Stellus Capital Investment Corp
SCM- Exchange
- NYSE
- SEC CIK
- 0001551901
In the last 90 days, Stellus Capital Investment Corp insiders filed 1 open-market purchase and 0 sales; 59 institutions reported holding it in 13F filings for Q2 2026, worth $30.6M in total; no superinvestor holds it.
13F holders, Q3 2025
Institutional positions in Stellus Capital Investment Corp as of Sep 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 68
- +10 vs. Q2 2025
- Shares held
- 3.52M
- +341.3K (+10.7%) vs. Q2 2025
- Total value
- $45.9M
- +$1.63M (+3.7%) vs. Q2 2025
- New holders
- 12
- 26 more added
- Sold out
- 2
- 11 more reduced
Compare with Q2 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SCM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 59 | $30.6M |
| Q1 2026 | 63 | $38.4M |
| Q4 2025 | 63 | $52.7M |
| Q3 2025 | 68 | $46.0M |
| Q2 2025 | 58 | $44.8M |
| Q1 2025 | 62 | $47.2M |
| Q4 2024 | 58 | $39.0M |
| Q3 2024 | 53 | $42.1M |
| Q2 2024 | 52 | $48.7M |
| Q1 2024 | 53 | $41.0M |
| Q4 2023 | 59 | $43.6M |
| Q3 2023 | 63 | $54.5M |
| Q2 2023 | 61 | $46.7M |
| Q1 2023 | 57 | $32.6M |
| Q4 2022 | 51 | $32.9M |
| Q3 2022 | 51 | $32.1M |
| Q2 2022 | 54 | $32.8M |
| Q1 2022 | 44 | $37.7M |
| Q4 2021 | 49 | $43.5M |
| Q3 2021 | 45 | $43.0M |
| Q2 2021 | 47 | $43.9M |
| Q1 2021 | 47 | $43.3M |
Institutions, Q3 2025
Shares, value and share of portfolio for each institution holding Stellus Capital Investment Corp; share changes are against Q2 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Two Sigma Advisers, LP | 285,772 | $3.73M | 0.01% | −81,628−22.2% | Reduced |
| CI Private Wealth, LLC | 274,100 | $3.58M | 0.01% | +20,337+8.0% | Added |
| Raymond James Financial Inc | 231,240 | $3.02M | 0.00% | −4,493−1.9% | Reduced |
| Two Sigma Investments, LP | 225,264 | $2.94M | 0.00% | +7,132+3.3% | Added |
| Muzinich & Co., Inc. | 206,893 | $2.70M | 1.05% | +62,888+43.7% | Added |
| Ethos Financial Group, LLC | 205,166 | $2.68M | 0.21% | +8,071+4.1% | Added |
| Condor Capital Management | 202,846 | $2.65M | 0.22% | +5,294+2.7% | Added |
| BlackRock, Inc. | 202,461 | $2.64M | 0.00% | +44,291+28.0% | Added |
| Legal & General Group Plc | 171,632 | $2.24M | 0.00% | −12,374−6.7% | Reduced |
| Sumitomo Mitsui Trust Holdings, Inc. | 156,050 | $2.04M | 0.00% | +62,002+65.9% | Added |
| Sunbelt Securities, Inc. | 146,133 | $1.91M | 0.13% | +116,352+390.7% | Added |
| Advisors Asset Management, Inc. | 144,322 | $1.88M | 0.03% | +19,337+15.5% | Added |
| Icon Wealth Advisors, LLC | 135,328 | $1.77M | 0.12% | +114+0.1% | Added |
| Inspire Advisors, LLC | 106,262 | $1.39M | 0.13% | +43,732+69.9% | Added |
| PFG Investments, LLC | 69,241 | $904.3K | 0.05% | +4,586+7.1% | Added |
| Gables Capital Management Inc. | 67,618 | $883.1K | 0.38% | 00.0% | Unchanged |
| Virtus Investment Advisers, Inc. | 58,294 | $761.3K | 0.22% | −6,360−9.8% | Reduced |
| Trexquant Investment LP | 52,449 | $685.0K | 0.01% | +52,449 | New |
| Citadel Advisors LLC | 49,981 | $652.8K | 0.00% | +32,168+180.6% | Added |
| Janney Montgomery Scott LLC | 44,158 | $577.0K | 0.00% | 00.0% | Unchanged |
| LPL Financial LLC | 38,846 | $507.3K | 0.00% | −9,246−19.2% | Reduced |
| Great West Life Assurance Co | 36,056 | $470.0K | 0.00% | +9,287+34.7% | Added |
| Advisor Group Holdings, Inc. | 34,070 | $451.3K | 0.00% | +739+2.2% | Added |
| Gallagher Capital Advisors, LLC | 34,000 | $405.8K | 0.23% | +34,000 | New |
