Stellus Capital Investment Corp
SCM- Exchange
- NYSE
- SEC CIK
- 0001551901
In the last 90 days, Stellus Capital Investment Corp insiders filed 1 open-market purchase and 0 sales; 59 institutions reported holding it in 13F filings for Q2 2026, worth $30.6M in total; no superinvestor holds it.
13F holders, Q1 2024
Institutional positions in Stellus Capital Investment Corp as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 53
- −6 vs. Q4 2023
- Shares held
- 2.75M
- −445.8K (−14.0%) vs. Q4 2023
- Total value
- $35.9M
- −$5.11M (−12.5%) vs. Q4 2023
- New holders
- 8
- 15 more added
- Sold out
- 14
- 18 more reduced
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SCM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 59 | $30.6M |
| Q1 2026 | 63 | $38.4M |
| Q4 2025 | 63 | $49.1M |
| Q3 2025 | 68 | $45.9M |
| Q2 2025 | 58 | $44.3M |
| Q1 2025 | 62 | $47.2M |
| Q4 2024 | 58 | $39.0M |
| Q3 2024 | 53 | $41.9M |
| Q2 2024 | 52 | $48.6M |
| Q1 2024 | 53 | $35.9M |
| Q4 2023 | 59 | $41.0M |
| Q3 2023 | 63 | $54.5M |
| Q2 2023 | 61 | $46.7M |
| Q1 2023 | 57 | $32.6M |
| Q4 2022 | 51 | $32.9M |
| Q3 2022 | 51 | $32.1M |
| Q2 2022 | 54 | $32.8M |
| Q1 2022 | 44 | $37.7M |
| Q4 2021 | 49 | $43.5M |
| Q3 2021 | 45 | $43.0M |
| Q2 2021 | 47 | $43.9M |
| Q1 2021 | 47 | $43.3M |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Stellus Capital Investment Corp; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Bank of America Corp | 1 | $13 | 0.00% | 00.0% | Unchanged |
| Valley National Advisers Inc | 200 | $2.00K | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 330 | $4.32K | 0.00% | 00.0% | Unchanged |
| Cape Investment Advisory, Inc. | 347 | $4.54K | 0.00% | −1,002−74.3% | Reduced |
| CWM, LLC | 400 | $5.00K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 428 | $5.60K | 0.00% | +178+71.2% | Added |
| Parkside Financial Bank & Trust | 500 | $6.54K | 0.00% | 00.0% | Unchanged |
| Key Financial Inc | 500 | $6.54K | 0.00% | 00.0% | Unchanged |
| Old Point Trust & Financial Services N A | 500 | $6.54K | 0.00% | +500 | New |
| Northwestern Mutual Wealth Management Co | 500 | $6.54K | 0.00% | +500 | New |
| Simplex Trading, LLC | 762 | $9.00K | 0.00% | +762 | New |
| PSI Advisors, LLC | 1,200 | $15.7K | 0.01% | +725+152.6% | Added |
| Group One Trading, L.P. | 1,425 | $18.6K | 0.00% | +125+9.6% | Added |
| JPMorgan Chase & Co | 3,529 | $46.2K | 0.00% | −11,665−76.8% | Reduced |
| Chilton Capital Management LLC | 6,600 | $86.3K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 8,568 | $112.1K | 0.00% | +496+6.1% | Added |
| Advisor Group Holdings, Inc. | 8,694 | $113.7K | 0.00% | −11,402−56.7% | Reduced |
| Private Advisor Group, LLC | 10,000 | $130.8K | 0.00% | +10,000 | New |
| Virtu Financial LLC | 10,945 | $143.0K | 0.01% | +10,945 | New |
| Wells Fargo & Company | 11,805 | $154.4K | 0.00% | −8,478−41.8% | Reduced |
| Edge Financial Advisors LLC | 12,244 | $160.2K | 0.14% | +12,244 | New |
| The PNC Financial Services Group, Inc. | 13,000 | $170.0K | 0.00% | 00.0% | Unchanged |
| Oppenheimer & Co Inc | 13,738 | $179.7K | 0.00% | −759−5.2% | Reduced |
| Jump Financial, LLC | 17,400 | $227.6K | 0.01% | −2,200−11.2% | Reduced |
| Buckingham Strategic Partners | 19,802 | $259.0K | 0.01% | 00.0% | Unchanged |
