Prospect Capital Corp
PSEC- Exchange
- Nasdaq
- SEC CIK
- 0001287032
In the last 90 days, Prospect Capital Corp insiders filed 1 open-market purchase and 0 sales; 204 institutions reported holding it in 13F filings for Q2 2026, worth $206.6M in total; no superinvestor holds it.
Other share classesPSEC.PA
13F holders, Q1 2025
Institutional positions in Prospect Capital Corp as of Mar 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 224
- −12 vs. Q4 2024
- Shares held
- 58.5M
- +13.7M (+30.6%) vs. Q4 2024
- Total value
- $239.8M
- +$46.4M (+24.0%) vs. Q4 2024
- New holders
- 28
- 98 more added
- Sold out
- 40
- 56 more reduced
3 institutions that held it in Q4 2024 haven't filed for Q1 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PSEC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 204 | $206.6M |
| Q1 2026 | 218 | $223.8M |
| Q4 2025 | 224 | $214.1M |
| Q3 2025 | 228 | $224.4M |
| Q2 2025 | 224 | $208.4M |
| Q1 2025 | 224 | $239.8M |
| Q4 2024 | 239 | $193.5M |
| Q3 2024 | 226 | $200.9M |
| Q2 2024 | 230 | $221.4M |
| Q1 2024 | 230 | $228.3M |
| Q4 2023 | 244 | $219.5M |
| Q3 2023 | 234 | $195.5M |
| Q2 2023 | 234 | $194.5M |
| Q1 2023 | 250 | $203.2M |
| Q4 2022 | 246 | $206.9M |
| Q3 2022 | 229 | $174.7M |
| Q2 2022 | 228 | $206.6M |
| Q1 2022 | 215 | $232.4M |
| Q4 2021 | 228 | $254.5M |
| Q3 2021 | 194 | $258.3M |
| Q2 2021 | 202 | $316.6M |
| Q1 2021 | 192 | $267.3M |
Institutions, Q1 2025
Shares, value and share of portfolio for each institution holding Prospect Capital Corp; share changes are against Q4 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Legacy Wealth Managment, LLC | 639 | $2.62K | 0.00% | 00.0% | Unchanged |
| LRI Investments, LLC | 638 | $2.62K | 0.00% | 00.0% | Unchanged |
| Cape Investment Advisory, Inc. | 559 | $2.29K | 0.00% | 00.0% | Unchanged |
| Quantbot Technologies LP | 527 | $2.16K | 0.00% | +527 | New |
| West Financial Advisors, LLC | 519 | $2.13K | 0.00% | +263+102.7% | Added |
| West Branch Capital LLC | 500 | $2.05K | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 430 | $1.76K | 0.00% | +364+551.5% | Added |
| Sound Income Strategies, LLC | 400 | $1.64K | 0.00% | +400 | New |
| EverSource Wealth Advisors, LLC | 222 | $910 | 0.00% | −183−45.2% | Reduced |
| Caitong International Asset Management Co., Ltd | 162 | $664 | 0.00% | +158+3,950.0% | Added |
| Principal Securities, Inc. | 151 | $651 | 0.00% | 00.0% | Unchanged |
| Heritage Wealth Advisors | 100 | $410 | 0.00% | 00.0% | Unchanged |
| GWM Advisors LLC | 60 | $246 | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 25 | $103 | 0.00% | 00.0% | Unchanged |
| Larson Financial Group LLC | 19 | $80 | 0.00% | −640−97.1% | Reduced |
| Frazier Financial Advisors, LLC | 16 | $67 | 0.00% | 00.0% | Unchanged |
| Millstone Evans Group, LLC | 14 | $57 | 0.00% | +1+7.7% | Added |
| Graney & King, LLC | 8 | $33 | 0.00% | +8 | New |
| ORG Partners LLC | 5 | $23 | 0.00% | 00.0% | Unchanged |
| Danske Bank A/S | 5 | $21 | 0.00% | −3−37.5% | Reduced |
| Point72 Asia (Singapore) Pte. Ltd. | 5 | $20 | 0.00% | +5 | New |
| Ronald Blue Trust, Inc. | 1 | $4 | 0.00% | −864−99.9% | Reduced |
| CIBC Private Wealth Group, LLC | 1 | $4 | 0.00% | +1 | New |
