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Stellus Capital Investment Corp

SCM
Exchange
NYSE
SEC CIK
0001551901

In the last 90 days, Stellus Capital Investment Corp insiders filed 1 open-market purchase and 0 sales; 59 institutions reported holding it in 13F filings for Q2 2026, worth $30.6M in total; no superinvestor holds it.

13F holders, Q4 2022

Institutional positions in Stellus Capital Investment Corp as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
51
+1 vs. Q3 2022
Shares held
2.48M
−206.5K (−7.7%) vs. Q3 2022
Total value
$32.9M
+$844.6K (+2.6%) vs. Q3 2022
New holders
5
17 more added
Sold out
4
12 more reduced

1 institution that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q3 2022: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting SCM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ4 2022: 51 institutions
Q1 2021: 47 institutionsQ2 2021: 47 institutionsQ3 2021: 45 institutionsQ4 2021: 49 institutionsQ1 2022: 44 institutionsQ2 2022: 54 institutionsQ3 2022: 51 institutionsQ4 2022: 51 institutionsQ1 2023: 57 institutionsQ2 2023: 61 institutionsQ3 2023: 63 institutionsQ4 2023: 59 institutionsQ1 2024: 53 institutionsQ2 2024: 52 institutionsQ3 2024: 53 institutionsQ4 2024: 58 institutionsQ1 2025: 62 institutionsQ2 2025: 58 institutionsQ3 2025: 68 institutionsQ4 2025: 63 institutionsQ1 2026: 63 institutionsQ2 2026: 59 institutions
Value heldQ4 2022: $32.9M
Q1 2021: $43.3MQ2 2021: $43.9MQ3 2021: $43.0MQ4 2021: $43.5MQ1 2022: $37.7MQ2 2022: $32.8MQ3 2022: $32.1MQ4 2022: $32.9MQ1 2023: $32.6MQ2 2023: $46.7MQ3 2023: $54.5MQ4 2023: $41.0MQ1 2024: $35.9MQ2 2024: $48.6MQ3 2024: $41.9MQ4 2024: $39.0MQ1 2025: $47.2MQ2 2025: $44.3MQ3 2025: $45.9MQ4 2025: $49.1MQ1 2026: $38.4MQ2 2026: $30.6M
Institutions holding SCM and their total value by quarter
QuarterHoldersValue
Q2 202659$30.6M
Q1 202663$38.4M
Q4 202563$49.1M
Q3 202568$45.9M
Q2 202558$44.3M
Q1 202562$47.2M
Q4 202458$39.0M
Q3 202453$41.9M
Q2 202452$48.6M
Q1 202453$35.9M
Q4 202359$41.0M
Q3 202363$54.5M
Q2 202361$46.7M
Q1 202357$32.6M
Q4 202251$32.9M
Q3 202251$32.1M
Q2 202254$32.8M
Q1 202244$37.7M
Q4 202149$43.5M
Q3 202145$43.0M
Q2 202147$43.9M
Q1 202147$43.3M

Institutions, Q4 2022

Shares, value and share of portfolio for each institution holding Stellus Capital Investment Corp; share changes are against Q3 2022.

