Stellus Capital Investment Corp
SCM- Exchange
- NYSE
- SEC CIK
- 0001551901
In the last 90 days, Stellus Capital Investment Corp insiders filed 1 open-market purchase and 0 sales; 59 institutions reported holding it in 13F filings for Q2 2026, worth $30.6M in total; no superinvestor holds it.
13F holders, Q3 2022
Institutional positions in Stellus Capital Investment Corp as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 51
- −2 vs. Q2 2022
- Shares held
- 2.69M
- −44.2K (−1.6%) vs. Q2 2022
- Total value
- $32.1M
- +$1.66M (+5.4%) vs. Q2 2022
- New holders
- 6
- 13 more added
- Sold out
- 8
- 14 more reduced
1 institution that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SCM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 59 | $30.6M |
| Q1 2026 | 63 | $38.4M |
| Q4 2025 | 63 | $49.1M |
| Q3 2025 | 68 | $45.9M |
| Q2 2025 | 58 | $44.3M |
| Q1 2025 | 62 | $47.2M |
| Q4 2024 | 58 | $39.0M |
| Q3 2024 | 53 | $41.9M |
| Q2 2024 | 52 | $48.6M |
| Q1 2024 | 53 | $35.9M |
| Q4 2023 | 59 | $41.0M |
| Q3 2023 | 63 | $54.5M |
| Q2 2023 | 61 | $46.7M |
| Q1 2023 | 57 | $32.6M |
| Q4 2022 | 51 | $32.9M |
| Q3 2022 | 51 | $32.1M |
| Q2 2022 | 54 | $32.8M |
| Q1 2022 | 44 | $37.7M |
| Q4 2021 | 49 | $43.5M |
| Q3 2021 | 45 | $43.0M |
| Q2 2021 | 47 | $43.9M |
| Q1 2021 | 47 | $43.3M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Stellus Capital Investment Corp; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Bank of America Corp | 1 | $0 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 1 | $0 | 0.00% | +1 | New |
| First Command Advisory Services, Inc. | 100 | $0 | 0.00% | +100 | New |
| American Portfolios Advisors | 157 | $1.87K | 0.00% | +4+2.6% | Added |
| Massmutual Trust Co FSB | 168 | $2.00K | 0.00% | +168 | New |
| Valley National Advisers Inc | 200 | $3.00K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 400 | $5.00K | 0.00% | +400 | New |
| Parkside Financial Bank & Trust | 500 | $6.00K | 0.00% | 00.0% | Unchanged |
| Key Financial Inc | 500 | $6.00K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 700 | $8.00K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 653 | $8.00K | 0.00% | −55−7.8% | Reduced |
| Simplex Trading, LLC | 1,184 | $14.0K | 0.00% | +1,099+1,292.9% | Added |
| Capital Analysts, LLC | 1,400 | $17.0K | 0.00% | 00.0% | Unchanged |
| Earnest Partners LLC | 1,931 | $23.0K | 0.00% | 00.0% | Unchanged |
| Lazard Asset Management LLC | 2,226 | $26.0K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 6,400 | $76.0K | 0.00% | −1,525−19.2% | Reduced |
| Advisor Group Holdings, Inc. | 7,089 | $84.0K | 0.00% | +209+3.0% | Added |
| Montag A & Associates Inc | 7,129 | $86.0K | 0.01% | 00.0% | Unchanged |
| UBS Group AG | 9,143 | $109.0K | 0.00% | +5,195+131.6% | Added |
| Merit Financial Group, LLC | 10,000 | $119.0K | 0.01% | 00.0% | Unchanged |
| Royal Bank of Canada | 12,121 | $145.0K | 0.00% | −735−5.7% | Reduced |
| LPL Financial LLC | 12,316 | $147.0K | 0.00% | +614+5.2% | Added |
