Stellus Capital Investment Corp
SCM- Exchange
- NYSE
- SEC CIK
- 0001551901
In the last 90 days, Stellus Capital Investment Corp insiders filed 1 open-market purchase and 0 sales; 59 institutions reported holding it in 13F filings for Q2 2026, worth $30.6M in total; no superinvestor holds it.
13F holders, Q1 2026
Institutional positions in Stellus Capital Investment Corp as of Mar 31, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 63
- +1 vs. Q4 2025
- Shares held
- 4.08M
- +215.5K (+5.6%) vs. Q4 2025
- Total value
- $38.4M
- −$10.7M (−21.8%) vs. Q4 2025
- New holders
- 17
- 18 more added
- Sold out
- 16
- 17 more reduced
1 institution that held it in Q4 2025 haven't filed for Q1 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SCM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 59 | $30.6M |
| Q1 2026 | 63 | $38.4M |
| Q4 2025 | 63 | $49.1M |
| Q3 2025 | 68 | $45.9M |
| Q2 2025 | 58 | $44.3M |
| Q1 2025 | 62 | $47.2M |
| Q4 2024 | 58 | $39.0M |
| Q3 2024 | 53 | $41.9M |
| Q2 2024 | 52 | $48.6M |
| Q1 2024 | 53 | $35.9M |
| Q4 2023 | 59 | $41.0M |
| Q3 2023 | 63 | $54.5M |
| Q2 2023 | 61 | $46.7M |
| Q1 2023 | 57 | $32.6M |
| Q4 2022 | 51 | $32.9M |
| Q3 2022 | 51 | $32.1M |
| Q2 2022 | 54 | $32.8M |
| Q1 2022 | 44 | $37.7M |
| Q4 2021 | 49 | $43.5M |
| Q3 2021 | 45 | $43.0M |
| Q2 2021 | 47 | $43.9M |
| Q1 2021 | 47 | $43.3M |
Institutions, Q1 2026
Shares, value and share of portfolio for each institution holding Stellus Capital Investment Corp; share changes are against Q4 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Allworth Financial LP | 4 | $39 | 0.00% | +4 | New |
| Danske Bank A/S | 6 | $55 | 0.00% | +2+50.0% | Added |
| Valley National Advisers Inc | 200 | $1.00K | 0.00% | 00.0% | Unchanged |
| Brown Brothers Harriman & Co | 223 | $2.05K | 0.00% | +223 | New |
| Advisory Services Network, LLC | 238 | $2.19K | 0.00% | +238 | New |
| CWM, LLC | 400 | $3.68K | 0.00% | 00.0% | Unchanged |
| Aventura Private Wealth, LLC | 472 | $4.35K | 0.00% | 00.0% | Unchanged |
| Jones Financial Companies LLLP | 500 | $4.41K | 0.00% | 00.0% | Unchanged |
| Key Financial Inc | 500 | $4.61K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 575 | $5.30K | 0.00% | +575 | New |
| Crewe Advisors LLC | 870 | $8.01K | 0.00% | +37+4.4% | Added |
| State of Alaska, Department of Revenue | 1,166 | $10.0K | 0.00% | 00.0% | Unchanged |
| Private Trust Co NA | 1,097 | $10.1K | 0.00% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 1,310 | $12.1K | 0.00% | −17,052−92.9% | Reduced |
| Rockefeller Capital Management L.P. | 3,234 | $29.8K | 0.00% | +104+3.3% | Added |
| Advisor Group Holdings, Inc. | 4,313 | $39.7K | 0.00% | −27,528−86.5% | Reduced |
| Aquatic Capital Management LLC | 6,456 | $59.5K | 0.00% | −5,433−45.7% | Reduced |
| Chilton Capital Management LLC | 7,600 | $70.0K | 0.00% | 00.0% | Unchanged |
| Doliver Advisors, LP | 10,000 | $92.1K | 0.02% | +10,000 | New |
| Significant Wealth Partners LLC | 10,017 | $92.3K | 0.11% | +10,017 | New |
| Northern Trust Corp | 10,173 | $93.7K | 0.00% | −11,759−53.6% | Reduced |
| U.S. Capital Wealth Advisors, LLC | 11,033 | $101.6K | 0.00% | 00.0% | Unchanged |
| Virtu Financial LLC | 12,091 | $111.0K | 0.00% | +12,091 | New |
| Brevan Howard Capital Management LP | 12,388 | $114.1K | 0.00% | −20,662−62.5% | Reduced |
| nVerses Capital, LLC | 12,933 | $119.1K | 0.11% | +12,933 | New |
| The PNC Financial Services Group, Inc. | 13,000 | $119.7K | 0.00% | 00.0% | Unchanged |
| Concurrent Investment Advisors, LLC | 13,111 | $120.8K | 0.00% | −2,348−15.2% | Reduced |
| Wells Fargo & Company | 15,195 | $140.0K | 0.00% | +1,814+13.6% | Added |
| Oppenheimer & Co Inc | 15,410 | $141.9K | 0.00% | −629−3.9% | Reduced |
| Campbell & CO Investment Adviser LLC | 15,761 | $145.2K | 0.01% | +15,761 | New |
