Saratoga Investment Corp.
SAR- Exchange
- NYSE
- SEC CIK
- 0001377936
No open-market purchases or sales by Saratoga Investment Corp. insiders were filed in the last 90 days; 58 institutions reported holding it in 13F filings for Q2 2026, worth $41.7M in total; no superinvestor holds it.
13F holders, Q3 2025
Institutional positions in Saratoga Investment Corp. as of Sep 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 71
- +7 vs. Q2 2025
- Shares held
- 2.26M
- −68.5K (−2.9%) vs. Q2 2025
- Total value
- $55.1M
- −$2.57M (−4.5%) vs. Q2 2025
- New holders
- 13
- 25 more added
- Sold out
- 6
- 15 more reduced
1 institution that held it in Q2 2025 haven't filed for Q3 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SAR on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 58 | $41.7M |
| Q1 2026 | 63 | $42.2M |
| Q4 2025 | 71 | $48.4M |
| Q3 2025 | 71 | $55.1M |
| Q2 2025 | 65 | $57.9M |
| Q1 2025 | 67 | $63.9M |
| Q4 2024 | 67 | $52.9M |
| Q3 2024 | 57 | $51.4M |
| Q2 2024 | 58 | $45.7M |
| Q1 2024 | 61 | $48.7M |
| Q4 2023 | 71 | $65.6M |
| Q3 2023 | 65 | $60.8M |
| Q2 2023 | 67 | $47.8M |
| Q1 2023 | 58 | $47.1M |
| Q4 2022 | 52 | $56.9M |
| Q3 2022 | 48 | $48.6M |
| Q2 2022 | 54 | $57.3M |
| Q1 2022 | 57 | $63.9M |
| Q4 2021 | 63 | $74.9M |
| Q3 2021 | 53 | $36.5M |
| Q2 2021 | 47 | $31.6M |
| Q1 2021 | 47 | $32.1M |
Institutions, Q3 2025
Shares, value and share of portfolio for each institution holding Saratoga Investment Corp.; share changes are against Q2 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 1 | $24 | 0.00% | −30−96.8% | Reduced |
| Hurley Capital, LLC | 14 | $341 | 0.00% | 00.0% | Unchanged |
| Ronald Blue Trust, Inc. | 20 | $488 | 0.00% | +20 | New |
| West Financial Advisors, LLC | 52 | $1.27K | 0.00% | +1+2.0% | Added |
| Hantz Financial Services, Inc. | 75 | $2.00K | 0.00% | +75 | New |
| MJT & Associates Financial Advisory Group, Inc. | 94 | $2.29K | 0.00% | 00.0% | Unchanged |
| Strategic Investment Solutions, Inc. | 100 | $2.44K | 0.00% | 00.0% | Unchanged |
| MAI Capital Management | 125 | $3.05K | 0.00% | 00.0% | Unchanged |
| Russell Investments Group, Ltd. | 160 | $3.90K | 0.00% | +160 | New |
| Harbor Asset Planning, Inc. | 261 | $6.37K | 0.01% | 00.0% | Unchanged |
| Eastern Bank | 400 | $9.76K | 0.00% | +400 | New |
| CIBC Private Wealth Group, LLC | 500 | $12.2K | 0.00% | −200−28.6% | Reduced |
| PFS Partners, LLC | 503 | $12.3K | 0.01% | 00.0% | Unchanged |
| State of Alaska, Department of Revenue | 630 | $15.0K | 0.00% | +630 | New |
| Evolution Wealth Management Inc. | 651 | $15.9K | 0.02% | +6+0.9% | Added |
| Bank of America Corp | 700 | $17.1K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 734 | $17.9K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 960 | $23.4K | 0.00% | −13,228−93.2% | Reduced |
| IFP Advisors, Inc | 1,000 | $24.4K | 0.00% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 1,006 | $24.5K | 0.00% | +1,006 | New |
| Promus Capital, LLC | 1,273 | $31.0K | 0.02% | 00.0% | Unchanged |
| Quantbot Technologies LP | 1,464 | $35.7K | 0.00% | +1,464 | New |
| Advisory Services Network, LLC | 1,841 | $44.9K | 0.00% | +1,841 | New |
| Bartlett & Co. Wealth Management LLC | 2,000 | $48.8K | 0.00% | 00.0% | Unchanged |
| Simplex Trading, LLC | 2,829 | $68.0K | 0.00% | +2,828+282,800.0% | Added |
| Harbour Investments, Inc. | 2,973 | $72.5K | 0.00% | +1,973+197.3% | Added |
| Register Financial Advisors LLC | 5,951 | $145.1K | 0.06% | +19+0.3% | Added |
| Advisor Group Holdings, Inc. | 6,616 | $167.9K | 0.00% | +360+5.8% | Added |
| JPMorgan Chase & Co | 7,125 | $173.8K | 0.00% | −188−2.6% | Reduced |
| Susquehanna International Group, LLP | 10,346 | $252.3K | 0.00% | +10,346 | New |
