Stellus Capital Investment Corp
SCM- Exchange
- NYSE
- SEC CIK
- 0001551901
In the last 90 days, Stellus Capital Investment Corp insiders filed 1 open-market purchase and 0 sales; 59 institutions reported holding it in 13F filings for Q2 2026, worth $30.6M in total; no superinvestor holds it.
13F holders, Q3 2022
Institutional positions in Stellus Capital Investment Corp as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 51
- −2 vs. Q2 2022
- Shares held
- 2.69M
- −44.2K (−1.6%) vs. Q2 2022
- Total value
- $32.1M
- +$1.66M (+5.4%) vs. Q2 2022
- New holders
- 6
- 13 more added
- Sold out
- 8
- 14 more reduced
1 institution that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SCM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 59 | $30.6M |
| Q1 2026 | 63 | $38.4M |
| Q4 2025 | 63 | $52.7M |
| Q3 2025 | 68 | $46.0M |
| Q2 2025 | 58 | $44.8M |
| Q1 2025 | 62 | $47.2M |
| Q4 2024 | 58 | $39.0M |
| Q3 2024 | 53 | $42.1M |
| Q2 2024 | 52 | $48.7M |
| Q1 2024 | 53 | $41.0M |
| Q4 2023 | 59 | $43.6M |
| Q3 2023 | 63 | $54.5M |
| Q2 2023 | 61 | $46.7M |
| Q1 2023 | 57 | $32.6M |
| Q4 2022 | 51 | $32.9M |
| Q3 2022 | 51 | $32.1M |
| Q2 2022 | 54 | $32.8M |
| Q1 2022 | 44 | $37.7M |
| Q4 2021 | 49 | $43.5M |
| Q3 2021 | 45 | $43.0M |
| Q2 2021 | 47 | $43.9M |
| Q1 2021 | 47 | $43.3M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Stellus Capital Investment Corp; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Ares Management LLC | 408,932 | $4.88M | 0.23% | −24,180−5.6% | Reduced |
| Cliffwater LLC | 253,584 | $3.02M | 1.02% | +8,224+3.4% | Added |
| Confluence Investment Management LLC | 212,263 | $2.53M | 0.04% | −464−0.2% | Reduced |
| Advisors Asset Management, Inc. | 190,535 | $2.27M | 0.05% | −2,788−1.4% | Reduced |
| Raymond James & Associates | 177,071 | $2.11M | 0.00% | −10,416−5.6% | Reduced |
| Sumitomo Mitsui Trust Holdings, Inc. | 131,924 | $1.57M | 0.00% | 00.0% | Unchanged |
| Muzinich & Co., Inc. | 131,924 | $1.57M | 1.53% | 00.0% | Unchanged |
| Legal & General Group Plc | 127,072 | $1.51M | 0.00% | +13,343+11.7% | Added |
| BlackRock Inc. | 124,376 | $1.48M | 0.00% | −6,575−5.0% | Reduced |
| Gables Capital Management Inc. | 112,649 | $1.34M | 1.08% | 00.0% | Unchanged |
| Condor Capital Management | 86,255 | $1.03M | 0.13% | +86,255 | New |
| Two Sigma Advisers, LP | 83,500 | $996.0K | 0.00% | −19,900−19.2% | Reduced |
| Credit Suisse AG | 66,000 | $787.0K | 0.00% | +66,000 | New |
| Two Sigma Investments, LP | 65,892 | $786.0K | 0.00% | −21,938−25.0% | Reduced |
| Acadian Asset Management LLC | 56,397 | $671.0K | 0.00% | −54,605−49.2% | Reduced |
| Advisory Research Inc | 46,606 | $556.0K | 0.05% | +629+1.4% | Added |
| Janney Montgomery Scott LLC | 44,825 | $535.0K | 0.00% | 00.0% | Unchanged |
| U.S. Capital Wealth Advisors, LLC | 41,800 | $499.0K | 0.03% | 00.0% | Unchanged |
| LSV Asset Management | 38,000 | $453.0K | 0.00% | 00.0% | Unchanged |
| Virtus ETF Advisers LLC | 32,193 | $384.0K | 0.15% | +8,790+37.6% | Added |