| Qube Research & Technologies Ltd | 16,408 | $151.1K | 0.00% | +16,408 | New |
| XTX Topco Ltd | 17,092 | $157.4K | 0.00% | +17,092 | New |
| Royal Bank of Canada | 17,827 | $164.0K | 0.00% | −2,290−11.4% | Reduced |
| Jane Street Group, LLC | 19,940 | $183.6K | 0.00% | −14,989−42.9% | Reduced |
| IMC-Chicago, LLC | 21,284 | $196.0K | 0.00% | +21,284 | New |
| Oxford Asset Management LLP | 22,152 | $204.0K | 0.08% | +22,152 | New |
| Bank of America Corp | 25,811 | $237.7K | 0.00% | −2,171−7.8% | Reduced |
| Great West Life Assurance Co | 31,566 | $292.0K | 0.00% | −4,560−12.6% | Reduced |
| Gallagher Capital Advisors, LLC | 34,000 | $313.1K | 0.22% | +34,000 | New |
| Janney Montgomery Scott LLC | 43,333 | $399.0K | 0.00% | +43,333 | New |
| Virtus Investment Advisers, Inc. | 60,672 | $558.8K | 0.15% | +624+1.0% | Added |
| Citadel Advisors LLC | 62,354 | $574.3K | 0.00% | +38,513+161.5% | Added |
| Gables Capital Management Inc. | 66,867 | $615.8K | 0.26% | −251−0.4% | Reduced |
| Trexquant Investment LP | 68,320 | $629.2K | 0.00% | +28,980+73.7% | Added |
| PFG Investments, LLC | 74,661 | $687.6K | 0.03% | +5,016+7.2% | Added |
| UBS Group AG | 100,396 | $924.6K | 0.00% | +75,099+296.9% | Added |
| Inspire Advisors, LLC | 111,157 | $1.02M | 0.08% | +3,370+3.1% | Added |
| BlackRock, Inc. | 112,226 | $1.03M | 0.00% | −83,319−42.6% | Reduced |
| Millennium Management LLC | 116,667 | $1.07M | 0.00% | +116,667 | New |
| Icon Wealth Advisors, LLC | 135,269 | $1.29M | 0.08% | −198−0.1% | Reduced |
| Morgan Stanley | 147,755 | $1.36M | 0.00% | +129,759+721.0% | Added |
| Marshall Wace, LLP | 152,859 | $1.41M | 0.00% | +152,859 | New |
| Sumitomo Mitsui Trust Holdings, Inc. | 156,151 | $1.44M | 0.00% | +101+0.1% | Added |
| Advisors Asset Management, Inc. | 192,693 | $1.77M | 0.03% | +9,638+5.3% | Added |
| Two Sigma Investments, LP | 197,246 | $1.82M | 0.00% | −86,858−30.6% | Reduced |
| Sunbelt Securities, Inc. | 203,190 | $1.87M | 0.12% | +48,617+31.5% | Added |
| Condor Capital Management | 206,416 | $1.90M | 0.16% | −8,022−3.7% | Reduced |
| Legal & General Group Plc | 229,535 | $2.12M | 0.00% | +25,250+12.4% | Added |
| Raymond James Financial Inc | 237,599 | $2.19M | 0.00% | +11,434+5.1% | Added |
| Muzinich & Co., Inc. | 254,834 | $2.35M | 0.82% | +1,300+0.5% | Added |
| CI Private Wealth, LLC | 255,479 | $2.35M | 0.00% | −25,687−9.1% | Reduced |
| Ethos Financial Group, LLC | 197,790 | $2.51M | 0.18% | 00.0% | Unchanged |
| LPL Financial LLC | 314,792 | $2.90M | 0.00% | +5,747+1.9% | Added |
| Two Sigma Advisers, LP | 0 | $0 | 0.00% | −265,200−100.0% | Sold out |
| TrueMark Investments, LLC | 0 | $0 | 0.00% | −24,827−100.0% | Sold out |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −17,222−100.0% | Sold out |
| Farther Finance Advisors, LLC | 0 | $0 | 0.00% | −10,244−100.0% | Sold out |
| Private Advisor Group, LLC | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Kestra Advisory Services, LLC | 0 | $0 | 0.00% | −4,851−100.0% | Sold out |
| Keating Financial Advisory Services, Inc. | 0 | $0 | 0.00% | −2,970−100.0% | Sold out |
| Laurel Wealth Advisors LLC | 0 | $0 | 0.00% | −2,083−100.0% | Sold out |
| Garton & Associates Financial Advisors LLC | 0 | $0 | 0.00% | −1,670−100.0% | Sold out |
| Assetmark, Inc | 0 | $0 | 0.00% | −1,200−100.0% | Sold out |
| Group One Trading, L.P. | 0 | $0 | 0.00% | −902−100.0% | Sold out |
| Harbor Asset Planning, Inc. | 0 | $0 | 0.00% | −300−100.0% | Sold out |
| Smithfield Trust Co | 0 | $0 | 0.00% | −119−100.0% | Sold out |
| Ronald Blue Trust, Inc. | 0 | $0 | 0.00% | −125−100.0% | Sold out |
| JPMorgan Chase & Co | 0 | $0 | 0.00% | −75−100.0% | Sold out |
| Parallel Advisors, LLC | 0 | $0 | 0.00% | −8−100.0% | Sold out |
| ORG Partners LLC | – | – | – | – | Not filed |