Prospect Capital Corp
PSEC- Exchange
- Nasdaq
- SEC CIK
- 0001287032
In the last 90 days, Prospect Capital Corp insiders filed 1 open-market purchase and 0 sales; 204 institutions reported holding it in 13F filings for Q2 2026, worth $206.6M in total; no superinvestor holds it.
Other share classesPSEC.PA
13F holders, Q2 2022
Institutional positions in Prospect Capital Corp as of Jun 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 228
- +15 vs. Q1 2022
- Shares held
- 29.6M
- +1.50M (+5.4%) vs. Q1 2022
- Total value
- $206.6M
- −$25.5M (−11.0%) vs. Q1 2022
- New holders
- 38
- 88 more added
- Sold out
- 23
- 46 more reduced
2 institutions that held it in Q1 2022 haven't filed for Q2 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PSEC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 204 | $206.6M |
| Q1 2026 | 218 | $223.8M |
| Q4 2025 | 224 | $214.1M |
| Q3 2025 | 228 | $224.4M |
| Q2 2025 | 224 | $208.4M |
| Q1 2025 | 224 | $239.8M |
| Q4 2024 | 239 | $193.5M |
| Q3 2024 | 226 | $200.9M |
| Q2 2024 | 230 | $221.4M |
| Q1 2024 | 230 | $228.3M |
| Q4 2023 | 244 | $219.5M |
| Q3 2023 | 234 | $195.5M |
| Q2 2023 | 234 | $194.5M |
| Q1 2023 | 250 | $203.2M |
| Q4 2022 | 246 | $206.9M |
| Q3 2022 | 229 | $174.7M |
| Q2 2022 | 228 | $206.6M |
| Q1 2022 | 215 | $232.4M |
| Q4 2021 | 228 | $254.5M |
| Q3 2021 | 194 | $258.3M |
| Q2 2021 | 202 | $316.6M |
| Q1 2021 | 192 | $267.3M |
Institutions, Q2 2022
Shares, value and share of portfolio for each institution holding Prospect Capital Corp; share changes are against Q1 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Marshall Wace, LLP | 27,401 | $192.0K | 0.00% | +27,401 | New |
| Independent Financial Group, LLC | 27,035 | $189.0K | 0.02% | +2,300+9.3% | Added |
| Kovack Advisors, Inc. | 26,579 | $186.0K | 0.02% | +26,579 | New |
| Cadence Bank NA | 26,201 | $183.0K | 0.06% | +646+2.5% | Added |
| Johnson Midwest Financial, LLC | 25,431 | $178.0K | 0.24% | +31+0.1% | Added |
| Strategies Wealth Advisors, LLC | 24,372 | $170.4K | 0.05% | +599+2.5% | Added |
| Geneos Wealth Management Inc. | 23,538 | $168.0K | 0.01% | +475+2.1% | Added |
| Selective Wealth Management, Inc. | 23,847 | $167.0K | 0.06% | +2,640+12.4% | Added |
| Kingsview Wealth Management, LLC | 22,948 | $160.0K | 0.01% | +7,926+52.8% | Added |
| Bank of New York Mellon Corp | 22,795 | $159.0K | 0.00% | −715−3.0% | Reduced |
| Stifel Financial Corp | 22,089 | $154.0K | 0.00% | +1,802+8.9% | Added |
| Wedbush Securities Inc | 21,864 | $153.0K | 0.01% | −3,180−12.7% | Reduced |
| Belpointe Asset Management LLC | 21,748 | $152.0K | 0.01% | −1,288−5.6% | Reduced |
| WMG Financial Advisors, LLC | 21,100 | $146.0K | 0.13% | 00.0% | Unchanged |
| J.W. Cole Advisors, Inc. | 20,693 | $145.0K | 0.01% | +421+2.1% | Added |
| Quantbot Technologies LP | 19,909 | $139.0K | 0.01% | −3,367−14.5% | Reduced |
| Gotham Asset Management, LLC | 19,922 | $139.0K | 0.00% | +1,794+9.9% | Added |
| Tower Research Capital LLC (TRC) | 19,809 | $138.0K | 0.00% | +18,098+1,057.7% | Added |
| Threadgill Financial, LLC | 19,500 | $136.0K | 0.11% | 00.0% | Unchanged |