| Smithfield Trust Co | 47 | $0 | 0.00% | 00.0% | Unchanged |
| Virtus ETF Advisers LLC | 0 | $0 | 0.00% | −279,372−100.0% | Sold out |
| ExodusPoint Capital Management, LP | 0 | $0 | 0.00% | −183,854−100.0% | Sold out |
| XTX Topco Ltd | 0 | $0 | 0.00% | −172,329−100.0% | Sold out |
| D. E. Shaw & Co., Inc. | 0 | $0 | 0.00% | −136,238−100.0% | Sold out |
| CenterBook Partners LP | 0 | $0 | 0.00% | −102,651−100.0% | Sold out |
| Alpine Global Management, LLC | 0 | $0 | 0.00% | −80,300−100.0% | Sold out |
| Atria Wealth Solutions, Inc. | 0 | $0 | 0.00% | −63,477−100.0% | Sold out |
| Rockefeller Capital Management L.P. | 0 | $0 | 0.00% | −49,358−100.0% | Sold out |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −42,409−100.0% | Sold out |
| Centiva Capital, LP | 0 | $0 | 0.00% | −37,039−100.0% | Sold out |
| Bank of Montreal | 0 | $0 | 0.00% | −35,400−100.0% | Sold out |
| Brinker Capital Investments, LLC | 0 | $0 | 0.00% | −35,315−100.0% | Sold out |
| Orion Portfolio Solutions, LLC | 0 | $0 | 0.00% | −35,315−100.0% | Sold out |
| Family Wealth Group, LLC | 0 | $0 | 0.00% | −31,349−100.0% | Sold out |
| Prostatis Group LLC | 0 | $0 | 0.00% | −22,732−100.0% | Sold out |
| Sage Capital Management, LLC | 0 | $0 | 0.00% | −15,500−100.0% | Sold out |
| Independent Advisor Alliance | 0 | $0 | 0.00% | −14,420−100.0% | Sold out |
| PFG Advisors | 0 | $0 | 0.00% | −13,260−100.0% | Sold out |
| Detalus Advisors, LLC | 0 | $0 | 0.00% | −13,000−100.0% | Sold out |
| Envision Financial Planning, LLC | 0 | $0 | 0.00% | −12,999−100.0% | Sold out |
| TownSquare Capital, LLC | 0 | $0 | 0.00% | −12,097−100.0% | Sold out |
| Strategic Financial Concepts, LLC | 0 | $0 | 0.00% | −11,400−100.0% | Sold out |
| Wiley Bros.-Aintree Capital, LLC | 0 | $0 | 0.00% | −10,993−100.0% | Sold out |
| Jain Global LLC | 0 | $0 | 0.00% | −10,391−100.0% | Sold out |
| CI Private Wealth, LLC | 0 | $0 | 0.00% | −10,135−100.0% | Sold out |
| Wedbush Securities Inc | 0 | $0 | 0.00% | −10,019−100.0% | Sold out |
| New Wave Wealth Advisors LLC | 0 | $0 | 0.00% | −2,199−100.0% | Sold out |
| BankPlus Trust Department | 0 | $0 | 0.00% | −2,023−100.0% | Sold out |
| Coppell Advisory Solutions LLC | 0 | $0 | 0.00% | −1,856−100.0% | Sold out |
| Van Hulzen Asset Management, LLC | 0 | $0 | 0.00% | −1,807−100.0% | Sold out |
| Webster Bank, N. A. | 0 | $0 | 0.00% | −1,620−100.0% | Sold out |
| Bokf, NA | 0 | $0 | 0.00% | −1,222−100.0% | Sold out |
| Central Pacific Bank - Trust Division | 0 | $0 | 0.00% | −428−100.0% | Sold out |
| Quadrant Capital Group LLC | 0 | $0 | 0.00% | −366−100.0% | Sold out |
| Decker Retirement Planning Inc. | 0 | $0 | 0.00% | −350−100.0% | Sold out |
| Horizon Investments, LLC | 0 | $0 | 0.00% | −264−100.0% | Sold out |
| Peoples Financial Services Corp. | 0 | $0 | 0.00% | −205−100.0% | Sold out |
| Hexagon Capital Partners LLC | 0 | $0 | 0.00% | −99−100.0% | Sold out |
| Barclays PLC | 0 | $0 | 0.00% | −89−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −2−100.0% | Sold out |
| Global Retirement Partners, LLC | – | – | – | – | Not filed |
| Legacy Investment Solutions, LLC | – | – | – | – | Not filed |
| Hilltop National Bank | – | – | – | – | Not filed |