| Wells Fargo & Company | 12,489 | $149.0K | 0.00% | −7,930−38.8% | Reduced |
| Avantax Advisory Services, Inc. | 17,561 | $209.0K | 0.00% | −1,431−7.5% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 17,535 | $209.0K | 0.00% | +76+0.4% | Added |
| Morgan Stanley | 17,754 | $211.0K | 0.00% | +3,558+25.1% | Added |
| Buckingham Strategic Partners | 19,802 | $236.0K | 0.01% | 00.0% | Unchanged |
| Great West Life Assurance Co | 20,138 | $240.0K | 0.00% | +350+1.8% | Added |
| The PNC Financial Services Group, Inc. | 23,000 | $275.0K | 0.00% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 26,451 | $315.0K | 0.00% | +44+0.2% | Added |
| Sunbelt Securities, Inc. | 30,203 | $360.0K | 0.08% | −1,491−4.7% | Reduced |
| Virtus ETF Advisers LLC | 32,193 | $384.0K | 0.15% | +8,790+37.6% | Added |
| LSV Asset Management | 38,000 | $453.0K | 0.00% | 00.0% | Unchanged |
| U.S. Capital Wealth Advisors, LLC | 41,800 | $499.0K | 0.03% | 00.0% | Unchanged |
| Janney Montgomery Scott LLC | 44,825 | $535.0K | 0.00% | 00.0% | Unchanged |
| Advisory Research Inc | 46,606 | $556.0K | 0.05% | +629+1.4% | Added |
| Acadian Asset Management LLC | 56,397 | $671.0K | 0.00% | −54,605−49.2% | Reduced |
| Two Sigma Investments, LP | 65,892 | $786.0K | 0.00% | −21,938−25.0% | Reduced |
| Credit Suisse AG | 66,000 | $787.0K | 0.00% | +66,000 | New |
| Two Sigma Advisers, LP | 83,500 | $996.0K | 0.00% | −19,900−19.2% | Reduced |
| Condor Capital Management | 86,255 | $1.03M | 0.13% | +86,255 | New |
| Gables Capital Management Inc. | 112,649 | $1.34M | 1.08% | 00.0% | Unchanged |
| BlackRock Inc. | 124,376 | $1.48M | 0.00% | −6,575−5.0% | Reduced |
| Legal & General Group Plc | 127,072 | $1.51M | 0.00% | +13,343+11.7% | Added |
| Sumitomo Mitsui Trust Holdings, Inc. | 131,924 | $1.57M | 0.00% | 00.0% | Unchanged |
| Muzinich & Co., Inc. | 131,924 | $1.57M | 1.53% | 00.0% | Unchanged |
| Raymond James & Associates | 177,071 | $2.11M | 0.00% | −10,416−5.6% | Reduced |
| Advisors Asset Management, Inc. | 190,535 | $2.27M | 0.05% | −2,788−1.4% | Reduced |
| Confluence Investment Management LLC | 212,263 | $2.53M | 0.04% | −464−0.2% | Reduced |
| Cliffwater LLC | 253,584 | $3.02M | 1.02% | +8,224+3.4% | Added |
| Ares Management LLC | 408,932 | $4.88M | 0.23% | −24,180−5.6% | Reduced |
| Millennium Management LLC | 0 | $0 | 0.00% | −32,573−100.0% | Sold out |
| Lido Advisors, LLC | 0 | $0 | 0.00% | −18,897−100.0% | Sold out |
| Eagle Global Advisors LLC | 0 | $0 | 0.00% | −18,550−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −10,897−100.0% | Sold out |
| Aquatic Capital Management LLC | 0 | $0 | 0.00% | −1,500−100.0% | Sold out |
| Geneos Wealth Management Inc. | 0 | $0 | 0.00% | −1,390−100.0% | Sold out |
| Sterling Investment Advisors, Ltd. | 0 | $0 | 0.00% | −1,200−100.0% | Sold out |
| Patriot Financial Group Insurance Agency, LLC | 0 | $0 | 0.00% | −225−100.0% | Sold out |
| Farmer Steven Patrick | – | – | – | – | Not filed |