Stellus Capital Investment Corp
SCM- Exchange
- NYSE
- SEC CIK
- 0001551901
In the last 90 days, Stellus Capital Investment Corp insiders filed 1 open-market purchase and 0 sales; 59 institutions reported holding it in 13F filings for Q2 2026, worth $30.6M in total; no superinvestor holds it.
13F holders, Q4 2025
Institutional positions in Stellus Capital Investment Corp as of Dec 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 63
- −5 vs. Q3 2025
- Shares held
- 3.87M
- +350.9K (+10.0%) vs. Q3 2025
- Total value
- $49.1M
- +$3.15M (+6.9%) vs. Q3 2025
- New holders
- 6
- 23 more added
- Sold out
- 11
- 17 more reduced
Compare with Q3 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SCM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 59 | $30.6M |
| Q1 2026 | 63 | $38.4M |
| Q4 2025 | 63 | $49.1M |
| Q3 2025 | 68 | $45.9M |
| Q2 2025 | 58 | $44.3M |
| Q1 2025 | 62 | $47.2M |
| Q4 2024 | 58 | $39.0M |
| Q3 2024 | 53 | $41.9M |
| Q2 2024 | 52 | $48.6M |
| Q1 2024 | 53 | $35.9M |
| Q4 2023 | 59 | $41.0M |
| Q3 2023 | 63 | $54.5M |
| Q2 2023 | 61 | $46.7M |
| Q1 2023 | 57 | $32.6M |
| Q4 2022 | 51 | $32.9M |
| Q3 2022 | 51 | $32.1M |
| Q2 2022 | 54 | $32.8M |
| Q1 2022 | 44 | $37.7M |
| Q4 2021 | 49 | $43.5M |
| Q3 2021 | 45 | $43.0M |
| Q2 2021 | 47 | $43.9M |
| Q1 2021 | 47 | $43.3M |
Institutions, Q4 2025
Shares, value and share of portfolio for each institution holding Stellus Capital Investment Corp; share changes are against Q3 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Danske Bank A/S | 4 | $51 | 0.00% | +2+100.0% | Added |
| Parallel Advisors, LLC | 8 | $101 | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 75 | $951 | 0.00% | −2,080−96.5% | Reduced |
| Ronald Blue Trust, Inc. | 125 | $1.58K | 0.00% | 00.0% | Unchanged |
| Valley National Advisers Inc | 200 | $2.00K | 0.00% | 00.0% | Unchanged |
| Smithfield Trust Co | 119 | $2.00K | 0.00% | +119 | New |
| Harbor Asset Planning, Inc. | 300 | $3.80K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 400 | $5.00K | 0.00% | 00.0% | Unchanged |
| Aventura Private Wealth, LLC | 472 | $5.99K | 0.00% | 00.0% | Unchanged |
| Jones Financial Companies LLLP | 500 | $6.34K | 0.00% | 00.0% | Unchanged |
| Key Financial Inc | 500 | $6.34K | 0.00% | 00.0% | Unchanged |
| Crewe Advisors LLC | 833 | $10.6K | 0.00% | +63+8.2% | Added |
| Group One Trading, L.P. | 902 | $11.4K | 0.00% | −3,293−78.5% | Reduced |
| Private Trust Co NA | 1,097 | $13.9K | 0.00% | 00.0% | Unchanged |
| State of Alaska, Department of Revenue | 1,166 | $14.0K | 0.00% | 00.0% | Unchanged |
| Assetmark, Inc | 1,200 | $15.2K | 0.00% | 00.0% | Unchanged |
| Garton & Associates Financial Advisors LLC | 1,670 | $21.2K | 0.01% | +1,670 | New |
| Laurel Wealth Advisors LLC | 2,083 | $26.4K | 0.00% | +2,083 | New |
| ORG Partners LLC | 2,110 | $26.8K | 0.00% | 00.0% | Unchanged |
| Keating Financial Advisory Services, Inc. | 2,970 | $37.7K | 0.01% | +2,970 | New |
| Rockefeller Capital Management L.P. | 3,130 | $39.7K | 0.00% | +99+3.3% | Added |
| Kestra Advisory Services, LLC | 4,851 | $61.5K | 0.00% | +4,851 | New |
| Chilton Capital Management LLC | 7,600 | $96.4K | 0.00% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 10,000 | $126.8K | 0.00% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 10,244 | $129.9K | 0.00% | −2,862−21.8% | Reduced |
| U.S. Capital Wealth Advisors, LLC | 11,033 | $139.9K | 0.00% | 00.0% | Unchanged |
| Aquatic Capital Management LLC | 11,889 | $150.8K | 0.00% | −6,279−34.6% | Reduced |
