Stellus Capital Investment Corp
SCM- Exchange
- NYSE
- SEC CIK
- 0001551901
In the last 90 days, Stellus Capital Investment Corp insiders filed 1 open-market purchase and 0 sales; 59 institutions reported holding it in 13F filings for Q2 2026, worth $30.6M in total; no superinvestor holds it.
13F holders, Q3 2023
Institutional positions in Stellus Capital Investment Corp as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 63
- +2 vs. Q2 2023
- Shares held
- 4.01M
- +696.7K (+21.0%) vs. Q2 2023
- Total value
- $54.5M
- +$7.80M (+16.7%) vs. Q2 2023
- New holders
- 10
- 26 more added
- Sold out
- 8
- 12 more reduced
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SCM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 59 | $30.6M |
| Q1 2026 | 63 | $38.4M |
| Q4 2025 | 63 | $52.7M |
| Q3 2025 | 68 | $46.0M |
| Q2 2025 | 58 | $44.8M |
| Q1 2025 | 62 | $47.2M |
| Q4 2024 | 58 | $39.0M |
| Q3 2024 | 53 | $42.1M |
| Q2 2024 | 52 | $48.7M |
| Q1 2024 | 53 | $41.0M |
| Q4 2023 | 59 | $43.6M |
| Q3 2023 | 63 | $54.5M |
| Q2 2023 | 61 | $46.7M |
| Q1 2023 | 57 | $32.6M |
| Q4 2022 | 51 | $32.9M |
| Q3 2022 | 51 | $32.1M |
| Q2 2022 | 54 | $32.8M |
| Q1 2022 | 44 | $37.7M |
| Q4 2021 | 49 | $43.5M |
| Q3 2021 | 45 | $43.0M |
| Q2 2021 | 47 | $43.9M |
| Q1 2021 | 47 | $43.3M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Stellus Capital Investment Corp; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Two Sigma Investments, LP | 422,725 | $5.75M | 0.02% | +113,580+36.7% | Added |
| Two Sigma Advisers, LP | 379,500 | $5.16M | 0.01% | +115,200+43.6% | Added |
| Scoggin Management LP | 268,444 | $3.65M | 4.93% | +268,444 | New |
| Raymond James & Associates | 234,291 | $3.19M | 0.00% | +37,427+19.0% | Added |
| Millennium Management LLC | 231,291 | $3.15M | 0.00% | −193,264−45.5% | Reduced |
| Acadian Asset Management LLC | 225,125 | $3.06M | 0.01% | −527−0.2% | Reduced |
| Morgan Stanley | 182,036 | $2.48M | 0.00% | +134,433+282.4% | Added |
| Legal & General Group Plc | 159,014 | $2.16M | 0.00% | +16,355+11.5% | Added |
| Condor Capital Management | 143,368 | $1.95M | 0.24% | +18,685+15.0% | Added |
| Cliffwater LLC | 131,180 | $1.76M | 0.58% | +4,988+4.0% | Added |
| Advisors Asset Management, Inc. | 119,458 | $1.62M | 0.04% | +18,665+18.5% | Added |
| Citadel Advisors LLC | 98,280 | $1.34M | 0.00% | +98,260+491,300.0% | Added |
| Gables Capital Management Inc. | 98,199 | $1.34M | 0.93% | −4,950−4.8% | Reduced |
| Squarepoint Ops LLC | 98,071 | $1.33M | 0.01% | +16,416+20.1% | Added |
| BlackRock Inc. | 80,313 | $1.09M | 0.00% | −10,060−11.1% | Reduced |
| Muzinich & Co., Inc. | 71,420 | $971.3K | 0.85% | +4,709+7.1% | Added |
| National Bank of Canada | 71,642 | $941.5K | 0.00% | +1,146+1.6% | Added |
| Sumitomo Mitsui Trust Holdings, Inc. | 66,711 | $907.3K | 0.00% | 00.0% | Unchanged |
| Icon Wealth Partners, LLC | 66,696 | $907.1K | 0.10% | +66,696 | New |
| Wells Fargo & Company | 62,961 | $856.3K | 0.00% | −13,528−17.7% | Reduced |
| U.S. Capital Wealth Advisors, LLC | 56,500 | $768.4K | 0.03% | +14,700+35.2% | Added |
| Quadrature Capital Ltd | 53,838 | $731.7K | 0.02% | +21,015+64.0% | Added |
| Janney Montgomery Scott LLC | 44,825 | $610.0K | 0.00% | 00.0% | Unchanged |
| Virtus ETF Advisers LLC | 43,058 | $585.6K | 0.36% | +24,317+129.8% | Added |
| Rockefeller Capital Management L.P. | 42,434 | $577.1K | 0.00% | +9,198+27.7% | Added |
