Stellus Capital Investment Corp
SCM- Exchange
- NYSE
- SEC CIK
- 0001551901
In the last 90 days, Stellus Capital Investment Corp insiders filed 1 open-market purchase and 0 sales; 59 institutions reported holding it in 13F filings for Q2 2026, worth $30.6M in total; no superinvestor holds it.
13F holders, Q1 2023
Institutional positions in Stellus Capital Investment Corp as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 57
- +6 vs. Q4 2022
- Shares held
- 2.31M
- −172.0K (−6.9%) vs. Q4 2022
- Total value
- $32.6M
- −$362.4K (−1.1%) vs. Q4 2022
- New holders
- 15
- 17 more added
- Sold out
- 9
- 10 more reduced
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SCM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 59 | $30.6M |
| Q1 2026 | 63 | $38.4M |
| Q4 2025 | 63 | $49.1M |
| Q3 2025 | 68 | $45.9M |
| Q2 2025 | 58 | $44.3M |
| Q1 2025 | 62 | $47.2M |
| Q4 2024 | 58 | $39.0M |
| Q3 2024 | 53 | $41.9M |
| Q2 2024 | 52 | $48.6M |
| Q1 2024 | 53 | $35.9M |
| Q4 2023 | 59 | $41.0M |
| Q3 2023 | 63 | $54.5M |
| Q2 2023 | 61 | $46.7M |
| Q1 2023 | 57 | $32.6M |
| Q4 2022 | 51 | $32.9M |
| Q3 2022 | 51 | $32.1M |
| Q2 2022 | 54 | $32.8M |
| Q1 2022 | 44 | $37.7M |
| Q4 2021 | 49 | $43.5M |
| Q3 2021 | 45 | $43.0M |
| Q2 2021 | 47 | $43.9M |
| Q1 2021 | 47 | $43.3M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Stellus Capital Investment Corp; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Bank of America Corp | 30 | $423 | 0.00% | +29+2,900.0% | Added |
| TCI Wealth Advisors, Inc. | 200 | $2.82K | 0.00% | +200 | New |
| Valley National Advisers Inc | 200 | $3.00K | 0.00% | 00.0% | Unchanged |
| Cape Investment Advisory, Inc. | 300 | $4.23K | 0.00% | +300 | New |
| Lindbrook Capital, LLC | 330 | $4.65K | 0.00% | +330 | New |
| CWM, LLC | 400 | $6.00K | 0.00% | 00.0% | Unchanged |
| Parkside Financial Bank & Trust | 500 | $7.04K | 0.00% | 00.0% | Unchanged |
| Key Financial Inc | 500 | $7.04K | 0.00% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 500 | $7.13K | 0.00% | 00.0% | Unchanged |
| 25 LLC | 858 | $12.7K | 0.01% | +858 | New |
| Simplex Trading, LLC | 1,240 | $17.0K | 0.00% | +43+3.6% | Added |
| JPMorgan Chase & Co | 1,300 | $18.0K | 0.00% | +1,300 | New |
| Earnest Partners LLC | 1,931 | $27.2K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 2,012 | $28.0K | 0.00% | +2,012 | New |
| Lazard Asset Management LLC | 2,226 | $31.0K | 0.00% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 4,374 | $61.6K | 0.00% | +4,374 | New |
| Advisory Services Network, LLC | 4,428 | $62.4K | 0.00% | −378−7.9% | Reduced |
| Quantbot Technologies LP | 5,503 | $77.5K | 0.01% | +5,503 | New |
| Chilton Capital Management LLC | 6,600 | $93.0K | 0.01% | +6,600 | New |
| Montag A & Associates Inc | 7,129 | $101.4K | 0.01% | 00.0% | Unchanged |
| UBS Group AG | 9,520 | $134.1K | 0.00% | −3,642−27.7% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 10,625 | $149.7K | 0.00% | −1,755−14.2% | Reduced |
| Wells Fargo & Company | 11,164 | $157.3K | 0.00% | −401−3.5% | Reduced |
| Jump Financial, LLC | 12,045 | $169.7K | 0.01% | +12,045 | New |
| Trexquant Investment LP | 12,734 | $179.4K | 0.00% | +12,734 | New |
