Stellus Capital Investment Corp
SCM- Exchange
- NYSE
- SEC CIK
- 0001551901
In the last 90 days, Stellus Capital Investment Corp insiders filed 1 open-market purchase and 0 sales; 59 institutions reported holding it in 13F filings for Q2 2026, worth $30.6M in total; no superinvestor holds it.
13F holders, Q1 2022
Institutional positions in Stellus Capital Investment Corp as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 44
- −5 vs. Q4 2021
- Shares held
- 2.71M
- −632.5K (−18.9%) vs. Q4 2021
- Total value
- $37.7M
- −$5.88M (−13.5%) vs. Q4 2021
- New holders
- 3
- 13 more added
- Sold out
- 8
- 9 more reduced
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SCM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 59 | $30.6M |
| Q1 2026 | 63 | $38.4M |
| Q4 2025 | 63 | $52.7M |
| Q3 2025 | 68 | $46.0M |
| Q2 2025 | 58 | $44.8M |
| Q1 2025 | 62 | $47.2M |
| Q4 2024 | 58 | $39.0M |
| Q3 2024 | 53 | $42.1M |
| Q2 2024 | 52 | $48.7M |
| Q1 2024 | 53 | $41.0M |
| Q4 2023 | 59 | $43.6M |
| Q3 2023 | 63 | $54.5M |
| Q2 2023 | 61 | $46.7M |
| Q1 2023 | 57 | $32.6M |
| Q4 2022 | 51 | $32.9M |
| Q3 2022 | 51 | $32.1M |
| Q2 2022 | 54 | $32.8M |
| Q1 2022 | 44 | $37.7M |
| Q4 2021 | 49 | $43.5M |
| Q3 2021 | 45 | $43.0M |
| Q2 2021 | 47 | $43.9M |
| Q1 2021 | 47 | $43.3M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Stellus Capital Investment Corp; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Ares Management LLC | 671,203 | $9.32M | 0.35% | −178,175−21.0% | Reduced |
| Cliffwater LLC | 219,388 | $3.05M | 0.80% | +5,036+2.3% | Added |
| Confluence Investment Management LLC | 212,472 | $2.95M | 0.04% | −137,948−39.4% | Reduced |
| Raymond James & Associates | 204,016 | $2.83M | 0.00% | −27,230−11.8% | Reduced |
| Sumitomo Mitsui Trust Holdings, Inc. | 137,546 | $1.91M | 0.00% | −2,300−1.6% | Reduced |
| Muzinich & Co., Inc. | 137,546 | $1.91M | 0.99% | −2,300−1.6% | Reduced |
| Legal & General Group Plc | 113,729 | $1.58M | 0.00% | 00.0% | Unchanged |
| Gables Capital Management Inc. | 112,649 | $1.56M | 0.98% | 00.0% | Unchanged |
| BlackRock Inc. | 107,652 | $1.50M | 0.00% | −28,304−20.8% | Reduced |
| Two Sigma Advisers, LP | 103,700 | $1.44M | 0.00% | +500+0.5% | Added |
| Two Sigma Investments, LP | 100,150 | $1.39M | 0.00% | −2,228−2.2% | Reduced |
| Acadian Asset Management LLC | 97,995 | $1.36M | 0.01% | +40,002+69.0% | Added |
| Rockefeller Capital Management L.P. | 50,285 | $698.0K | 0.00% | +1,073+2.2% | Added |
| Advisory Research Inc | 48,801 | $678.0K | 0.05% | 00.0% | Unchanged |
| Virtus ETF Advisers LLC | 46,272 | $643.0K | 0.29% | +5,501+13.5% | Added |
| U.S. Capital Wealth Advisors, LLC | 40,600 | $564.0K | 0.02% | 00.0% | Unchanged |
| LSV Asset Management | 38,000 | $528.0K | 0.00% | 00.0% | Unchanged |
| Raymond James Financial Services Advisors, Inc. | 27,279 | $379.0K | 0.00% | +8,784+47.5% | Added |
| Wells Fargo & Company | 25,054 | $348.0K | 0.00% | +15,139+152.7% | Added |
| The PNC Financial Services Group, Inc. | 23,000 | $320.0K | 0.00% | 00.0% | Unchanged |
| Buckingham Strategic Partners | 19,802 | $275.0K | 0.03% | +19,802 | New |
| Eagle Global Advisors LLC | 18,550 | $258.0K | 0.02% | 00.0% | Unchanged |
| Lido Advisors, LLC | 18,415 | $255.0K | 0.00% | +299+1.7% | Added |
| Sanders Morris Harris LLC | 16,465 | $229.0K | 0.04% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 15,519 | $214.0K | 0.04% | +680+4.6% | Added |
| Morgan Stanley | 15,166 | $211.0K | 0.00% | +271+1.8% | Added |
| Royal Bank of Canada | 13,675 | $190.0K | 0.00% | +201+1.5% | Added |
| LPL Financial LLC | 12,618 | $175.0K | 0.00% | +18+0.1% | Added |
| Envestnet Asset Management Inc | 11,730 | $163.0K | 0.00% | +11,730 | New |
| Millennium Management LLC | 11,457 | $159.0K | 0.00% | +11,457 | New |
| Advisor Group Holdings, Inc. | 9,147 | $127.0K | 0.00% | −3,569−28.1% | Reduced |
| Spire Wealth Management | 8,625 | $120.0K | 0.00% | 00.0% | Unchanged |
| Montag A & Associates Inc | 7,129 | $99.0K | 0.01% | 00.0% | Unchanged |
| Great West Life Assurance Co | 6,440 | $95.0K | 0.00% | +225+3.6% | Added |
| Earnest Partners LLC | 1,931 | $27.0K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 1,390 | $19.0K | 0.00% | −1,798−56.4% | Reduced |
| Capital Analysts, LLC | 1,400 | $19.0K | 0.00% | 00.0% | Unchanged |
| Sterling Investment Advisors, Ltd. | 1,200 | $17.0K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 1,092 | $15.0K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 700 | $10.0K | 0.00% | 00.0% | Unchanged |
| Parkside Financial Bank & Trust | 500 | $7.00K | 0.00% | 00.0% | Unchanged |
| Valley National Advisers Inc | 300 | $4.00K | 0.00% | 00.0% | Unchanged |
| Patriot Financial Group Insurance Agency, LLC | 225 | $3.00K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 1 | $0 | 0.00% | 00.0% | Unchanged |
| Advisors Asset Management, Inc. | 0 | $0 | 0.00% | −282,109−100.0% | Sold out |
| Marshall Wace, LLP | 0 | $0 | 0.00% | −38,428−100.0% | Sold out |
| Trexquant Investment LP | 0 | $0 | 0.00% | −24,173−100.0% | Sold out |
| Stephens Inc | 0 | $0 | 0.00% | −14,275−100.0% | Sold out |
| Jump Financial, LLC | 0 | $0 | 0.00% | −10,100−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −119−100.0% | Sold out |
| Aquatic Capital Management LLC | 0 | $0 | 0.00% | −100−100.0% | Sold out |
| JPMorgan Chase & Co | 0 | $0 | 0.00% | −21−100.0% | Sold out |