Stellus Capital Investment Corp
SCM- Exchange
- NYSE
- SEC CIK
- 0001551901
In the last 90 days, Stellus Capital Investment Corp insiders filed 1 open-market purchase and 0 sales; 59 institutions reported holding it in 13F filings for Q2 2026, worth $30.6M in total; no superinvestor holds it.
13F holders, Q3 2023
Institutional positions in Stellus Capital Investment Corp as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 63
- +2 vs. Q2 2023
- Shares held
- 4.01M
- +696.7K (+21.0%) vs. Q2 2023
- Total value
- $54.5M
- +$7.80M (+16.7%) vs. Q2 2023
- New holders
- 10
- 26 more added
- Sold out
- 8
- 12 more reduced
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SCM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 59 | $30.6M |
| Q1 2026 | 63 | $38.4M |
| Q4 2025 | 63 | $49.1M |
| Q3 2025 | 68 | $45.9M |
| Q2 2025 | 58 | $44.3M |
| Q1 2025 | 62 | $47.2M |
| Q4 2024 | 58 | $39.0M |
| Q3 2024 | 53 | $41.9M |
| Q2 2024 | 52 | $48.6M |
| Q1 2024 | 53 | $35.9M |
| Q4 2023 | 59 | $41.0M |
| Q3 2023 | 63 | $54.5M |
| Q2 2023 | 61 | $46.7M |
| Q1 2023 | 57 | $32.6M |
| Q4 2022 | 51 | $32.9M |
| Q3 2022 | 51 | $32.1M |
| Q2 2022 | 54 | $32.8M |
| Q1 2022 | 44 | $37.7M |
| Q4 2021 | 49 | $43.5M |
| Q3 2021 | 45 | $43.0M |
| Q2 2021 | 47 | $43.9M |
| Q1 2021 | 47 | $43.3M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Stellus Capital Investment Corp; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Bank of America Corp | 1 | $14 | 0.00% | −1,619−99.9% | Reduced |
| Valley National Advisers Inc | 200 | $3.00K | 0.00% | 00.0% | Unchanged |
| Nomura Asset Management Co Ltd | 260 | $3.54K | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 330 | $4.49K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 400 | $5.00K | 0.00% | 00.0% | Unchanged |
| Earnest Partners LLC | 1,931 | $5.55K | 0.00% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 500 | $6.50K | 0.00% | 00.0% | Unchanged |
| Parkside Financial Bank & Trust | 500 | $6.80K | 0.00% | 00.0% | Unchanged |
| Key Financial Inc | 500 | $6.80K | 0.00% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 600 | $8.16K | 0.00% | −2,300−79.3% | Reduced |
| Lazard Asset Management LLC | 2,226 | $30.0K | 0.00% | 00.0% | Unchanged |
| Aquatic Capital Management LLC | 5,600 | $76.0K | 0.00% | +4,200+300.0% | Added |
| JPMorgan Chase & Co | 6,209 | $84.4K | 0.00% | −14,840−70.5% | Reduced |
| Chilton Capital Management LLC | 6,600 | $89.8K | 0.01% | −10,420−61.2% | Reduced |
| Montag A & Associates Inc | 7,129 | $97.9K | 0.01% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 7,442 | $101.2K | 0.00% | +4,813+183.1% | Added |
| Simplex Trading, LLC | 8,415 | $114.0K | 0.00% | +8,415 | New |
| UBS Group AG | 9,903 | $134.7K | 0.00% | +659+7.1% | Added |
| Dynamic Technology Lab Private Ltd | 11,075 | $151.0K | 0.02% | +11,075 | New |
| Raymond James Financial Services Advisors, Inc. | 11,790 | $160.3K | 0.00% | +11,790 | New |
| LPL Financial LLC | 11,838 | $161.0K | 0.00% | +1,218+11.5% | Added |
| Oppenheimer & Co Inc | 12,552 | $170.7K | 0.00% | +12,552 | New |
| Connor, Clark & Lunn Investment Management Ltd. | 15,921 | $216.5K | 0.00% | +15,921 | New |
| Astoria Portfolio Advisors LLC. | 18,980 | $239.0K | 0.12% | +18,980 | New |
| Jump Financial, LLC | 18,519 | $251.9K | 0.01% | −1,781−8.8% | Reduced |
| PEAK6 Investments LLC | 19,490 | $265.1K | 0.01% | +19,490 | New |
