Stellus Capital Investment Corp
SCM- Exchange
- NYSE
- SEC CIK
- 0001551901
In the last 90 days, Stellus Capital Investment Corp insiders filed 1 open-market purchase and 0 sales; 59 institutions reported holding it in 13F filings for Q2 2026, worth $30.6M in total; no superinvestor holds it.
13F holders, Q3 2025
Institutional positions in Stellus Capital Investment Corp as of Sep 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 68
- +10 vs. Q2 2025
- Shares held
- 3.52M
- +341.3K (+10.7%) vs. Q2 2025
- Total value
- $45.9M
- +$1.63M (+3.7%) vs. Q2 2025
- New holders
- 12
- 26 more added
- Sold out
- 2
- 11 more reduced
Compare with Q2 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SCM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 59 | $30.6M |
| Q1 2026 | 63 | $38.4M |
| Q4 2025 | 63 | $49.1M |
| Q3 2025 | 68 | $45.9M |
| Q2 2025 | 58 | $44.3M |
| Q1 2025 | 62 | $47.2M |
| Q4 2024 | 58 | $39.0M |
| Q3 2024 | 53 | $41.9M |
| Q2 2024 | 52 | $48.6M |
| Q1 2024 | 53 | $35.9M |
| Q4 2023 | 59 | $41.0M |
| Q3 2023 | 63 | $54.5M |
| Q2 2023 | 61 | $46.7M |
| Q1 2023 | 57 | $32.6M |
| Q4 2022 | 51 | $32.9M |
| Q3 2022 | 51 | $32.1M |
| Q2 2022 | 54 | $32.8M |
| Q1 2022 | 44 | $37.7M |
| Q4 2021 | 49 | $43.5M |
| Q3 2021 | 45 | $43.0M |
| Q2 2021 | 47 | $43.9M |
| Q1 2021 | 47 | $43.3M |
Institutions, Q3 2025
Shares, value and share of portfolio for each institution holding Stellus Capital Investment Corp; share changes are against Q2 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Roble, Belko & Company, Inc | 14 | $0 | 0.00% | 00.0% | Unchanged |
| Danske Bank A/S | 2 | $26 | 0.00% | +1+100.0% | Added |
| Parallel Advisors, LLC | 8 | $104 | 0.00% | 00.0% | Unchanged |
| Ronald Blue Trust, Inc. | 125 | $1.63K | 0.00% | +125 | New |
| Valley National Advisers Inc | 200 | $2.00K | 0.00% | 00.0% | Unchanged |
| Quantbot Technologies LP | 239 | $3.12K | 0.00% | 00.0% | Unchanged |
| Harbor Asset Planning, Inc. | 300 | $3.92K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 400 | $5.00K | 0.00% | 00.0% | Unchanged |
| Aventura Private Wealth, LLC | 472 | $6.16K | 0.00% | 00.0% | Unchanged |
| Key Financial Inc | 500 | $6.48K | 0.00% | 00.0% | Unchanged |
| Jones Financial Companies LLLP | 500 | $6.66K | 0.00% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 663 | $8.66K | 0.00% | +663 | New |
| Crewe Advisors LLC | 770 | $10.1K | 0.00% | +19+2.5% | Added |
| Private Trust Co NA | 1,097 | $14.3K | 0.00% | 00.0% | Unchanged |
| State of Alaska, Department of Revenue | 1,166 | $15.0K | 0.00% | +1,166 | New |
| Assetmark, Inc | 1,200 | $15.7K | 0.00% | +1,200 | New |
| Bank of America Corp | 1,350 | $17.6K | 0.00% | +1,100+440.0% | Added |
| Geneos Wealth Management Inc. | 1,798 | $23.5K | 0.00% | 00.0% | Unchanged |
| ORG Partners LLC | 2,110 | $27.6K | 0.01% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 2,155 | $28.1K | 0.00% | +2,155 | New |
| Ameritas Advisory Services, LLC | 2,438 | $31.8K | 0.00% | +18+0.7% | Added |
| Rockefeller Capital Management L.P. | 3,031 | $39.6K | 0.00% | +3,031 | New |
| BNP Paribas Arbitrage, SA | 3,293 | $43.0K | 0.00% | −1,028−23.8% | Reduced |
| Group One Trading, L.P. | 4,195 | $54.8K | 0.00% | −7,206−63.2% | Reduced |
| Chilton Capital Management LLC | 7,600 | $99.3K | 0.00% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 10,000 | $130.6K | 0.00% | 00.0% | Unchanged |
| HRT Financial LP | 10,910 | $142.0K | 0.00% | +10,910 | New |
