Stellus Capital Investment Corp
SCM- Exchange
- NYSE
- SEC CIK
- 0001551901
In the last 90 days, Stellus Capital Investment Corp insiders filed 1 open-market purchase and 0 sales; 59 institutions reported holding it in 13F filings for Q2 2026, worth $30.6M in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in Stellus Capital Investment Corp as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 45
- −1 vs. Q2 2021
- Shares held
- 3.29M
- −161.0K (−4.7%) vs. Q2 2021
- Total value
- $43.0M
- −$552.0K (−1.3%) vs. Q2 2021
- New holders
- 6
- 11 more added
- Sold out
- 7
- 14 more reduced
1 institution that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SCM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 59 | $30.6M |
| Q1 2026 | 63 | $38.4M |
| Q4 2025 | 63 | $49.1M |
| Q3 2025 | 68 | $45.9M |
| Q2 2025 | 58 | $44.3M |
| Q1 2025 | 62 | $47.2M |
| Q4 2024 | 58 | $39.0M |
| Q3 2024 | 53 | $41.9M |
| Q2 2024 | 52 | $48.6M |
| Q1 2024 | 53 | $35.9M |
| Q4 2023 | 59 | $41.0M |
| Q3 2023 | 63 | $54.5M |
| Q2 2023 | 61 | $46.7M |
| Q1 2023 | 57 | $32.6M |
| Q4 2022 | 51 | $32.9M |
| Q3 2022 | 51 | $32.1M |
| Q2 2022 | 54 | $32.8M |
| Q1 2022 | 44 | $37.7M |
| Q4 2021 | 49 | $43.5M |
| Q3 2021 | 45 | $43.0M |
| Q2 2021 | 47 | $43.9M |
| Q1 2021 | 47 | $43.3M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Stellus Capital Investment Corp; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Bank of America Corp | 1 | $0 | 0.00% | +1 | New |
| Barclays PLC | 56 | $1.00K | 0.00% | 00.0% | Unchanged |
| Patriot Financial Group Insurance Agency, LLC | 225 | $3.00K | 0.00% | 00.0% | Unchanged |
| Valley National Advisers Inc | 300 | $4.00K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 700 | $9.00K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 822 | $11.0K | 0.00% | +822 | New |
| UBS Group AG | 1,092 | $14.0K | 0.00% | −18,524−94.4% | Reduced |
| Sterling Investment Advisors, Ltd. | 1,200 | $16.0K | 0.00% | 00.0% | Unchanged |
| FNY Investment Advisers, LLC | 1,500 | $19.0K | 0.01% | +1,500 | New |
| Earnest Partners LLC | 1,931 | $25.0K | 0.00% | 00.0% | Unchanged |
| Evolution Wealth Advisors, LLC | 1,900 | $25.0K | 0.01% | +1,900 | New |
| Geneos Wealth Management Inc. | 3,188 | $41.0K | 0.00% | 00.0% | Unchanged |
| Great West Life Assurance Co | 6,307 | $83.0K | 0.00% | +376+6.3% | Added |
| Montag A & Associates Inc | 7,129 | $93.0K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 8,000 | $104.0K | 0.00% | −300−3.6% | Reduced |
| Spire Wealth Management | 8,625 | $113.0K | 0.00% | +900+11.7% | Added |
| Eagle Global Advisors LLC | 11,010 | $144.0K | 0.01% | −19,200−63.6% | Reduced |
| LPL Financial LLC | 11,769 | $154.0K | 0.00% | −819−6.5% | Reduced |
| Advisor Group Holdings, Inc. | 13,077 | $170.0K | 0.00% | −1,565−10.7% | Reduced |
| Royal Bank of Canada | 13,418 | $175.0K | 0.00% | −11,929−47.1% | Reduced |
| Stephens Inc | 14,275 | $186.0K | 0.00% | 00.0% | Unchanged |
| Sanders Morris Harris LLC | 16,465 | $215.0K | 0.04% | 00.0% | Unchanged |
| Morgan Stanley | 21,395 | $279.0K | 0.00% | −6,300−22.7% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 21,741 | $284.0K | 0.00% | +1,270+6.2% | Added |
| The PNC Financial Services Group, Inc. | 23,000 | $300.0K | 0.00% | 00.0% | Unchanged |
| Acadian Asset Management LLC | 23,915 | $311.0K | 0.00% | −6,950−22.5% | Reduced |
| U.S. Capital Wealth Advisors, LLC | 25,600 | $334.0K | 0.01% | +25,600 | New |
| RMB Capital Management, LLC | 35,720 | $467.0K | 0.02% | +35,720 | New |
| LSV Asset Management | 41,300 | $539.0K | 0.00% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 47,851 | $624.0K | 0.00% | +1,021+2.2% | Added |
| Virtus ETF Advisers LLC | 51,586 | $674.0K | 0.30% | −873−1.7% | Reduced |
| Advisory Research Inc | 56,730 | $741.0K | 0.05% | −3,240−5.4% | Reduced |
| Arrowstreet Capital, Limited Partnership | 58,083 | $759.0K | 0.00% | −214,789−78.7% | Reduced |
| Two Sigma Advisers, LP | 64,000 | $836.0K | 0.00% | +18,900+41.9% | Added |
| Two Sigma Investments, LP | 68,040 | $889.0K | 0.00% | +5,243+8.3% | Added |
| Gables Capital Management Inc. | 112,649 | $1.47M | 0.96% | −1,550−1.4% | Reduced |
| Legal & General Group Plc | 120,389 | $1.57M | 0.00% | −4,832−3.9% | Reduced |
| BlackRock Inc. | 132,910 | $1.74M | 0.00% | +20,604+18.3% | Added |
| Sumitomo Mitsui Trust Holdings, Inc. | 161,058 | $2.10M | 0.00% | 00.0% | Unchanged |
| Muzinich & Co., Inc. | 161,058 | $2.10M | 1.40% | 00.0% | Unchanged |
| Raymond James & Associates | 207,322 | $2.71M | 0.00% | −2,833−1.3% | Reduced |
| Cliffwater LLC | 246,487 | $3.22M | 0.84% | +11,542+4.9% | Added |
| Advisors Asset Management, Inc. | 293,337 | $3.83M | 0.06% | +44,324+17.8% | Added |
| Confluence Investment Management LLC | 348,445 | $4.55M | 0.06% | +1,226+0.4% | Added |
| Ares Management LLC | 849,378 | $11.1M | 0.38% | +12,002+1.4% | Added |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −12,110−100.0% | Sold out |
| National Asset Management, Inc. | 0 | $0 | 0.00% | −11,833−100.0% | Sold out |
| Cambridge Investment Research Advisors, Inc. | 0 | $0 | 0.00% | −11,000−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −10,005−100.0% | Sold out |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −2,952−100.0% | Sold out |
| Credit Agricole S A | 0 | $0 | 0.00% | −2,000−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −324−100.0% | Sold out |
| Usca Ria LLC | – | – | – | – | Not filed |