| Great West Life Assurance Co | 20,395 | $267.0K | 0.00% | +827+4.2% | Added |
| LSV Asset Management | 20,500 | $268.0K | 0.00% | 00.0% | Unchanged |
| Trexquant Investment LP | 24,639 | $322.3K | 0.01% | −4,682−16.0% | Reduced |
| Royal Bank of Canada | 26,575 | $348.0K | 0.00% | −749−2.7% | Reduced |
| Qube Research & Technologies Ltd | 32,558 | $425.9K | 0.00% | −22,019−40.3% | Reduced |
| Quadrature Capital Ltd | 34,627 | $452.6K | 0.01% | −15,644−31.1% | Reduced |
| Sunbelt Securities, Inc. | 37,481 | $490.3K | 0.05% | −3,454−8.4% | Reduced |
| Janney Montgomery Scott LLC | 43,825 | $573.0K | 0.00% | −1,000−2.2% | Reduced |
| Virtus ETF Advisers LLC | 54,217 | $709.2K | 0.38% | +15,008+38.3% | Added |
| CI Private Wealth, LLC | 55,246 | $724.7K | 0.00% | +55,246 | New |
| Millennium Management LLC | 55,543 | $726.5K | 0.00% | −99,997−64.3% | Reduced |
| U.S. Capital Wealth Advisors, LLC | 56,500 | $739.0K | 0.03% | 00.0% | Unchanged |
| PFG Investments, LLC | 62,236 | $814.1K | 0.05% | +62,236 | New |
| Sumitomo Mitsui Trust Holdings, Inc. | 63,407 | $829.4K | 0.00% | −3,304−5.0% | Reduced |
| Muzinich & Co., Inc. | 69,069 | $887.5K | 0.77% | 00.0% | Unchanged |
| LPL Financial LLC | 76,769 | $1.00M | 0.00% | +62,757+447.9% | Added |
| BlackRock Inc. | 82,965 | $1.09M | 0.00% | +751+0.9% | Added |
| Cliffwater LLC | 99,960 | $1.30M | 0.35% | +2,771+2.9% | Added |
| Gables Capital Management Inc. | 101,099 | $1.32M | 0.73% | +1,765+1.8% | Added |
| Citadel Advisors LLC | 107,084 | $1.40M | 0.00% | +66,574+164.3% | Added |
| Icon Wealth Advisors, LLC | 131,442 | $1.72M | 0.16% | +389+0.3% | Added |
| Advisors Asset Management, Inc. | 137,872 | $1.80M | 0.03% | −1,283−0.9% | Reduced |
| Condor Capital Management | 183,093 | $2.39M | 0.23% | +21,221+13.1% | Added |
| Morgan Stanley | 192,576 | $2.52M | 0.00% | +9,229+5.0% | Added |
| Legal & General Group Plc | 194,394 | $2.54M | 0.00% | +19,484+11.1% | Added |
| Two Sigma Advisers, LP | 200,400 | $2.62M | 0.01% | −22,300−10.0% | Reduced |
| Raymond James & Associates | 217,674 | $2.85M | 0.00% | −12,155−5.3% | Reduced |
| Two Sigma Investments, LP | 222,215 | $2.91M | 0.01% | −60,455−21.4% | Reduced |
| Acadian Asset Management LLC | 0 | $0 | 0.00% | −263,074−100.0% | Sold out |
| Squarepoint Ops LLC | 0 | $0 | 0.00% | −102,964−100.0% | Sold out |
| Rockefeller Capital Management L.P. | 0 | $0 | 0.00% | −60,264−100.0% | Sold out |
| Sigma Planning Corp | 0 | $0 | 0.00% | −36,473−100.0% | Sold out |
| Schonfeld Strategic Advisors LLC | 0 | $0 | 0.00% | −14,100−100.0% | Sold out |
| Raymond James Financial Services Advisors, Inc. | 0 | $0 | 0.00% | −12,149−100.0% | Sold out |
| BNP Paribas Arbitrage, SA | 0 | $0 | 0.00% | −8,748−100.0% | Sold out |
| Montag A & Associates Inc | 0 | $0 | 0.00% | −7,129−100.0% | Sold out |
| Aquatic Capital Management LLC | 0 | $0 | 0.00% | −4,000−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −3,952−100.0% | Sold out |
| Quantbot Technologies LP | 0 | $0 | 0.00% | −3,259−100.0% | Sold out |
| EntryPoint Capital, LLC | 0 | $0 | 0.00% | −1,569−100.0% | Sold out |
| Nomura Asset Management Co Ltd | 0 | $0 | 0.00% | −260−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |