 0 | $0 | 0.00% | −7,112−100.0% | Sold out |
| Spire Wealth Management | 0 | $0 | 0.00% | −6,400−100.0% | Sold out |
| Capital Analysts, LLC | 0 | $0 | 0.00% | −1,400−100.0% | Sold out |
| US Bancorp | 0 | $0 | 0.00% | −700−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −2−100.0% | Sold out |