Stellus Capital Investment Corp
SCM- Exchange
- NYSE
- SEC CIK
- 0001551901
In the last 90 days, Stellus Capital Investment Corp insiders filed 1 open-market purchase and 0 sales; 59 institutions reported holding it in 13F filings for Q2 2026, worth $30.6M in total; no superinvestor holds it.
13F holders, Q4 2022
Institutional positions in Stellus Capital Investment Corp as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 51
- +1 vs. Q3 2022
- Shares held
- 2.48M
- −206.5K (−7.7%) vs. Q3 2022
- Total value
- $32.9M
- +$844.6K (+2.6%) vs. Q3 2022
- New holders
- 5
- 17 more added
- Sold out
- 4
- 12 more reduced
1 institution that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SCM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 59 | $30.6M |
| Q1 2026 | 63 | $38.4M |
| Q4 2025 | 63 | $52.7M |
| Q3 2025 | 68 | $46.0M |
| Q2 2025 | 58 | $44.8M |
| Q1 2025 | 62 | $47.2M |
| Q4 2024 | 58 | $39.0M |
| Q3 2024 | 53 | $42.1M |
| Q2 2024 | 52 | $48.7M |
| Q1 2024 | 53 | $41.0M |
| Q4 2023 | 59 | $43.6M |
| Q3 2023 | 63 | $54.5M |
| Q2 2023 | 61 | $46.7M |
| Q1 2023 | 57 | $32.6M |
| Q4 2022 | 51 | $32.9M |
| Q3 2022 | 51 | $32.1M |
| Q2 2022 | 54 | $32.8M |
| Q1 2022 | 44 | $37.7M |
| Q4 2021 | 49 | $43.5M |
| Q3 2021 | 45 | $43.0M |
| Q2 2021 | 47 | $43.9M |
| Q1 2021 | 47 | $43.3M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Stellus Capital Investment Corp; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Ares Management LLC | 345,536 | $4.58M | 0.23% | −63,396−15.5% | Reduced |
| Cliffwater LLC | 261,953 | $3.47M | 0.98% | +8,369+3.3% | Added |
| Confluence Investment Management LLC | 212,318 | $2.81M | 0.04% | +550.0% | Added |
| Raymond James & Associates | 182,833 | $2.42M | 0.00% | +5,762+3.3% | Added |
| Advisors Asset Management, Inc. | 148,742 | $1.97M | 0.04% | −41,793−21.9% | Reduced |
| Legal & General Group Plc | 129,703 | $1.72M | 0.00% | +2,631+2.1% | Added |
| BlackRock Inc. | 127,949 | $1.70M | 0.00% | +3,573+2.9% | Added |
| Gables Capital Management Inc. | 112,149 | $1.49M | 1.08% | −500−0.4% | Reduced |
| Condor Capital Management | 101,542 | $1.35M | 0.17% | +15,287+17.7% | Added |
| Sumitomo Mitsui Trust Holdings, Inc. | 80,271 | $1.06M | 0.00% | −51,653−39.2% | Reduced |
| Muzinich & Co., Inc. | 80,271 | $1.06M | 0.94% | −51,653−39.2% | Reduced |
| Two Sigma Advisers, LP | 72,000 | $954.7K | 0.00% | −11,500−13.8% | Reduced |
| Two Sigma Investments, LP | 64,691 | $857.8K | 0.00% | −1,201−1.8% | Reduced |
| Acadian Asset Management LLC | 53,985 | $714.0K | 0.00% | −2,412−4.3% | Reduced |
| Advisory Research Inc | 46,907 | $622.0K | 0.06% | +301+0.6% | Added |
| Janney Montgomery Scott LLC | 44,825 | $594.0K | 0.00% | 00.0% | Unchanged |
| U.S. Capital Wealth Advisors, LLC | 41,800 | $554.3K | 0.03% | 00.0% | Unchanged |
| LSV Asset Management | 38,000 | $504.0K | 0.00% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 32,624 | $432.6K | 0.08% | +2,421+8.0% | Added |
| Rockefeller Capital Management L.P. | 26,878 | $356.0K | 0.00% | +427+1.6% | Added |
| Virtus ETF Advisers LLC | 24,149 | $320.2K | 0.17% | −8,044−25.0% | Reduced |
| The PNC Financial Services Group, Inc. | 23,000 | $305.0K | 0.00% | 00.0% | Unchanged |
| Morgan Stanley | 21,163 | $280.6K | 0.00% | +3,409+19.2% | Added |
| Great West Life Assurance Co | 20,255 | $270.0K | 0.00% | +117+0.6% | Added |
| Avantax Advisory Services, Inc. | 20,151 | $267.2K | 0.00% | +2,590+14.7% | Added |
| Buckingham Strategic Partners | 19,802 | $262.6K | 0.02% | 00.0% | Unchanged |
| Cetera Advisors LLC | 18,474 | $245.0K | 0.00% | +18,474 | New |
| Royal Bank of Canada | 15,816 | $210.0K | 0.00% | +3,695+30.5% | Added |
| Citadel Advisors LLC | 15,746 | $208.8K | 0.00% | +15,746 | New |
| UBS Group AG | 13,162 | $174.5K | 0.00% | +4,019+44.0% | Added |
| Raymond James Financial Services Advisors, Inc. | 12,380 | $164.1K | 0.00% | −5,155−29.4% | Reduced |
| Wells Fargo & Company | 11,565 | $153.4K | 0.00% | −924−7.4% | Reduced |
| LPL Financial LLC | 11,280 | $149.6K | 0.00% | −1,036−8.4% | Reduced |
| Merit Financial Group, LLC | 10,000 | $132.6K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 7,496 | $99.1K | 0.00% | +407+5.7% | Added |
| Montag A & Associates Inc | 7,129 | $94.5K | 0.01% | 00.0% | Unchanged |
| PEAK6 Investments LLC | 7,112 | $94.3K | 0.01% | +7,112 | New |
| Spire Wealth Management | 6,400 | $85.0K | 0.00% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 4,806 | $63.7K | 0.00% | +4,806 | New |
| Lazard Asset Management LLC | 2,226 | $29.0K | 0.00% | 00.0% | Unchanged |
| Earnest Partners LLC | 1,931 | $25.6K | 0.00% | 00.0% | Unchanged |
| Capital Analysts, LLC | 1,400 | $19.0K | 0.00% | 00.0% | Unchanged |
| Simplex Trading, LLC | 1,197 | $15.0K | 0.00% | +13+1.1% | Added |
| US Bancorp | 700 | $9.28K | 0.00% | 00.0% | Unchanged |
| Parkside Financial Bank & Trust | 500 | $6.63K | 0.00% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 500 | $6.63K | 0.00% | +500 | New |
| Key Financial Inc | 500 | $5.96K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 400 | $5.00K | 0.00% | 00.0% | Unchanged |
| Valley National Advisers Inc | 200 | $2.00K | 0.00% | 00.0% | Unchanged |
| FMR LLC | 2 | $27 | 0.00% | +1+100.0% | Added |
| Bank of America Corp | 1 | $13 | 0.00% | 00.0% | Unchanged |
| Credit Suisse AG | 0 | $0 | 0.00% | −66,000−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −653−100.0% | Sold out |
| Massmutual Trust Co FSB | 0 | $0 | 0.00% | −168−100.0% | Sold out |
| First Command Advisory Services, Inc. | 0 | $0 | 0.00% | −100−100.0% | Sold out |
| American Portfolios Advisors | – | – | – | – | Not filed |