Stellus Capital Investment Corp
SCM- Exchange
- NYSE
- SEC CIK
- 0001551901
In the last 90 days, Stellus Capital Investment Corp insiders filed 1 open-market purchase and 0 sales; 59 institutions reported holding it in 13F filings for Q2 2026, worth $30.6M in total; no superinvestor holds it.
13F holders, Q4 2023
Institutional positions in Stellus Capital Investment Corp as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 59
- −3 vs. Q3 2023
- Shares held
- 3.19M
- −752.3K (−19.1%) vs. Q3 2023
- Total value
- $41.0M
- −$12.5M (−23.4%) vs. Q3 2023
- New holders
- 10
- 17 more added
- Sold out
- 13
- 19 more reduced
1 institution that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SCM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 59 | $30.6M |
| Q1 2026 | 63 | $38.4M |
| Q4 2025 | 63 | $52.7M |
| Q3 2025 | 68 | $46.0M |
| Q2 2025 | 58 | $44.8M |
| Q1 2025 | 62 | $47.2M |
| Q4 2024 | 58 | $39.0M |
| Q3 2024 | 53 | $42.1M |
| Q2 2024 | 52 | $48.7M |
| Q1 2024 | 53 | $41.0M |
| Q4 2023 | 59 | $43.6M |
| Q3 2023 | 63 | $54.5M |
| Q2 2023 | 61 | $46.7M |
| Q1 2023 | 57 | $32.6M |
| Q4 2022 | 51 | $32.9M |
| Q3 2022 | 51 | $32.1M |
| Q2 2022 | 54 | $32.8M |
| Q1 2022 | 44 | $37.7M |
| Q4 2021 | 49 | $43.5M |
| Q3 2021 | 45 | $43.0M |
| Q2 2021 | 47 | $43.9M |
| Q1 2021 | 47 | $43.3M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Stellus Capital Investment Corp; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Two Sigma Investments, LP | 282,670 | $3.63M | 0.01% | −140,055−33.1% | Reduced |
| Acadian Asset Management LLC | 263,074 | $3.38M | 0.01% | +37,949+16.9% | Added |
| Raymond James & Associates | 229,829 | $2.95M | 0.00% | −4,462−1.9% | Reduced |
| Two Sigma Advisers, LP | 222,700 | $2.86M | 0.01% | −156,800−41.3% | Reduced |
| Morgan Stanley | 183,347 | $2.36M | 0.00% | +1,311+0.7% | Added |
| Legal & General Group Plc | 174,910 | $2.25M | 0.00% | +15,896+10.0% | Added |
| Condor Capital Management | 161,872 | $2.08M | 0.22% | +18,504+12.9% | Added |
| Millennium Management LLC | 155,540 | $2.00M | 0.00% | −75,751−32.8% | Reduced |
| Advisors Asset Management, Inc. | 139,155 | $1.79M | 0.04% | +19,697+16.5% | Added |
| Icon Wealth Advisors, LLC | 131,053 | $1.68M | 0.18% | +131,053 | New |
| Squarepoint Ops LLC | 102,964 | $1.32M | 0.01% | +4,893+5.0% | Added |
| Gables Capital Management Inc. | 99,334 | $1.28M | 0.79% | +1,135+1.2% | Added |
| Cliffwater LLC | 97,189 | $1.24M | 0.35% | −33,991−25.9% | Reduced |
| BlackRock Inc. | 82,214 | $1.06M | 0.00% | +1,901+2.4% | Added |
| Muzinich & Co., Inc. | 69,069 | $887.5K | 0.77% | −2,351−3.3% | Reduced |
| Sumitomo Mitsui Trust Holdings, Inc. | 66,711 | $857.2K | 0.00% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 60,264 | $774.4K | 0.00% | +17,830+42.0% | Added |
| U.S. Capital Wealth Advisors, LLC | 56,500 | $726.0K | 0.03% | 00.0% | Unchanged |
| Qube Research & Technologies Ltd | 54,577 | $701.3K | 0.00% | +23,708+76.8% | Added |
| Quadrature Capital Ltd | 50,271 | $646.2K | 0.01% | −3,567−6.6% | Reduced |
| Janney Montgomery Scott LLC | 44,825 | $576.0K | 0.00% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 40,935 | $526.0K | 0.07% | −1,043−2.5% | Reduced |
| Citadel Advisors LLC | 40,510 | $520.6K | 0.00% | −57,770−58.8% | Reduced |
| Virtus ETF Advisers LLC | 39,209 | $503.8K | 0.32% | −3,849−8.9% | Reduced |
| Sigma Planning Corp | 36,473 | $468.7K | 0.04% | −5,021−12.1% | Reduced |
| Trexquant Investment LP | 29,321 | $376.8K | 0.01% | +29,321 | New |