| Regal Investment Advisors LLC | 19,348 | $135.0K | 0.01% | +3,274+20.4% | Added |
| CIBC Asset Management Inc | 18,817 | $132.0K | 0.00% | −1,377−6.8% | Reduced |
| Sunbelt Securities, Inc. | 18,837 | $132.0K | 0.03% | +6,120+48.1% | Added |
| KG&L Capital Management,LLC | 17,915 | $125.0K | 0.07% | +92+0.5% | Added |
| MML Investors Services, LLC | 17,347 | $121.0K | 0.00% | +46+0.3% | Added |
| Traynor Capital Management, Inc. | 17,252 | $120.0K | 0.02% | +2,118+14.0% | Added |
| Mercer Global Advisors Inc | 17,163 | $120.0K | 0.00% | +17,163 | New |
| Stephens Inc | 16,916 | $118.0K | 0.00% | 00.0% | Unchanged |
| Zimmermann Investment Management & Planning LLC | 16,634 | $116.0K | 0.08% | +239+1.5% | Added |
| Capital Advisors Wealth Management, LLC | 16,500 | $115.0K | 0.04% | −1,700−9.3% | Reduced |
| Oxford Financial Group Ltd | 16,300 | $114.0K | 0.02% | +16,300 | New |
| Advisory Alpha, LLC | 16,101 | $113.0K | 0.01% | +16,101 | New |
| First National Bank of Mount Dora, Trust Investment Services | 15,300 | $107.0K | 0.04% | 00.0% | Unchanged |
| Cherry Creek Investment Advisors, Inc. | 15,111 | $106.0K | 0.09% | +15,111 | New |
| IFG Advisory, LLC | 15,045 | $104.0K | 0.01% | +3,000+24.9% | Added |
| PFG Advisors | 14,591 | $102.0K | 0.01% | +53+0.4% | Added |
| Steward Partners Investment Advisory, LLC | 14,504 | $101.0K | 0.00% | +1,424+10.9% | Added |
| EMC Capital Management | 14,426 | $101.0K | 0.09% | +4,983+52.8% | Added |
| NinePointTwo Capital | 14,410 | $100.0K | 0.03% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 14,106 | $99.0K | 0.00% | +322+2.3% | Added |
| Integrated Advisors Network LLC | 14,181 | $99.0K | 0.01% | +14,181 | New |
| Inspire Advisors, LLC | 13,964 | $98.0K | 0.03% | +2,923+26.5% | Added |
| Rhumbline Advisers | 13,845 | $97.0K | 0.00% | +2,800+25.4% | Added |
| National Wealth Management Group, LLC | 13,369 | $93.4K | 0.12% | −15−0.1% | Reduced |
| Oppenheimer & Co Inc | 13,222 | $92.0K | 0.00% | 00.0% | Unchanged |
| Gerber Kawasaki Wealth & Investment Management | 13,075 | $91.0K | 0.01% | +13,075 | New |
| Federation des caisses Desjardins du Quebec | 12,500 | $87.4K | 0.00% | 00.0% | Unchanged |
| Highlander Capital Management, LLC | 12,500 | $87.0K | 0.05% | 00.0% | Unchanged |
| Ashton Thomas Private Wealth, LLC | 12,430 | $86.9K | 0.01% | +12,430 | New |
| Ferguson Shapiro LLC | 12,327 | $86.0K | 0.05% | 00.0% | Unchanged |
| State of Wyoming | 12,158 | $85.0K | 0.05% | −1,447−10.6% | Reduced |
| BBR Partners, LLC | 12,195 | $85.0K | 0.01% | 00.0% | Unchanged |
| LVW Advisors, LLC | 12,124 | $85.0K | 0.02% | 00.0% | Unchanged |
| Virtu Financial LLC | 12,134 | $85.0K | 0.01% | +12,134 | New |
| Jane Street Group, LLC | 11,944 | $83.0K | 0.00% | −33,357−73.6% | Reduced |
| Bank Hapoalim BM | 11,700 | $82.0K | 0.01% | 00.0% | Unchanged |
| SFI Advisors, LLC | 11,820 | $82.0K | 0.09% | 00.0% | Unchanged |
| Silverlake Wealth Management LLC | 11,526 | $80.6K | 0.05% | +97+0.8% | Added |
| Carmel Capital Partners, LLC | 11,400 | $80.0K | 0.07% | 00.0% | Unchanged |
