Stellus Capital Investment Corp
SCM- Exchange
- NYSE
- SEC CIK
- 0001551901
In the last 90 days, Stellus Capital Investment Corp insiders filed 1 open-market purchase and 0 sales; 59 institutions reported holding it in 13F filings for Q2 2026, worth $30.6M in total; no superinvestor holds it.
13F holders, Q4 2023
Institutional positions in Stellus Capital Investment Corp as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 59
- −3 vs. Q3 2023
- Shares held
- 3.19M
- −752.3K (−19.1%) vs. Q3 2023
- Total value
- $41.0M
- −$12.5M (−23.4%) vs. Q3 2023
- New holders
- 10
- 17 more added
- Sold out
- 13
- 19 more reduced
1 institution that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SCM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 59 | $30.6M |
| Q1 2026 | 63 | $38.4M |
| Q4 2025 | 63 | $49.1M |
| Q3 2025 | 68 | $45.9M |
| Q2 2025 | 58 | $44.3M |
| Q1 2025 | 62 | $47.2M |
| Q4 2024 | 58 | $39.0M |
| Q3 2024 | 53 | $41.9M |
| Q2 2024 | 52 | $48.6M |
| Q1 2024 | 53 | $35.9M |
| Q4 2023 | 59 | $41.0M |
| Q3 2023 | 63 | $54.5M |
| Q2 2023 | 61 | $46.7M |
| Q1 2023 | 57 | $32.6M |
| Q4 2022 | 51 | $32.9M |
| Q3 2022 | 51 | $32.1M |
| Q2 2022 | 54 | $32.8M |
| Q1 2022 | 44 | $37.7M |
| Q4 2021 | 49 | $43.5M |
| Q3 2021 | 45 | $43.0M |
| Q2 2021 | 47 | $43.9M |
| Q1 2021 | 47 | $43.3M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Stellus Capital Investment Corp; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Bank of America Corp | 1 | $13 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 1 | $13 | 0.00% | +1 | New |
| Valley National Advisers Inc | 200 | $2.00K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 250 | $3.21K | 0.00% | −7,192−96.6% | Reduced |
| Nomura Asset Management Co Ltd | 260 | $3.34K | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 330 | $4.24K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 400 | $5.00K | 0.00% | 00.0% | Unchanged |
| PSI Advisors, LLC | 475 | $6.10K | 0.00% | +475 | New |
| Parkside Financial Bank & Trust | 500 | $6.42K | 0.00% | 00.0% | Unchanged |
| Key Financial Inc | 500 | $6.42K | 0.00% | 00.0% | Unchanged |
| Group One Trading, L.P. | 1,300 | $16.7K | 0.00% | +1,300 | New |
| Cape Investment Advisory, Inc. | 1,349 | $17.3K | 0.01% | +1,349 | New |
| EntryPoint Capital, LLC | 1,569 | $20.2K | 0.02% | +1,569 | New |
| Quantbot Technologies LP | 3,259 | $41.9K | 0.00% | +3,259 | New |
| Advisory Services Network, LLC | 3,952 | $50.8K | 0.00% | +3,952 | New |
| Aquatic Capital Management LLC | 4,000 | $51.0K | 0.00% | −1,600−28.6% | Reduced |
| Chilton Capital Management LLC | 6,600 | $84.8K | 0.00% | 00.0% | Unchanged |
| Montag A & Associates Inc | 7,129 | $91.6K | 0.01% | 00.0% | Unchanged |
| UBS Group AG | 8,072 | $103.7K | 0.00% | −1,831−18.5% | Reduced |
| BNP Paribas Arbitrage, SA | 8,748 | $112.4K | 0.00% | +8,148+1,358.0% | Added |
| Raymond James Financial Services Advisors, Inc. | 12,149 | $156.1K | 0.00% | +359+3.0% | Added |
| The PNC Financial Services Group, Inc. | 13,000 | $167.1K | 0.00% | −10,000−43.5% | Reduced |
| LPL Financial LLC | 14,012 | $180.1K | 0.00% | +2,174+18.4% | Added |
| Schonfeld Strategic Advisors LLC | 14,100 | $181.2K | 0.00% | +14,100 | New |
| Oppenheimer & Co Inc | 14,497 | $186.3K | 0.00% | +1,945+15.5% | Added |
| JPMorgan Chase & Co | 15,194 | $195.2K | 0.00% | +8,985+144.7% | Added |
| Great West Life Assurance Co | 19,568 | $250.0K | 0.00% | −2,119−9.8% | Reduced |
| Jump Financial, LLC | 19,600 | $251.9K | 0.01% | +1,081+5.8% | Added |