| Morgan Stanley | 25,763 | $336.5K | 0.00% | −122,899−82.7% | Reduced |
| Susquehanna International Group, LLP | 25,365 | $331.3K | 0.00% | +25,365 | New |
| Jane Street Group, LLC | 25,033 | $326.9K | 0.00% | +25,033 | New |
| Northern Trust Corp | 23,489 | $306.8K | 0.00% | +479+2.1% | Added |
| Royal Bank of Canada | 23,209 | $303.0K | 0.00% | −12,168−34.4% | Reduced |
| Aquatic Capital Management LLC | 18,168 | $237.3K | 0.00% | +14,525+398.7% | Added |
| Oppenheimer & Co Inc | 17,263 | $225.5K | 0.00% | +207+1.2% | Added |
| UBS Group AG | 14,818 | $193.5K | 0.00% | −3,197−17.7% | Reduced |
| HighTower Advisors, LLC | 13,529 | $176.7K | 0.00% | +439+3.4% | Added |
| Wells Fargo & Company | 13,480 | $176.1K | 0.00% | +671+5.2% | Added |
| Farther Finance Advisors, LLC | 13,106 | $171.2K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 13,000 | $169.8K | 0.00% | 00.0% | Unchanged |
| Concurrent Investment Advisors, LLC | 12,989 | $169.6K | 0.00% | −3,789−22.6% | Reduced |
| Brevan Howard Capital Management LP | 12,663 | $165.4K | 0.00% | +1,622+14.7% | Added |
| Quadrature Capital Ltd | 11,383 | $148.7K | 0.00% | +11,383 | New |
| Simplex Trading, LLC | 11,335 | $148.0K | 0.00% | +4,316+61.5% | Added |
| U.S. Capital Wealth Advisors, LLC | 11,033 | $144.1K | 0.00% | 00.0% | Unchanged |
| HRT Financial LP | 10,910 | $142.0K | 0.00% | +10,910 | New |
| Private Advisor Group, LLC | 10,000 | $130.6K | 0.00% | 00.0% | Unchanged |
| Chilton Capital Management LLC | 7,600 | $99.3K | 0.00% | 00.0% | Unchanged |
| Group One Trading, L.P. | 4,195 | $54.8K | 0.00% | −7,206−63.2% | Reduced |
| BNP Paribas Arbitrage, SA | 3,293 | $43.0K | 0.00% | −1,028−23.8% | Reduced |
| Rockefeller Capital Management L.P. | 3,031 | $39.6K | 0.00% | +3,031 | New |
| Ameritas Advisory Services, LLC | 2,438 | $31.8K | 0.00% | +18+0.7% | Added |
| JPMorgan Chase & Co | 2,155 | $28.1K | 0.00% | +2,155 | New |
| ORG Partners LLC | 2,110 | $27.6K | 0.01% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 1,798 | $23.5K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 1,350 | $17.6K | 0.00% | +1,100+440.0% | Added |
| Assetmark, Inc | 1,200 | $15.7K | 0.00% | +1,200 | New |
| State of Alaska, Department of Revenue | 1,166 | $15.0K | 0.00% | +1,166 | New |
| Private Trust Co NA | 1,097 | $14.3K | 0.00% | 00.0% | Unchanged |
| Crewe Advisors LLC | 770 | $10.1K | 0.00% | +19+2.5% | Added |
| Advisory Services Network, LLC | 663 | $8.66K | 0.00% | +663 | New |
| Jones Financial Companies LLLP | 500 | $6.66K | 0.00% | 00.0% | Unchanged |
| Key Financial Inc | 500 | $6.48K | 0.00% | 00.0% | Unchanged |
| Aventura Private Wealth, LLC | 472 | $6.16K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 400 | $5.00K | 0.00% | 00.0% | Unchanged |
| Harbor Asset Planning, Inc. | 300 | $3.92K | 0.00% | 00.0% | Unchanged |
| Quantbot Technologies LP | 239 | $3.12K | 0.00% | 00.0% | Unchanged |
| Valley National Advisers Inc | 200 | $2.00K | 0.00% | 00.0% | Unchanged |
| Ronald Blue Trust, Inc. | 125 | $1.63K | 0.00% | +125 | New |
| Parallel Advisors, LLC | 8 | $104 | 0.00% | 00.0% | Unchanged |
| Danske Bank A/S | 2 | $26 | 0.00% | +1+100.0% | Added |
| Roble, Belko & Company, Inc | 14 | $0 | 0.00% | 00.0% | Unchanged |
| LSV Asset Management | 0 | $0 | 0.00% | −20,500−100.0% | Sold out |
| Federation des caisses Desjardins du Quebec | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |