Stellus Capital Investment Corp
SCM- Exchange
- NYSE
- SEC CIK
- 0001551901
In the last 90 days, Stellus Capital Investment Corp insiders filed 1 open-market purchase and 0 sales; 59 institutions reported holding it in 13F filings for Q2 2026, worth $30.6M in total; no superinvestor holds it.
13F holders, Q1 2022
Institutional positions in Stellus Capital Investment Corp as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 44
- −5 vs. Q4 2021
- Shares held
- 2.71M
- −632.5K (−18.9%) vs. Q4 2021
- Total value
- $37.7M
- −$5.88M (−13.5%) vs. Q4 2021
- New holders
- 3
- 13 more added
- Sold out
- 8
- 9 more reduced
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SCM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 59 | $30.6M |
| Q1 2026 | 63 | $38.4M |
| Q4 2025 | 63 | $49.1M |
| Q3 2025 | 68 | $45.9M |
| Q2 2025 | 58 | $44.3M |
| Q1 2025 | 62 | $47.2M |
| Q4 2024 | 58 | $39.0M |
| Q3 2024 | 53 | $41.9M |
| Q2 2024 | 52 | $48.6M |
| Q1 2024 | 53 | $35.9M |
| Q4 2023 | 59 | $41.0M |
| Q3 2023 | 63 | $54.5M |
| Q2 2023 | 61 | $46.7M |
| Q1 2023 | 57 | $32.6M |
| Q4 2022 | 51 | $32.9M |
| Q3 2022 | 51 | $32.1M |
| Q2 2022 | 54 | $32.8M |
| Q1 2022 | 44 | $37.7M |
| Q4 2021 | 49 | $43.5M |
| Q3 2021 | 45 | $43.0M |
| Q2 2021 | 47 | $43.9M |
| Q1 2021 | 47 | $43.3M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Stellus Capital Investment Corp; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Bank of America Corp | 1 | $0 | 0.00% | 00.0% | Unchanged |
| Patriot Financial Group Insurance Agency, LLC | 225 | $3.00K | 0.00% | 00.0% | Unchanged |
| Valley National Advisers Inc | 300 | $4.00K | 0.00% | 00.0% | Unchanged |
| Parkside Financial Bank & Trust | 500 | $7.00K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 700 | $10.0K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 1,092 | $15.0K | 0.00% | 00.0% | Unchanged |
| Sterling Investment Advisors, Ltd. | 1,200 | $17.0K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 1,390 | $19.0K | 0.00% | −1,798−56.4% | Reduced |
| Capital Analysts, LLC | 1,400 | $19.0K | 0.00% | 00.0% | Unchanged |
| Earnest Partners LLC | 1,931 | $27.0K | 0.00% | 00.0% | Unchanged |
| Great West Life Assurance Co | 6,440 | $95.0K | 0.00% | +225+3.6% | Added |
| Montag A & Associates Inc | 7,129 | $99.0K | 0.01% | 00.0% | Unchanged |
| Spire Wealth Management | 8,625 | $120.0K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 9,147 | $127.0K | 0.00% | −3,569−28.1% | Reduced |
| Millennium Management LLC | 11,457 | $159.0K | 0.00% | +11,457 | New |
| Envestnet Asset Management Inc | 11,730 | $163.0K | 0.00% | +11,730 | New |
| LPL Financial LLC | 12,618 | $175.0K | 0.00% | +18+0.1% | Added |
| Royal Bank of Canada | 13,675 | $190.0K | 0.00% | +201+1.5% | Added |
| Morgan Stanley | 15,166 | $211.0K | 0.00% | +271+1.8% | Added |
| Sunbelt Securities, Inc. | 15,519 | $214.0K | 0.04% | +680+4.6% | Added |
| Sanders Morris Harris LLC | 16,465 | $229.0K | 0.04% | 00.0% | Unchanged |
| Lido Advisors, LLC | 18,415 | $255.0K | 0.00% | +299+1.7% | Added |
| Eagle Global Advisors LLC | 18,550 | $258.0K | 0.02% | 00.0% | Unchanged |
| Buckingham Strategic Partners | 19,802 | $275.0K | 0.03% | +19,802 | New |
| The PNC Financial Services Group, Inc. | 23,000 | $320.0K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 25,054 | $348.0K | 0.00% | +15,139+152.7% | Added |
| Raymond James Financial Services Advisors, Inc. | 27,279 | $379.0K | 0.00% | +8,784+47.5% | Added |
| LSV Asset Management | 38,000 | $528.0K | 0.00% | 00.0% | Unchanged |
| U.S. Capital Wealth Advisors, LLC | 40,600 | $564.0K | 0.02% | 00.0% | Unchanged |
| Virtus ETF Advisers LLC | 46,272 | $643.0K | 0.29% | +5,501+13.5% | Added |
| Advisory Research Inc | 48,801 | $678.0K | 0.05% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 50,285 | $698.0K | 0.00% | +1,073+2.2% | Added |
| Acadian Asset Management LLC | 97,995 | $1.36M | 0.01% | +40,002+69.0% | Added |
| Two Sigma Investments, LP | 100,150 | $1.39M | 0.00% | −2,228−2.2% | Reduced |
| Two Sigma Advisers, LP | 103,700 | $1.44M | 0.00% | +500+0.5% | Added |
| BlackRock Inc. | 107,652 | $1.50M | 0.00% | −28,304−20.8% | Reduced |
| Gables Capital Management Inc. | 112,649 | $1.56M | 0.98% | 00.0% | Unchanged |
| Legal & General Group Plc | 113,729 | $1.58M | 0.00% | 00.0% | Unchanged |
| Sumitomo Mitsui Trust Holdings, Inc. | 137,546 | $1.91M | 0.00% | −2,300−1.6% | Reduced |
| Muzinich & Co., Inc. | 137,546 | $1.91M | 1.33% | −2,300−1.6% | Reduced |
| Raymond James & Associates | 204,016 | $2.83M | 0.00% | −27,230−11.8% | Reduced |
| Confluence Investment Management LLC | 212,472 | $2.95M | 0.04% | −137,948−39.4% | Reduced |
| Cliffwater LLC | 219,388 | $3.05M | 0.80% | +5,036+2.3% | Added |
| Ares Management LLC | 671,203 | $9.32M | 0.35% | −178,175−21.0% | Reduced |
| Advisors Asset Management, Inc. | 0 | $0 | 0.00% | −282,109−100.0% | Sold out |
| Marshall Wace, LLP | 0 | $0 | 0.00% | −38,428−100.0% | Sold out |
| Trexquant Investment LP | 0 | $0 | 0.00% | −24,173−100.0% | Sold out |
| Stephens Inc | 0 | $0 | 0.00% | −14,275−100.0% | Sold out |
| Jump Financial, LLC | 0 | $0 | 0.00% | −10,100−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −119−100.0% | Sold out |
| Aquatic Capital Management LLC | 0 | $0 | 0.00% | −100−100.0% | Sold out |
| JPMorgan Chase & Co | 0 | $0 | 0.00% | −21−100.0% | Sold out |