| Buckingham Strategic Partners | 19,802 | $269.3K | 0.01% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 19,928 | $271.0K | 0.00% | +4,630+30.3% | Added |
| Great West Life Assurance Co | 21,687 | $295.0K | 0.00% | +4,419+25.6% | Added |
| The PNC Financial Services Group, Inc. | 23,000 | $312.8K | 0.00% | 00.0% | Unchanged |
| LSV Asset Management | 30,700 | $418.0K | 0.00% | 00.0% | Unchanged |
| Qube Research & Technologies Ltd | 30,869 | $419.8K | 0.00% | +16,835+120.0% | Added |
| Royal Bank of Canada | 31,857 | $433.0K | 0.00% | +10,429+48.7% | Added |
| Jane Street Group, LLC | 38,393 | $522.1K | 0.00% | +38,393 | New |
| Marshall Wace, LLP | 40,950 | $556.9K | 0.00% | −71,525−63.6% | Reduced |
| Sigma Planning Corp | 41,494 | $564.3K | 0.02% | +12,066+41.0% | Added |
| Advisory Research Inc | 41,627 | $566.1K | 0.08% | +179+0.4% | Added |
| Sunbelt Securities, Inc. | 41,978 | $570.9K | 0.08% | −1,866−4.3% | Reduced |
| Rockefeller Capital Management L.P. | 42,434 | $577.1K | 0.00% | +9,198+27.7% | Added |
| Virtus ETF Advisers LLC | 43,058 | $585.6K | 0.36% | +24,317+129.8% | Added |
| Janney Montgomery Scott LLC | 44,825 | $610.0K | 0.00% | 00.0% | Unchanged |
| Quadrature Capital Ltd | 53,838 | $731.7K | 0.02% | +21,015+64.0% | Added |
| U.S. Capital Wealth Advisors, LLC | 56,500 | $768.4K | 0.03% | +14,700+35.2% | Added |
| Wells Fargo & Company | 62,961 | $856.3K | 0.00% | −13,528−17.7% | Reduced |
| Icon Wealth Partners, LLC | 66,696 | $907.1K | 0.10% | +66,696 | New |
| Sumitomo Mitsui Trust Holdings, Inc. | 66,711 | $907.3K | 0.00% | 00.0% | Unchanged |
| National Bank of Canada | 71,642 | $941.5K | 0.00% | +1,146+1.6% | Added |
| Muzinich & Co., Inc. | 71,420 | $971.3K | 0.85% | +4,709+7.1% | Added |
| BlackRock Inc. | 80,313 | $1.09M | 0.00% | −10,060−11.1% | Reduced |
| Squarepoint Ops LLC | 98,071 | $1.33M | 0.01% | +16,416+20.1% | Added |
| Gables Capital Management Inc. | 98,199 | $1.34M | 0.93% | −4,950−4.8% | Reduced |
| Citadel Advisors LLC | 98,280 | $1.34M | 0.00% | +98,260+491,300.0% | Added |
| Advisors Asset Management, Inc. | 119,458 | $1.62M | 0.04% | +18,665+18.5% | Added |
| Cliffwater LLC | 131,180 | $1.76M | 0.58% | +4,988+4.0% | Added |
| Condor Capital Management | 143,368 | $1.95M | 0.24% | +18,685+15.0% | Added |
| Legal & General Group Plc | 159,014 | $2.16M | 0.00% | +16,355+11.5% | Added |
| Morgan Stanley | 182,036 | $2.48M | 0.00% | +134,433+282.4% | Added |
| Acadian Asset Management LLC | 225,125 | $3.06M | 0.01% | −527−0.2% | Reduced |
| Millennium Management LLC | 231,291 | $3.15M | 0.00% | −193,264−45.5% | Reduced |
| Raymond James & Associates | 234,291 | $3.19M | 0.00% | +37,427+19.0% | Added |
| Scoggin Management LP | 268,444 | $3.65M | 4.93% | +268,444 | New |
| Two Sigma Advisers, LP | 379,500 | $5.16M | 0.01% | +115,200+43.6% | Added |
| Two Sigma Investments, LP | 422,725 | $5.75M | 0.02% | +113,580+36.7% | Added |
| SG Americas Securities, LLC | 0 | $0 | 0.00% | −66,547−100.0% | Sold out |
| Trexquant Investment LP | 0 | $0 | 0.00% | −21,299−100.0% | Sold out |
| Cetera Advisors LLC | 0 | $0 | 0.00% | −19,004−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −15,835−100.0% | Sold out |
| Cubist Systematic Strategies, LLC | 0 | $0 | 0.00% | −15,154−100.0% | Sold out |
| Origin Asset Management LLP | 0 | $0 | 0.00% | −13,000−100.0% | Sold out |
| Quantbot Technologies LP | 0 | $0 | 0.00% | −5,186−100.0% | Sold out |
| 25 LLC | 0 | $0 | 0.00% | −874−100.0% | Sold out |