| The PNC Financial Services Group, Inc. | 13,000 | $164.8K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 13,381 | $169.7K | 0.00% | −99−0.7% | Reduced |
| Concurrent Investment Advisors, LLC | 15,459 | $196.0K | 0.00% | +2,470+19.0% | Added |
| Oppenheimer & Co Inc | 16,039 | $203.4K | 0.00% | −1,224−7.1% | Reduced |
| Simplex Trading, LLC | 17,222 | $218.4K | 0.01% | +5,887+51.9% | Added |
| Morgan Stanley | 17,996 | $228.2K | 0.00% | −7,767−30.1% | Reduced |
| BNP Paribas Arbitrage, SA | 18,362 | $232.8K | 0.00% | +15,069+457.6% | Added |
| Royal Bank of Canada | 20,117 | $255.0K | 0.00% | −3,092−13.3% | Reduced |
| Northern Trust Corp | 21,932 | $278.1K | 0.00% | −1,557−6.6% | Reduced |
| Citadel Advisors LLC | 23,841 | $302.3K | 0.00% | −26,140−52.3% | Reduced |
| TrueMark Investments, LLC | 24,827 | $314.8K | 0.06% | +24,827 | New |
| UBS Group AG | 25,297 | $320.8K | 0.00% | +10,479+70.7% | Added |
| Bank of America Corp | 27,982 | $354.8K | 0.00% | +26,632+1,972.7% | Added |
| Advisor Group Holdings, Inc. | 31,841 | $403.8K | 0.00% | −2,229−6.5% | Reduced |
| Brevan Howard Capital Management LP | 33,050 | $419.1K | 0.01% | +20,387+161.0% | Added |
| Jane Street Group, LLC | 34,929 | $442.9K | 0.00% | +9,896+39.5% | Added |
| Great West Life Assurance Co | 36,126 | $459.0K | 0.00% | +70+0.2% | Added |
| Trexquant Investment LP | 39,340 | $498.8K | 0.00% | −13,109−25.0% | Reduced |
| Virtus Investment Advisers, Inc. | 60,048 | $761.4K | 0.21% | +1,754+3.0% | Added |
| Gables Capital Management Inc. | 67,118 | $851.1K | 0.36% | −500−0.7% | Reduced |
| PFG Investments, LLC | 69,645 | $883.1K | 0.04% | +404+0.6% | Added |
| Inspire Advisors, LLC | 107,787 | $1.37M | 0.13% | +1,525+1.4% | Added |
| Icon Wealth Advisors, LLC | 135,467 | $1.72M | 0.11% | +139+0.1% | Added |
| Sunbelt Securities, Inc. | 154,573 | $1.96M | 0.13% | +8,440+5.8% | Added |
| Sumitomo Mitsui Trust Holdings, Inc. | 156,050 | $1.98M | 0.00% | 00.0% | Unchanged |
| Advisors Asset Management, Inc. | 183,055 | $2.32M | 0.04% | +38,733+26.8% | Added |
| BlackRock, Inc. | 195,545 | $2.48M | 0.00% | −6,916−3.4% | Reduced |
| Ethos Financial Group, LLC | 197,790 | $2.51M | 0.19% | −7,376−3.6% | Reduced |
| Legal & General Group Plc | 204,285 | $2.59M | 0.00% | +32,653+19.0% | Added |
| Condor Capital Management | 214,438 | $2.72M | 0.22% | +11,592+5.7% | Added |
| Raymond James Financial Inc | 226,165 | $2.87M | 0.00% | −5,075−2.2% | Reduced |
| Muzinich & Co., Inc. | 253,534 | $3.21M | 1.01% | +46,641+22.5% | Added |
| Two Sigma Advisers, LP | 265,200 | $3.36M | 0.01% | −20,572−7.2% | Reduced |
| CI Private Wealth, LLC | 281,166 | $3.57M | 0.00% | +7,066+2.6% | Added |
| Two Sigma Investments, LP | 284,104 | $3.60M | 0.01% | +58,840+26.1% | Added |
| LPL Financial LLC | 309,045 | $3.92M | 0.00% | +270,199+695.6% | Added |
| Janney Montgomery Scott LLC | 0 | $0 | 0.00% | −44,158−100.0% | Sold out |
| Gallagher Capital Advisors, LLC | 0 | $0 | 0.00% | −34,000−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −25,365−100.0% | Sold out |
| HighTower Advisors, LLC | 0 | $0 | 0.00% | −13,529−100.0% | Sold out |
| Quadrature Capital Ltd | 0 | $0 | 0.00% | −11,383−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −10,910−100.0% | Sold out |
| Ameritas Advisory Services, LLC | 0 | $0 | 0.00% | −2,438−100.0% | Sold out |
| Geneos Wealth Management Inc. | 0 | $0 | 0.00% | −1,798−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −663−100.0% | Sold out |
| Quantbot Technologies LP | 0 | $0 | 0.00% | −239−100.0% | Sold out |
| Roble, Belko & Company, Inc | 0 | $0 | 0.00% | −14−100.0% | Sold out |