| StoneX Group Inc. | 10,984 | $77.2K | 0.01% | +10,984 | New |
| Archer Investment Corp | 11,000 | $76.9K | 0.03% | +1,000+10.0% | Added |
| Lido Advisors, LLC | 10,527 | $73.0K | 0.00% | 00.0% | Unchanged |
| Texas Yale Capital Corp. | 10,500 | $73.0K | 0.00% | +10,500 | New |
| Commerce Bank | 10,325 | $72.0K | 0.00% | 00.0% | Unchanged |
| Shufro Rose & Co LLC | 10,000 | $70.0K | 0.01% | 00.0% | Unchanged |
| Running Point Capital Advisors, LLC | 10,000 | $70.0K | 0.04% | 00.0% | Unchanged |
| Two Sigma Securities, LLC | 10,048 | $70.0K | 0.01% | +10,048 | New |
| Detalus Advisors, LLC | 10,020 | $70.0K | 0.04% | +10,020 | New |
| Aquatic Capital Management LLC | 7,800 | $55.0K | 0.02% | +7,800 | New |
| Signaturefd, LLC | 7,683 | $54.0K | 0.00% | +6,599+608.8% | Added |
| Rockefeller Capital Management L.P. | 6,800 | $47.0K | 0.00% | 00.0% | Unchanged |
| AllSquare Wealth Management LLC | 6,000 | $42.0K | 0.03% | 00.0% | Unchanged |
| Asset Dedication, LLC | 5,880 | $41.0K | 0.01% | 00.0% | Unchanged |
| HHM Wealth Advisors, LLC | 5,372 | $38.0K | 0.01% | +5,372 | New |
| Advocacy Wealth Management Services, LLC | 5,100 | $36.0K | 0.01% | 00.0% | Unchanged |
| Private Trust Co NA | 5,014 | $35.0K | 0.01% | +5,014 | New |
| Larson Financial Group LLC | 4,916 | $34.0K | 0.01% | +4,916 | New |
| Banque Cantonale Vaudoise | 4,000 | $28.0K | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 3,929 | $27.0K | 0.00% | +490+14.2% | Added |
| TCI Wealth Advisors, Inc. | 3,400 | $24.0K | 0.00% | +79+2.4% | Added |
| Nomura Asset Management Co Ltd | 3,321 | $23.2K | 0.00% | +3,321 | New |
| IFP Advisors, Inc | 3,437 | $23.0K | 0.00% | 00.0% | Unchanged |
| Founders Capital Management | 3,000 | $21.0K | 0.02% | 00.0% | Unchanged |
| PrairieView Partners, LLC | 3,000 | $21.0K | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 2,882 | $20.0K | 0.00% | +111+4.0% | Added |
| CoreCap Advisors, LLC | 2,683 | $19.0K | 0.00% | +2,683 | New |
| Northwestern Mutual Wealth Management Co | 2,625 | $18.0K | 0.00% | −627−19.3% | Reduced |
| Webster Bank, N. A. | 2,620 | $18.0K | 0.00% | 00.0% | Unchanged |
| Financial Management Professionals, Inc. | 2,646 | $18.0K | 0.00% | 00.0% | Unchanged |
| First Horizon Advisors, Inc. | 2,250 | $16.0K | 0.00% | 00.0% | Unchanged |
| Core Wealth Advisors, Inc. | 2,108 | $15.0K | 0.01% | +52+2.5% | Added |
| Point72 Hong Kong Ltd | 2,135 | $15.0K | 0.00% | +2,135 | New |
| West Branch Capital LLC | 2,018 | $14.0K | 0.01% | 00.0% | Unchanged |
| Semmax Financial Advisors Inc. | 1,480 | $12.0K | 0.00% | 00.0% | Unchanged |
| Cypress Capital Management LLC (WY) | 1,516 | $11.0K | 0.01% | +35+2.4% | Added |
| Beacon Capital Management, LLC | 1,271 | $11.0K | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | 1,500 | $10.0K | 0.00% | 00.0% | Unchanged |
| Carmichael Hill & Associates, Inc. | 1,465 | $10.0K | 0.01% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 1,391 | $10.0K | 0.00% | +1,391 | New |
| Kistler-Tiffany Companies, LLC | 1,334 | $9.00K | 0.00% | 00.0% | Unchanged |
| PSI Advisors, LLC | 1,310 | $9.00K | 0.00% | +18+1.4% | Added |