Stellus Capital Investment Corp
SCM- Exchange
- NYSE
- SEC CIK
- 0001551901
In the last 90 days, Stellus Capital Investment Corp insiders filed 1 open-market purchase and 0 sales; 59 institutions reported holding it in 13F filings for Q2 2026, worth $30.6M in total; no superinvestor holds it.
13F holders, Q4 2021
Institutional positions in Stellus Capital Investment Corp as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 49
- +4 vs. Q3 2021
- Shares held
- 3.34M
- +48.3K (+1.5%) vs. Q3 2021
- Total value
- $43.5M
- +$504.1K (+1.2%) vs. Q3 2021
- New holders
- 10
- 12 more added
- Sold out
- 6
- 12 more reduced
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SCM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 59 | $30.6M |
| Q1 2026 | 63 | $38.4M |
| Q4 2025 | 63 | $49.1M |
| Q3 2025 | 68 | $45.9M |
| Q2 2025 | 58 | $44.3M |
| Q1 2025 | 62 | $47.2M |
| Q4 2024 | 58 | $39.0M |
| Q3 2024 | 53 | $41.9M |
| Q2 2024 | 52 | $48.6M |
| Q1 2024 | 53 | $35.9M |
| Q4 2023 | 59 | $41.0M |
| Q3 2023 | 63 | $54.5M |
| Q2 2023 | 61 | $46.7M |
| Q1 2023 | 57 | $32.6M |
| Q4 2022 | 51 | $32.9M |
| Q3 2022 | 51 | $32.1M |
| Q2 2022 | 54 | $32.8M |
| Q1 2022 | 44 | $37.7M |
| Q4 2021 | 49 | $43.5M |
| Q3 2021 | 45 | $43.0M |
| Q2 2021 | 47 | $43.9M |
| Q1 2021 | 47 | $43.3M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Stellus Capital Investment Corp; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Bank of America Corp | 1 | $0 | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 21 | $0 | 0.00% | +21 | New |
| Tower Research Capital LLC (TRC) | 119 | $1.00K | 0.00% | +119 | New |
| Aquatic Capital Management LLC | 100 | $1.00K | 0.00% | +100 | New |
| Patriot Financial Group Insurance Agency, LLC | 225 | $3.00K | 0.00% | 00.0% | Unchanged |
| Valley National Advisers Inc | 300 | $4.00K | 0.00% | 00.0% | Unchanged |
| Parkside Financial Bank & Trust | 500 | $7.00K | 0.00% | +500 | New |
| US Bancorp | 700 | $9.00K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 1,092 | $14.0K | 0.00% | 00.0% | Unchanged |
| Sterling Investment Advisors, Ltd. | 1,200 | $16.0K | 0.00% | 00.0% | Unchanged |
| Capital Analysts, LLC | 1,400 | $18.0K | 0.00% | +1,400 | New |
| Earnest Partners LLC | 1,931 | $25.0K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 3,188 | $41.0K | 0.00% | 00.0% | Unchanged |
| Great West Life Assurance Co | 6,215 | $81.0K | 0.00% | −92−1.5% | Reduced |
| Montag A & Associates Inc | 7,129 | $93.0K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 8,625 | $112.0K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 9,915 | $129.0K | 0.00% | +1,915+23.9% | Added |
| Jump Financial, LLC | 10,100 | $132.0K | 0.01% | +10,100 | New |
| LPL Financial LLC | 12,600 | $164.0K | 0.00% | +831+7.1% | Added |
| Advisor Group Holdings, Inc. | 12,716 | $165.0K | 0.00% | −361−2.8% | Reduced |
| Royal Bank of Canada | 13,474 | $175.0K | 0.00% | +56+0.4% | Added |
| Stephens Inc | 14,275 | $186.0K | 0.00% | 00.0% | Unchanged |
| Morgan Stanley | 14,895 | $194.0K | 0.00% | −6,500−30.4% | Reduced |
| Sunbelt Securities, Inc. | 14,839 | $204.0K | 0.03% | +14,839 | New |
| Sanders Morris Harris LLC | 16,465 | $214.0K | 0.04% | 00.0% | Unchanged |
| Lido Advisors, LLC | 18,116 | $235.0K | 0.00% | +18,116 | New |
| Raymond James Financial Services Advisors, Inc. | 18,495 | $241.0K | 0.00% | −3,246−14.9% | Reduced |
| Eagle Global Advisors LLC | 18,550 | $242.0K | 0.02% | +7,540+68.5% | Added |
| The PNC Financial Services Group, Inc. | 23,000 | $299.0K | 0.00% | 00.0% | Unchanged |
| Trexquant Investment LP | 24,173 | $315.0K | 0.02% | +24,173 | New |
| LSV Asset Management | 38,000 | $495.0K | 0.00% | −3,300−8.0% | Reduced |
| Marshall Wace, LLP | 38,428 | $500.0K | 0.00% | +38,428 | New |
| U.S. Capital Wealth Advisors, LLC | 40,600 | $529.0K | 0.02% | +15,000+58.6% | Added |
| Virtus ETF Advisers LLC | 40,771 | $531.0K | 0.20% | −10,815−21.0% | Reduced |
| Advisory Research Inc | 48,801 | $635.0K | 0.05% | −7,929−14.0% | Reduced |
| Rockefeller Capital Management L.P. | 49,212 | $640.0K | 0.00% | +1,361+2.8% | Added |
| Acadian Asset Management LLC | 57,993 | $753.0K | 0.00% | +34,078+142.5% | Added |
| Two Sigma Investments, LP | 102,378 | $1.33M | 0.00% | +34,338+50.5% | Added |
| Two Sigma Advisers, LP | 103,200 | $1.34M | 0.00% | +39,200+61.3% | Added |
| Gables Capital Management Inc. | 112,649 | $1.47M | 0.87% | 00.0% | Unchanged |
| Legal & General Group Plc | 113,729 | $1.48M | 0.00% | −6,660−5.5% | Reduced |
| BlackRock Inc. | 135,956 | $1.77M | 0.00% | +3,046+2.3% | Added |
| Muzinich & Co., Inc. | 139,846 | $1.82M | 1.26% | −21,212−13.2% | Reduced |
| Sumitomo Mitsui Trust Holdings, Inc. | 139,846 | $1.82M | 0.00% | −21,212−13.2% | Reduced |
| Cliffwater LLC | 214,352 | $2.79M | 0.73% | −32,135−13.0% | Reduced |
| Raymond James & Associates | 231,246 | $3.01M | 0.00% | +23,924+11.5% | Added |
| Advisors Asset Management, Inc. | 282,109 | $3.67M | 0.05% | −11,228−3.8% | Reduced |
| Confluence Investment Management LLC | 350,420 | $4.56M | 0.06% | +1,975+0.6% | Added |
| Ares Management LLC | 849,378 | $11.1M | 0.31% | 00.0% | Unchanged |
| Arrowstreet Capital, Limited Partnership | 0 | $0 | 0.00% | −58,083−100.0% | Sold out |
| RMB Capital Management, LLC | 0 | $0 | 0.00% | −35,720−100.0% | Sold out |
| Evolution Wealth Advisors, LLC | 0 | $0 | 0.00% | −1,900−100.0% | Sold out |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −1,500−100.0% | Sold out |
| Northwestern Mutual Wealth Management Co | 0 | $0 | 0.00% | −822−100.0% | Sold out |
| Barclays PLC | 0 | $0 | 0.00% | −56−100.0% | Sold out |