| Sunbelt Securities, Inc. | 41,978 | $570.9K | 0.08% | −1,866−4.3% | Reduced |
| Advisory Research Inc | 41,627 | $566.1K | 0.08% | +179+0.4% | Added |
| Sigma Planning Corp | 41,494 | $564.3K | 0.02% | +12,066+41.0% | Added |
| Marshall Wace, LLP | 40,950 | $556.9K | 0.00% | −71,525−63.6% | Reduced |
| Jane Street Group, LLC | 38,393 | $522.1K | 0.00% | +38,393 | New |
| Royal Bank of Canada | 31,857 | $433.0K | 0.00% | +10,429+48.7% | Added |
| Qube Research & Technologies Ltd | 30,869 | $419.8K | 0.00% | +16,835+120.0% | Added |
| LSV Asset Management | 30,700 | $418.0K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 23,000 | $312.8K | 0.00% | 00.0% | Unchanged |
| Great West Life Assurance Co | 21,687 | $295.0K | 0.00% | +4,419+25.6% | Added |
| Advisor Group Holdings, Inc. | 19,928 | $271.0K | 0.00% | +4,630+30.3% | Added |
| Buckingham Strategic Partners | 19,802 | $269.3K | 0.01% | 00.0% | Unchanged |
| PEAK6 Investments LLC | 19,490 | $265.1K | 0.01% | +19,490 | New |
| Jump Financial, LLC | 18,519 | $251.9K | 0.01% | −1,781−8.8% | Reduced |
| Astoria Portfolio Advisors LLC. | 18,980 | $239.0K | 0.12% | +18,980 | New |
| Connor, Clark & Lunn Investment Management Ltd. | 15,921 | $216.5K | 0.00% | +15,921 | New |
| Oppenheimer & Co Inc | 12,552 | $170.7K | 0.00% | +12,552 | New |
| LPL Financial LLC | 11,838 | $161.0K | 0.00% | +1,218+11.5% | Added |
| Raymond James Financial Services Advisors, Inc. | 11,790 | $160.3K | 0.00% | +11,790 | New |
| Dynamic Technology Lab Private Ltd | 11,075 | $151.0K | 0.02% | +11,075 | New |
| UBS Group AG | 9,903 | $134.7K | 0.00% | +659+7.1% | Added |
| Simplex Trading, LLC | 8,415 | $114.0K | 0.00% | +8,415 | New |
| Tower Research Capital LLC (TRC) | 7,442 | $101.2K | 0.00% | +4,813+183.1% | Added |
| Montag A & Associates Inc | 7,129 | $97.9K | 0.01% | 00.0% | Unchanged |
| Chilton Capital Management LLC | 6,600 | $89.8K | 0.01% | −10,420−61.2% | Reduced |
| JPMorgan Chase & Co | 6,209 | $84.4K | 0.00% | −14,840−70.5% | Reduced |
| Aquatic Capital Management LLC | 5,600 | $76.0K | 0.00% | +4,200+300.0% | Added |
| Lazard Asset Management LLC | 2,226 | $30.0K | 0.00% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 600 | $8.16K | 0.00% | −2,300−79.3% | Reduced |
| Parkside Financial Bank & Trust | 500 | $6.80K | 0.00% | 00.0% | Unchanged |
| Key Financial Inc | 500 | $6.80K | 0.00% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 500 | $6.50K | 0.00% | 00.0% | Unchanged |
| Earnest Partners LLC | 1,931 | $5.55K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 400 | $5.00K | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 330 | $4.49K | 0.00% | 00.0% | Unchanged |
| Nomura Asset Management Co Ltd | 260 | $3.54K | 0.00% | 00.0% | Unchanged |
| Valley National Advisers Inc | 200 | $3.00K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 1 | $14 | 0.00% | −1,619−99.9% | Reduced |
| SG Americas Securities, LLC | 0 | $0 | 0.00% | −66,547−100.0% | Sold out |
| Trexquant Investment LP | 0 | $0 | 0.00% | −21,299−100.0% | Sold out |
| Cetera Advisors LLC | 0 | $0 | 0.00% | −19,004−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −15,835−100.0% | Sold out |
| Cubist Systematic Strategies, LLC | 0 | $0 | 0.00% | −15,154−100.0% | Sold out |
| Origin Asset Management LLP | 0 | $0 | 0.00% | −13,000−100.0% | Sold out |
| Quantbot Technologies LP | 0 | $0 | 0.00% | −5,186−100.0% | Sold out |
| 25 LLC | 0 | $0 | 0.00% | −874−100.0% | Sold out |