| Wedbush Securities Inc | 10,700 | $261.0K | 0.01% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 10,860 | $264.9K | 0.00% | +21+0.2% | Added |
| Davidson Trust Co | 11,000 | $268.3K | 0.11% | 00.0% | Unchanged |
| Aquatic Capital Management LLC | 12,729 | $310.5K | 0.01% | +12,470+4,814.7% | Added |
| VestGen Advisors, LLC | 12,759 | $311.2K | 0.01% | +12,759 | New |
| Sunbelt Securities, Inc. | 13,382 | $326.4K | 0.02% | +8,300+163.3% | Added |
| Bard Associates Inc | 14,256 | $347.7K | 0.09% | −1,589−10.0% | Reduced |
| Focus Financial Network, Inc. | 15,655 | $381.8K | 0.01% | +15,655 | New |
| Marshall Wace, LLP | 16,631 | $405.6K | 0.00% | +16,631 | New |
| Brevan Howard Capital Management LP | 17,675 | $431.1K | 0.01% | +17,675 | New |
| Kovitz Investment Group Partners, LLC | 17,813 | $434.5K | 0.00% | −32−0.2% | Reduced |
| Royal Bank of Canada | 18,966 | $463.0K | 0.00% | −3,331−14.9% | Reduced |
| Cetera Investment Advisers | 20,018 | $488.3K | 0.00% | +9,926+98.4% | Added |
| PFG Advisors | 21,917 | $534.6K | 0.02% | +60.0% | Added |
| Raymond James Financial Inc | 23,072 | $562.7K | 0.00% | −7,796−25.3% | Reduced |
| Commonwealth Equity Services, LLC | 25,198 | $615.0K | 0.00% | +911+3.8% | Added |
| Cambridge Investment Research Advisors, Inc. | 27,114 | $661.0K | 0.00% | +10,790+66.1% | Added |
| RMB Capital Management, LLC | 30,000 | $731.7K | 0.01% | 00.0% | Unchanged |
| D.A. Davidson & Co. | 31,452 | $767.1K | 0.00% | +343+1.1% | Added |
| JB Capital Partners LP | 33,847 | $807.9K | 0.14% | 00.0% | Unchanged |
| Virtus Investment Advisers, Inc. | 36,285 | $885.0K | 0.25% | −150.0% | Reduced |
| Redhawk Wealth Advisors, Inc. | 40,356 | $984.3K | 0.11% | +6,264+18.4% | Added |
| Next Level Private LLC | 43,527 | $1.06M | 0.31% | +4,373+11.2% | Added |
| Wealthcare Advisory Partners LLC | 44,680 | $1.09M | 0.02% | +4,754+11.9% | Added |
| Palogic Value Management, L.P. | 46,680 | $1.14M | 0.48% | 00.0% | Unchanged |
| BI Asset Management Fondsmaeglerselskab A/S | 50,232 | $1.23M | 0.01% | 00.0% | Unchanged |
| Trexquant Investment LP | 51,762 | $1.26M | 0.01% | +8,509+19.7% | Added |
| Ethos Financial Group, LLC | 53,833 | $1.31M | 0.10% | +5,237+10.8% | Added |
| International Assets Investment Management, LLC | 52,610 | $1.32M | 0.11% | 00.0% | Unchanged |
| Ameriprise Financial Inc | 71,549 | $1.75M | 0.00% | +4,650+7.0% | Added |
| Morgan Stanley | 77,033 | $1.88M | 0.00% | −880−1.1% | Reduced |
| Wells Fargo & Company | 84,099 | $2.05M | 0.00% | −16,821−16.7% | Reduced |
| Legal & General Group Plc | 93,529 | $2.28M | 0.00% | −1,421−1.5% | Reduced |
| BlackRock, Inc. | 98,866 | $2.41M | 0.00% | +29,268+42.1% | Added |
| Two Sigma Advisers, LP | 100,647 | $2.45M | 0.00% | −131,153−56.6% | Reduced |
| LPL Financial LLC | 108,729 | $2.65M | 0.00% | +12,045+12.5% | Added |
| Two Sigma Investments, LP | 115,035 | $2.81M | 0.00% | −60,805−34.6% | Reduced |
| Advisors Asset Management, Inc. | 115,641 | $2.82M | 0.05% | +10,356+9.8% | Added |
| Private Advisor Group, LLC | 158,286 | $3.86M | 0.02% | +7,006+4.6% | Added |
| Hennion & Walsh Asset Management, Inc. | 180,063 | $4.39M | 0.16% | −28,545−13.7% | Reduced |
| Lido Advisors, LLC | 197,873 | $4.83M | 0.02% | +11,620+6.2% | Added |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −14,328−100.0% | Sold out |
| Concurrent Investment Advisors, LLC | 0 | $0 | 0.00% | −9,768−100.0% | Sold out |
| Janney Montgomery Scott LLC | 0 | $0 | 0.00% | −8,077−100.0% | Sold out |
| Signaturefd, LLC | 0 | $0 | 0.00% | −439−100.0% | Sold out |
| GWM Advisors LLC | 0 | $0 | 0.00% | −358−100.0% | Sold out |
| Financial Management Professionals, Inc. | 0 | $0 | 0.00% | −181−100.0% | Sold out |
| Avantax Advisory Services, Inc. | – | – | – | – | Not filed |