| LPL Financial LLC | 14,383 | $202.7K | 0.00% | +3,103+27.5% | Added |
| Susquehanna International Group, LLP | 16,422 | $231.4K | 0.00% | +16,422 | New |
| Great West Life Assurance Co | 16,473 | $232.0K | 0.00% | −3,782−18.7% | Reduced |
| Citadel Advisors LLC | 17,210 | $242.5K | 0.00% | +1,464+9.3% | Added |
| Cetera Advisors LLC | 18,009 | $253.7K | 0.00% | −465−2.5% | Reduced |
| Buckingham Strategic Partners | 19,802 | $279.0K | 0.02% | 00.0% | Unchanged |
| Virtus ETF Advisers LLC | 21,040 | $296.5K | 0.16% | −3,109−12.9% | Reduced |
| The PNC Financial Services Group, Inc. | 23,000 | $324.1K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 24,281 | $342.1K | 0.00% | +16,785+223.9% | Added |
| Sigma Planning Corp | 24,422 | $344.1K | 0.01% | +24,422 | New |
| Squarepoint Ops LLC | 25,503 | $359.3K | 0.00% | +25,503 | New |
| Royal Bank of Canada | 26,547 | $374.0K | 0.00% | +10,731+67.8% | Added |
| Rockefeller Capital Management L.P. | 28,381 | $399.0K | 0.00% | +1,503+5.6% | Added |
| Morgan Stanley | 28,450 | $400.9K | 0.00% | +7,287+34.4% | Added |
| LSV Asset Management | 38,000 | $535.0K | 0.00% | 00.0% | Unchanged |
| U.S. Capital Wealth Advisors, LLC | 41,800 | $589.0K | 0.03% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 43,711 | $611.5K | 0.10% | +11,087+34.0% | Added |
| Advisory Research Inc | 43,789 | $617.0K | 0.10% | −3,118−6.6% | Reduced |
| Janney Montgomery Scott LLC | 44,825 | $632.0K | 0.00% | 00.0% | Unchanged |
| Sumitomo Mitsui Trust Holdings, Inc. | 80,271 | $1.13M | 0.00% | 00.0% | Unchanged |
| Muzinich & Co., Inc. | 80,271 | $1.13M | 0.98% | 00.0% | Unchanged |
| Acadian Asset Management LLC | 88,244 | $1.24M | 0.01% | +34,259+63.5% | Added |
| BlackRock Inc. | 95,248 | $1.34M | 0.00% | −32,701−25.6% | Reduced |
| Gables Capital Management Inc. | 104,149 | $1.47M | 1.02% | −8,000−7.1% | Reduced |
| Millennium Management LLC | 107,081 | $1.51M | 0.00% | +107,081 | New |
| Condor Capital Management | 114,424 | $1.61M | 0.20% | +12,882+12.7% | Added |
| Legal & General Group Plc | 132,841 | $1.87M | 0.00% | +3,138+2.4% | Added |
| Two Sigma Investments, LP | 140,899 | $1.99M | 0.01% | +76,208+117.8% | Added |
| Two Sigma Advisers, LP | 142,000 | $2.00M | 0.01% | +70,000+97.2% | Added |
| Advisors Asset Management, Inc. | 159,368 | $2.25M | 0.05% | +10,626+7.1% | Added |
| Raymond James & Associates | 187,822 | $2.65M | 0.00% | +4,989+2.7% | Added |
| Cliffwater LLC | 267,152 | $3.76M | 1.20% | +5,199+2.0% | Added |
| Ares Management LLC | 0 | $0 | 0.00% | −345,536−100.0% | Sold out |
| Confluence Investment Management LLC | 0 | $0 | 0.00% | −212,318−100.0% | Sold out |
| Avantax Advisory Services, Inc. | 0 | $0 | 0.00% | −20,151−100.0% | Sold out |
| Merit Financial Group, LLC | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| PEAK6 Investments LLC | 0 | $0 | 0.00% | −7,112−100.0% | Sold out |
| Spire Wealth Management | 0 | $0 | 0.00% | −6,400−100.0% | Sold out |
| Capital Analysts, LLC | 0 | $0 | 0.00% | −1,400−100.0% | Sold out |
| US Bancorp | 0 | $0 | 0.00% | −700−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −2−100.0% | Sold out |