| Buckingham Strategic Partners | 19,802 | $254.5K | 0.01% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 20,096 | $258.2K | 0.00% | +168+0.8% | Added |
| Wells Fargo & Company | 20,283 | $260.6K | 0.00% | −42,678−67.8% | Reduced |
| LSV Asset Management | 20,500 | $263.0K | 0.00% | −10,200−33.2% | Reduced |
| Royal Bank of Canada | 27,324 | $352.0K | 0.00% | −4,533−14.2% | Reduced |
| Trexquant Investment LP | 29,321 | $376.8K | 0.01% | +29,321 | New |
| Sigma Planning Corp | 36,473 | $468.7K | 0.04% | −5,021−12.1% | Reduced |
| Virtus ETF Advisers LLC | 39,209 | $503.8K | 0.32% | −3,849−8.9% | Reduced |
| Citadel Advisors LLC | 40,510 | $520.6K | 0.00% | −57,770−58.8% | Reduced |
| Sunbelt Securities, Inc. | 40,935 | $526.0K | 0.07% | −1,043−2.5% | Reduced |
| Janney Montgomery Scott LLC | 44,825 | $576.0K | 0.00% | 00.0% | Unchanged |
| Quadrature Capital Ltd | 50,271 | $646.2K | 0.01% | −3,567−6.6% | Reduced |
| Qube Research & Technologies Ltd | 54,577 | $701.3K | 0.00% | +23,708+76.8% | Added |
| U.S. Capital Wealth Advisors, LLC | 56,500 | $726.0K | 0.03% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 60,264 | $774.4K | 0.00% | +17,830+42.0% | Added |
| Sumitomo Mitsui Trust Holdings, Inc. | 66,711 | $857.2K | 0.00% | 00.0% | Unchanged |
| Muzinich & Co., Inc. | 69,069 | $887.5K | 0.77% | −2,351−3.3% | Reduced |
| BlackRock Inc. | 82,214 | $1.06M | 0.00% | +1,901+2.4% | Added |
| Cliffwater LLC | 97,189 | $1.24M | 0.35% | −33,991−25.9% | Reduced |
| Gables Capital Management Inc. | 99,334 | $1.28M | 0.79% | +1,135+1.2% | Added |
| Squarepoint Ops LLC | 102,964 | $1.32M | 0.01% | +4,893+5.0% | Added |
| Icon Wealth Advisors, LLC | 131,053 | $1.68M | 0.18% | +131,053 | New |
| Advisors Asset Management, Inc. | 139,155 | $1.79M | 0.04% | +19,697+16.5% | Added |
| Millennium Management LLC | 155,540 | $2.00M | 0.00% | −75,751−32.8% | Reduced |
| Condor Capital Management | 161,872 | $2.08M | 0.22% | +18,504+12.9% | Added |
| Legal & General Group Plc | 174,910 | $2.25M | 0.00% | +15,896+10.0% | Added |
| Morgan Stanley | 183,347 | $2.36M | 0.00% | +1,311+0.7% | Added |
| Two Sigma Advisers, LP | 222,700 | $2.86M | 0.01% | −156,800−41.3% | Reduced |
| Raymond James & Associates | 229,829 | $2.95M | 0.00% | −4,462−1.9% | Reduced |
| Acadian Asset Management LLC | 263,074 | $3.38M | 0.01% | +37,949+16.9% | Added |
| Two Sigma Investments, LP | 282,670 | $3.63M | 0.01% | −140,055−33.1% | Reduced |
| Scoggin Management LP | 0 | $0 | 0.00% | −268,444−100.0% | Sold out |
| National Bank of Canada | 0 | $0 | 0.00% | −71,642−100.0% | Sold out |
| Advisory Research Inc | 0 | $0 | 0.00% | −41,627−100.0% | Sold out |
| Marshall Wace, LLP | 0 | $0 | 0.00% | −40,950−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −38,393−100.0% | Sold out |
| PEAK6 Investments LLC | 0 | $0 | 0.00% | −19,490−100.0% | Sold out |
| Astoria Portfolio Advisors LLC. | 0 | $0 | 0.00% | −18,980−100.0% | Sold out |
| Connor, Clark & Lunn Investment Management Ltd. | 0 | $0 | 0.00% | −15,921−100.0% | Sold out |
| Dynamic Technology Lab Private Ltd | 0 | $0 | 0.00% | −11,075−100.0% | Sold out |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −8,415−100.0% | Sold out |
| Lazard Asset Management LLC | 0 | $0 | 0.00% | −2,226−100.0% | Sold out |
| Global Retirement Partners, LLC | 0 | $0 | 0.00% | −500−100.0% | Sold out |
| Earnest Partners LLC | 0 | $0 | 0.00% | −1,931−100.0% | Sold out |
| Icon Wealth Partners, LLC | – | – | – | – | Not filed |