| Royal Bank of Canada | 27,324 | $352.0K | 0.00% | −4,533−14.2% | Reduced |
| LSV Asset Management | 20,500 | $263.0K | 0.00% | −10,200−33.2% | Reduced |
| Wells Fargo & Company | 20,283 | $260.6K | 0.00% | −42,678−67.8% | Reduced |
| Advisor Group Holdings, Inc. | 20,096 | $258.2K | 0.00% | +168+0.8% | Added |
| Buckingham Strategic Partners | 19,802 | $254.5K | 0.01% | 00.0% | Unchanged |
| Jump Financial, LLC | 19,600 | $251.9K | 0.01% | +1,081+5.8% | Added |
| Great West Life Assurance Co | 19,568 | $250.0K | 0.00% | −2,119−9.8% | Reduced |
| JPMorgan Chase & Co | 15,194 | $195.2K | 0.00% | +8,985+144.7% | Added |
| Oppenheimer & Co Inc | 14,497 | $186.3K | 0.00% | +1,945+15.5% | Added |
| Schonfeld Strategic Advisors LLC | 14,100 | $181.2K | 0.00% | +14,100 | New |
| LPL Financial LLC | 14,012 | $180.1K | 0.00% | +2,174+18.4% | Added |
| The PNC Financial Services Group, Inc. | 13,000 | $167.1K | 0.00% | −10,000−43.5% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 12,149 | $156.1K | 0.00% | +359+3.0% | Added |
| BNP Paribas Arbitrage, SA | 8,748 | $112.4K | 0.00% | +8,148+1,358.0% | Added |
| UBS Group AG | 8,072 | $103.7K | 0.00% | −1,831−18.5% | Reduced |
| Montag A & Associates Inc | 7,129 | $91.6K | 0.01% | 00.0% | Unchanged |
| Chilton Capital Management LLC | 6,600 | $84.8K | 0.00% | 00.0% | Unchanged |
| Aquatic Capital Management LLC | 4,000 | $51.0K | 0.00% | −1,600−28.6% | Reduced |
| Advisory Services Network, LLC | 3,952 | $50.8K | 0.00% | +3,952 | New |
| Quantbot Technologies LP | 3,259 | $41.9K | 0.00% | +3,259 | New |
| EntryPoint Capital, LLC | 1,569 | $20.2K | 0.02% | +1,569 | New |
| Cape Investment Advisory, Inc. | 1,349 | $17.3K | 0.01% | +1,349 | New |
| Group One Trading, L.P. | 1,300 | $16.7K | 0.00% | +1,300 | New |
| Parkside Financial Bank & Trust | 500 | $6.42K | 0.00% | 00.0% | Unchanged |
| Key Financial Inc | 500 | $6.42K | 0.00% | 00.0% | Unchanged |
| PSI Advisors, LLC | 475 | $6.10K | 0.00% | +475 | New |
| CWM, LLC | 400 | $5.00K | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 330 | $4.24K | 0.00% | 00.0% | Unchanged |
| Nomura Asset Management Co Ltd | 260 | $3.34K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 250 | $3.21K | 0.00% | −7,192−96.6% | Reduced |
| Valley National Advisers Inc | 200 | $2.00K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 1 | $13 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 1 | $13 | 0.00% | +1 | New |
| Scoggin Management LP | 0 | $0 | 0.00% | −268,444−100.0% | Sold out |
| National Bank of Canada | 0 | $0 | 0.00% | −71,642−100.0% | Sold out |
| Advisory Research Inc | 0 | $0 | 0.00% | −41,627−100.0% | Sold out |
| Marshall Wace, LLP | 0 | $0 | 0.00% | −40,950−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −38,393−100.0% | Sold out |
| PEAK6 Investments LLC | 0 | $0 | 0.00% | −19,490−100.0% | Sold out |
| Astoria Portfolio Advisors LLC. | 0 | $0 | 0.00% | −18,980−100.0% | Sold out |
| Connor, Clark & Lunn Investment Management Ltd. | 0 | $0 | 0.00% | −15,921−100.0% | Sold out |
| Dynamic Technology Lab Private Ltd | 0 | $0 | 0.00% | −11,075−100.0% | Sold out |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −8,415−100.0% | Sold out |
| Lazard Asset Management LLC | 0 | $0 | 0.00% | −2,226−100.0% | Sold out |
| Global Retirement Partners, LLC | 0 | $0 | 0.00% | −500−100.0% | Sold out |
| Earnest Partners LLC | 0 | $0 | 0.00% | −1,931−100.0% | Sold out |
| Icon Wealth Partners, LLC | – | – | – | – | Not filed |