Stellus Capital Investment Corp
SCM- Exchange
- NYSE
- SEC CIK
- 0001551901
In the last 90 days, Stellus Capital Investment Corp insiders filed 1 open-market purchase and 0 sales; 59 institutions reported holding it in 13F filings for Q2 2026, worth $30.6M in total; no superinvestor holds it.
13F holders, Q2 2023
Institutional positions in Stellus Capital Investment Corp as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 61
- +4 vs. Q1 2023
- Shares held
- 3.32M
- +1.00M (+43.4%) vs. Q1 2023
- Total value
- $46.7M
- +$14.1M (+43.3%) vs. Q1 2023
- New holders
- 9
- 22 more added
- Sold out
- 5
- 17 more reduced
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SCM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 59 | $30.6M |
| Q1 2026 | 63 | $38.4M |
| Q4 2025 | 63 | $49.1M |
| Q3 2025 | 68 | $45.9M |
| Q2 2025 | 58 | $44.3M |
| Q1 2025 | 62 | $47.2M |
| Q4 2024 | 58 | $39.0M |
| Q3 2024 | 53 | $41.9M |
| Q2 2024 | 52 | $48.6M |
| Q1 2024 | 53 | $35.9M |
| Q4 2023 | 59 | $41.0M |
| Q3 2023 | 63 | $54.5M |
| Q2 2023 | 61 | $46.7M |
| Q1 2023 | 57 | $32.6M |
| Q4 2022 | 51 | $32.9M |
| Q3 2022 | 51 | $32.1M |
| Q2 2022 | 54 | $32.8M |
| Q1 2022 | 44 | $37.7M |
| Q4 2021 | 49 | $43.5M |
| Q3 2021 | 45 | $43.0M |
| Q2 2021 | 47 | $43.9M |
| Q1 2021 | 47 | $43.3M |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Stellus Capital Investment Corp; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Citadel Advisors LLC | 20 | $281 | 0.00% | −17,190−99.9% | Reduced |
| Valley National Advisers Inc | 200 | $3.00K | 0.00% | 00.0% | Unchanged |
| Nomura Asset Management Co Ltd | 260 | $3.66K | 0.00% | +260 | New |
| Lindbrook Capital, LLC | 330 | $4.65K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 400 | $6.00K | 0.00% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 500 | $7.04K | 0.00% | 00.0% | Unchanged |
| Parkside Financial Bank & Trust | 500 | $7.04K | 0.00% | 00.0% | Unchanged |
| Key Financial Inc | 500 | $7.04K | 0.00% | 00.0% | Unchanged |
| 25 LLC | 874 | $12.6K | 0.01% | +16+1.9% | Added |
| Aquatic Capital Management LLC | 1,400 | $20.0K | 0.00% | +1,400 | New |
| Bank of America Corp | 1,620 | $22.8K | 0.00% | +1,590+5,300.0% | Added |
| Earnest Partners LLC | 1,931 | $27.2K | 0.00% | 00.0% | Unchanged |
| Lazard Asset Management LLC | 2,226 | $31.0K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 2,629 | $37.0K | 0.00% | +617+30.7% | Added |
| BNP Paribas Arbitrage, SA | 2,900 | $40.8K | 0.00% | −1,474−33.7% | Reduced |
| Quantbot Technologies LP | 5,186 | $73.0K | 0.00% | −317−5.8% | Reduced |
| Montag A & Associates Inc | 7,129 | $101.3K | 0.01% | 00.0% | Unchanged |
| UBS Group AG | 9,244 | $130.1K | 0.00% | −276−2.9% | Reduced |
| LPL Financial LLC | 10,620 | $149.4K | 0.00% | −3,763−26.2% | Reduced |
| Origin Asset Management LLP | 13,000 | $182.9K | 0.07% | +13,000 | New |
| Qube Research & Technologies Ltd | 14,034 | $197.5K | 0.00% | +14,034 | New |
| Cubist Systematic Strategies, LLC | 15,154 | $213.2K | 0.00% | +15,154 | New |
| Advisor Group Holdings, Inc. | 15,298 | $215.3K | 0.00% | −8,983−37.0% | Reduced |
| Susquehanna International Group, LLP | 15,835 | $222.8K | 0.00% | −587−3.6% | Reduced |
| Chilton Capital Management LLC | 17,020 | $239.5K | 0.01% | +10,420+157.9% | Added |