Institutions holding SCM in Q4 2022
InstitutionSharesValue% of portfolioChange in sharesAction
Bank of America Corp1$130.00%00.0%Unchanged
FMR LLC2$270.00%+1+100.0%Added
Valley National Advisers Inc200$2.00K0.00%00.0%Unchanged
CWM, LLC400$5.00K0.00%00.0%Unchanged
Key Financial Inc500$5.96K0.00%00.0%Unchanged
Parkside Financial Bank & Trust500$6.63K0.00%00.0%Unchanged
Global Retirement Partners, LLC500$6.63K0.00%+500New
US Bancorp700$9.28K0.00%00.0%Unchanged
Simplex Trading, LLC1,197$15.0K0.00%+13+1.1%Added
Capital Analysts, LLC1,400$19.0K0.00%00.0%Unchanged
Earnest Partners LLC1,931$25.6K0.00%00.0%Unchanged
Lazard Asset Management LLC2,226$29.0K0.00%00.0%Unchanged
Advisory Services Network, LLC4,806$63.7K0.00%+4,806New
Spire Wealth Management6,400$85.0K0.00%00.0%Unchanged
PEAK6 Investments LLC7,112$94.3K0.01%+7,112New
Montag A & Associates Inc7,129$94.5K0.01%00.0%Unchanged
Advisor Group Holdings, Inc.7,496$99.1K0.00%+407+5.7%Added
Merit Financial Group, LLC10,000$132.6K0.00%00.0%Unchanged
LPL Financial LLC11,280$149.6K0.00%−1,036−8.4%Reduced
Wells Fargo & Company11,565$153.4K0.00%−924−7.4%Reduced
Raymond James Financial Services Advisors, Inc.12,380$164.1K0.00%−5,155−29.4%Reduced
UBS Group AG13,162$174.5K0.00%+4,019+44.0%Added
Citadel Advisors LLC15,746$208.8K0.00%+15,746New
Royal Bank of Canada15,816$210.0K0.00%+3,695+30.5%Added
Cetera Advisors LLC18,474$245.0K0.00%+18,474New
Buckingham Strategic Partners19,802$262.6K0.02%00.0%Unchanged
Avantax Advisory Services, Inc.20,151$267.2K0.00%+2,590+14.7%Added
Great West Life Assurance Co20,255$270.0K0.00%+117+0.6%Added
Morgan Stanley21,163$280.6K0.00%+3,409+19.2%Added
The PNC Financial Services Group, Inc.23,000$305.0K0.00%00.0%Unchanged
Virtus ETF Advisers LLC24,149$320.2K0.17%−8,044−25.0%Reduced
Rockefeller Capital Management L.P.26,878$356.0K0.00%+427+1.6%Added
Sunbelt Securities, Inc.32,624$432.6K0.08%+2,421+8.0%Added
LSV Asset Management38,000$504.0K0.00%00.0%Unchanged
U.S. Capital Wealth Advisors, LLC41,800$554.3K0.03%00.0%Unchanged
Janney Montgomery Scott LLC44,825$594.0K0.00%00.0%Unchanged
Advisory Research Inc46,907$622.0K0.06%+301+0.6%Added
Acadian Asset Management LLC53,985$714.0K0.00%−2,412−4.3%Reduced
Two Sigma Investments, LP64,691$857.8K0.00%−1,201−1.8%Reduced
Two Sigma Advisers, LP72,000$954.7K0.00%−11,500−13.8%Reduced
Sumitomo Mitsui Trust Holdings, Inc.80,271$1.06M0.00%−51,653−39.2%Reduced
Muzinich & Co., Inc.80,271$1.06M0.94%−51,653−39.2%Reduced
Condor Capital Management101,542$1.35M0.17%+15,287+17.7%Added
Gables Capital Management Inc.112,149$1.49M1.08%−500−0.4%Reduced
BlackRock Inc.127,949$1.70M0.00%+3,573+2.9%Added
Legal & General Group Plc129,703$1.72M0.00%+2,631+2.1%Added
Advisors Asset Management, Inc.148,742$1.97M0.04%−41,793−21.9%Reduced
Raymond James & Associates182,833$2.42M0.00%+5,762+3.3%Added
Confluence Investment Management LLC212,318$2.81M0.04%+550.0%Added
Cliffwater LLC261,953$3.47M0.98%+8,369+3.3%Added
Ares Management LLC345,536$4.58M0.23%−63,396−15.5%Reduced
Credit Suisse AG0$00.00%−66,000−100.0%Sold out
Tower Research Capital LLC (TRC)0$00.00%−653−100.0%Sold out
Massmutual Trust Co FSB0$00.00%−168−100.0%Sold out
First Command Advisory Services, Inc.0$00.00%−100−100.0%Sold out
American Portfolios Advisors––––Not filed