| Sunbelt Securities, Inc. | 30,203 | $360.0K | 0.08% | −1,491−4.7% | Reduced |
| Rockefeller Capital Management L.P. | 26,451 | $315.0K | 0.00% | +44+0.2% | Added |
| The PNC Financial Services Group, Inc. | 23,000 | $275.0K | 0.00% | 00.0% | Unchanged |
| Great West Life Assurance Co | 20,138 | $240.0K | 0.00% | +350+1.8% | Added |
| Buckingham Strategic Partners | 19,802 | $236.0K | 0.01% | 00.0% | Unchanged |
| Morgan Stanley | 17,754 | $211.0K | 0.00% | +3,558+25.1% | Added |
| Avantax Advisory Services, Inc. | 17,561 | $209.0K | 0.00% | −1,431−7.5% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 17,535 | $209.0K | 0.00% | +76+0.4% | Added |
| Wells Fargo & Company | 12,489 | $149.0K | 0.00% | −7,930−38.8% | Reduced |
| LPL Financial LLC | 12,316 | $147.0K | 0.00% | +614+5.2% | Added |
| Royal Bank of Canada | 12,121 | $145.0K | 0.00% | −735−5.7% | Reduced |
| Merit Financial Group, LLC | 10,000 | $119.0K | 0.01% | 00.0% | Unchanged |
| UBS Group AG | 9,143 | $109.0K | 0.00% | +5,195+131.6% | Added |
| Montag A & Associates Inc | 7,129 | $86.0K | 0.01% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 7,089 | $84.0K | 0.00% | +209+3.0% | Added |
| Spire Wealth Management | 6,400 | $76.0K | 0.00% | −1,525−19.2% | Reduced |
| Lazard Asset Management LLC | 2,226 | $26.0K | 0.00% | 00.0% | Unchanged |
| Earnest Partners LLC | 1,931 | $23.0K | 0.00% | 00.0% | Unchanged |
| Capital Analysts, LLC | 1,400 | $17.0K | 0.00% | 00.0% | Unchanged |
| Simplex Trading, LLC | 1,184 | $14.0K | 0.00% | +1,099+1,292.9% | Added |
| US Bancorp | 700 | $8.00K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 653 | $8.00K | 0.00% | −55−7.8% | Reduced |
| Parkside Financial Bank & Trust | 500 | $6.00K | 0.00% | 00.0% | Unchanged |
| Key Financial Inc | 500 | $6.00K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 400 | $5.00K | 0.00% | +400 | New |
| Valley National Advisers Inc | 200 | $3.00K | 0.00% | 00.0% | Unchanged |
| Massmutual Trust Co FSB | 168 | $2.00K | 0.00% | +168 | New |
| American Portfolios Advisors | 157 | $1.87K | 0.00% | +4+2.6% | Added |
| Bank of America Corp | 1 | $0 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 1 | $0 | 0.00% | +1 | New |
| First Command Advisory Services, Inc. | 100 | $0 | 0.00% | +100 | New |
| Millennium Management LLC | 0 | $0 | 0.00% | −32,573−100.0% | Sold out |
| Lido Advisors, LLC | 0 | $0 | 0.00% | −18,897−100.0% | Sold out |
| Eagle Global Advisors LLC | 0 | $0 | 0.00% | −18,550−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −10,897−100.0% | Sold out |
| Aquatic Capital Management LLC | 0 | $0 | 0.00% | −1,500−100.0% | Sold out |
| Geneos Wealth Management Inc. | 0 | $0 | 0.00% | −1,390−100.0% | Sold out |
| Sterling Investment Advisors, Ltd. | 0 | $0 | 0.00% | −1,200−100.0% | Sold out |
| Patriot Financial Group Insurance Agency, LLC | 0 | $0 | 0.00% | −225−100.0% | Sold out |
| Farmer Steven Patrick | – | – | – | – | Not filed |