| Great West Life Assurance Co | 17,268 | $245.0K | 0.00% | +795+4.8% | Added |
| Virtus ETF Advisers LLC | 18,741 | $263.7K | 0.16% | −2,299−10.9% | Reduced |
| Cetera Advisors LLC | 19,004 | $267.4K | 0.00% | +995+5.5% | Added |
| Buckingham Strategic Partners | 19,802 | $278.6K | 0.02% | 00.0% | Unchanged |
| Jump Financial, LLC | 20,300 | $285.6K | 0.01% | +8,255+68.5% | Added |
| JPMorgan Chase & Co | 21,049 | $296.2K | 0.00% | +19,749+1,519.2% | Added |
| Trexquant Investment LP | 21,299 | $299.7K | 0.01% | +8,565+67.3% | Added |
| Royal Bank of Canada | 21,428 | $302.0K | 0.00% | −5,119−19.3% | Reduced |
| The PNC Financial Services Group, Inc. | 23,000 | $323.6K | 0.00% | 00.0% | Unchanged |
| Sigma Planning Corp | 29,428 | $414.1K | 0.01% | +5,006+20.5% | Added |
| LSV Asset Management | 30,700 | $432.0K | 0.00% | −7,300−19.2% | Reduced |
| Quadrature Capital Ltd | 32,823 | $462.3K | 0.01% | +32,823 | New |
| Rockefeller Capital Management L.P. | 33,236 | $467.6K | 0.00% | +4,855+17.1% | Added |
| Advisory Research Inc | 41,448 | $583.2K | 0.07% | −2,341−5.3% | Reduced |
| U.S. Capital Wealth Advisors, LLC | 41,800 | $588.1K | 0.03% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 43,844 | $616.9K | 0.09% | +133+0.3% | Added |
| Janney Montgomery Scott LLC | 44,825 | $631.0K | 0.00% | 00.0% | Unchanged |
| Morgan Stanley | 47,603 | $669.8K | 0.00% | +19,153+67.3% | Added |
| SG Americas Securities, LLC | 66,547 | $936.0K | 0.01% | +66,547 | New |
| Sumitomo Mitsui Trust Holdings, Inc. | 66,711 | $938.6K | 0.00% | −13,560−16.9% | Reduced |
| Muzinich & Co., Inc. | 66,711 | $938.6K | 0.83% | −13,560−16.9% | Reduced |
| National Bank of Canada | 70,496 | $1.01M | 0.00% | +70,496 | New |
| Wells Fargo & Company | 76,489 | $1.08M | 0.00% | +65,325+585.1% | Added |
| Squarepoint Ops LLC | 81,655 | $1.15M | 0.01% | +56,152+220.2% | Added |
| BlackRock Inc. | 90,373 | $1.27M | 0.00% | −4,875−5.1% | Reduced |
| Advisors Asset Management, Inc. | 100,793 | $1.42M | 0.03% | −58,575−36.8% | Reduced |
| Gables Capital Management Inc. | 103,149 | $1.45M | 0.95% | −1,000−1.0% | Reduced |
| Marshall Wace, LLP | 112,475 | $1.58M | 0.00% | +112,475 | New |
| Condor Capital Management | 124,683 | $1.75M | 0.21% | +10,259+9.0% | Added |
| Cliffwater LLC | 126,192 | $1.78M | 0.58% | −140,960−52.8% | Reduced |
| Legal & General Group Plc | 142,659 | $2.01M | 0.00% | +9,818+7.4% | Added |
| Raymond James & Associates | 196,864 | $2.77M | 0.00% | +9,042+4.8% | Added |
| Acadian Asset Management LLC | 225,652 | $3.17M | 0.01% | +137,408+155.7% | Added |
| Two Sigma Advisers, LP | 264,300 | $3.72M | 0.01% | +122,300+86.1% | Added |
| Two Sigma Investments, LP | 309,145 | $4.35M | 0.01% | +168,246+119.4% | Added |
| Millennium Management LLC | 424,555 | $5.97M | 0.01% | +317,474+296.5% | Added |
| Raymond James Financial Services Advisors, Inc. | 0 | $0 | 0.00% | −10,625−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −4,428−100.0% | Sold out |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −1,240−100.0% | Sold out |
| Cape Investment Advisory, Inc. | 0 | $0 | 0.00% | −300−100.0% | Sold out |
| TCI Wealth Advisors, Inc. | 0 | $0 | 0.00% | −200−100.0% | Sold out |