| U.S. Capital Wealth Advisors, LLC | 11,033 | $144.1K | 0.00% | 00.0% | Unchanged |
| Simplex Trading, LLC | 11,335 | $148.0K | 0.00% | +4,316+61.5% | Added |
| Quadrature Capital Ltd | 11,383 | $148.7K | 0.00% | +11,383 | New |
| Brevan Howard Capital Management LP | 12,663 | $165.4K | 0.00% | +1,622+14.7% | Added |
| Concurrent Investment Advisors, LLC | 12,989 | $169.6K | 0.00% | −3,789−22.6% | Reduced |
| The PNC Financial Services Group, Inc. | 13,000 | $169.8K | 0.00% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 13,106 | $171.2K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 13,480 | $176.1K | 0.00% | +671+5.2% | Added |
| HighTower Advisors, LLC | 13,529 | $176.7K | 0.00% | +439+3.4% | Added |
| UBS Group AG | 14,818 | $193.5K | 0.00% | −3,197−17.7% | Reduced |
| Oppenheimer & Co Inc | 17,263 | $225.5K | 0.00% | +207+1.2% | Added |
| Aquatic Capital Management LLC | 18,168 | $237.3K | 0.00% | +14,525+398.7% | Added |
| Royal Bank of Canada | 23,209 | $303.0K | 0.00% | −12,168−34.4% | Reduced |
| Northern Trust Corp | 23,489 | $306.8K | 0.00% | +479+2.1% | Added |
| Jane Street Group, LLC | 25,033 | $326.9K | 0.00% | +25,033 | New |
| Susquehanna International Group, LLP | 25,365 | $331.3K | 0.00% | +25,365 | New |
| Morgan Stanley | 25,763 | $336.5K | 0.00% | −122,899−82.7% | Reduced |
| Gallagher Capital Advisors, LLC | 34,000 | $405.8K | 0.24% | +34,000 | New |
| Advisor Group Holdings, Inc. | 34,070 | $451.3K | 0.00% | +739+2.2% | Added |
| Great West Life Assurance Co | 36,056 | $470.0K | 0.00% | +9,287+34.7% | Added |
| LPL Financial LLC | 38,846 | $507.3K | 0.00% | −9,246−19.2% | Reduced |
| Janney Montgomery Scott LLC | 44,158 | $577.0K | 0.00% | 00.0% | Unchanged |
| Citadel Advisors LLC | 49,981 | $652.8K | 0.00% | +32,168+180.6% | Added |
| Trexquant Investment LP | 52,449 | $685.0K | 0.01% | +52,449 | New |
| Virtus Investment Advisers, Inc. | 58,294 | $761.3K | 0.22% | −6,360−9.8% | Reduced |
| Gables Capital Management Inc. | 67,618 | $883.1K | 0.38% | 00.0% | Unchanged |
| PFG Investments, LLC | 69,241 | $904.3K | 0.05% | +4,586+7.1% | Added |
| Inspire Advisors, LLC | 106,262 | $1.39M | 0.13% | +43,732+69.9% | Added |
| Icon Wealth Advisors, LLC | 135,328 | $1.77M | 0.12% | +114+0.1% | Added |
| Advisors Asset Management, Inc. | 144,322 | $1.88M | 0.03% | +19,337+15.5% | Added |
| Sunbelt Securities, Inc. | 146,133 | $1.91M | 0.13% | +116,352+390.7% | Added |
| Sumitomo Mitsui Trust Holdings, Inc. | 156,050 | $2.04M | 0.00% | +62,002+65.9% | Added |
| Legal & General Group Plc | 171,632 | $2.24M | 0.00% | −12,374−6.7% | Reduced |
| BlackRock, Inc. | 202,461 | $2.64M | 0.00% | +44,291+28.0% | Added |
| Condor Capital Management | 202,846 | $2.65M | 0.22% | +5,294+2.7% | Added |
| Ethos Financial Group, LLC | 205,166 | $2.68M | 0.21% | +8,071+4.1% | Added |
| Muzinich & Co., Inc. | 206,893 | $2.70M | 1.05% | +62,888+43.7% | Added |
| Two Sigma Investments, LP | 225,264 | $2.94M | 0.00% | +7,132+3.3% | Added |
| Raymond James Financial Inc | 231,240 | $3.02M | 0.00% | −4,493−1.9% | Reduced |
| CI Private Wealth, LLC | 274,100 | $3.58M | 0.01% | +20,337+8.0% | Added |
| Two Sigma Advisers, LP | 285,772 | $3.73M | 0.01% | −81,628−22.2% | Reduced |
| LSV Asset Management | 0 | $0 | 0.00% | −20,500−100.0% | Sold out |
| Federation des caisses Desjardins du Quebec | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |