Highland Opportunities & Income Fund
HFRO- Exchange
- NYSE
- SEC CIK
- 0001710680
No open-market purchases or sales by Highland Opportunities & Income Fund insiders were filed in the last 90 days; 91 institutions reported holding it in 13F filings for Q2 2026, worth $226.4M in total; no superinvestor holds it.
13F holders, Q4 2021
Institutional positions in Highland Opportunities & Income Fund as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 102
- +5 vs. Q3 2021
- Shares held
- 24.6M
- −2.58M (−9.5%) vs. Q3 2021
- Total value
- $270.6M
- −$22.5M (−7.7%) vs. Q3 2021
- New holders
- 22
- 29 more added
- Sold out
- 17
- 32 more reduced
2 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HFRO on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 91 | $226.4M |
| Q1 2026 | 95 | $173.2M |
| Q4 2025 | 105 | $177.4M |
| Q3 2025 | 94 | $177.0M |
| Q2 2025 | 92 | $138.2M |
| Q1 2025 | 96 | $131.1M |
| Q4 2024 | 111 | $146.5M |
| Q3 2024 | 101 | $178.9M |
| Q2 2024 | 101 | $191.5M |
| Q1 2024 | 107 | $202.6M |
| Q4 2023 | 104 | $198.8M |
| Q3 2023 | 105 | $198.7M |
| Q2 2023 | 97 | $216.8M |
| Q1 2023 | 100 | $216.6M |
| Q4 2022 | 102 | $252.4M |
| Q3 2022 | 94 | $226.5M |
| Q2 2022 | 101 | $270.4M |
| Q1 2022 | 97 | $280.5M |
| Q4 2021 | 102 | $270.6M |
| Q3 2021 | 99 | $293.5M |
| Q2 2021 | 98 | $264.1M |
| Q1 2021 | 95 | $282.4M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Highland Opportunities & Income Fund; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Thomas J. Herzfeld Advisors, Inc. | 2,725,128 | $29.9M | 10.87% | +189,209+7.5% | Added |
| Morgan Stanley | 4,381,429 | $48.2M | 0.01% | +95,591+2.2% | Added |
| Matisse Capital | 0 | $0 | 0.00% | −1,233,000−100.0% | Sold out |
| Nomura Holdings Inc | 0 | $0 | 0.00% | −620,000−100.0% | Sold out |
| Antara Capital LP | 0 | $0 | 0.00% | −575,378−100.0% | Sold out |
| Cowen and Company, LLC | 0 | $0 | 0.00% | −500,000−100.0% | Sold out |
| Beach Point Capital Management LP | 0 | $0 | 0.00% | −324,502−100.0% | Sold out |
| Barclays PLC | 0 | $0 | 0.00% | −53,624−100.0% | Sold out |
| Yakira Capital Management, Inc. | 0 | $0 | 0.00% | −64,884−100.0% | Sold out |
| Global Retirement Partners, LLC | 0 | $0 | 0.00% | −29,742−100.0% | Sold out |
| Mercer Global Advisors Inc | 0 | $0 | 0.00% | −14,695−100.0% | Sold out |
| Stifel Financial Corp | 0 | $0 | 0.00% | −12,936−100.0% | Sold out |
| Quinn Opportunity Partners LLC | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Citigroup Inc | 0 | $0 | 0.00% | −7,161−100.0% | Sold out |
| Atlas Private Wealth Advisors | 0 | $0 | 0.00% | −6,578−100.0% | Sold out |
| Carolinas Wealth Consulting LLC | 0 | $0 | 0.00% | −6,259−100.0% | Sold out |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −3,500−100.0% | Sold out |
| D'Orazio & Associates, Inc. | 0 | $0 | 0.00% | −1,851−100.0% | Sold out |
| Gerber Kawasaki Wealth & Investment Management | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| Mid Atlantic Financial Management Inc | – | – | – | – | Not filed |
| Wealth Quarterback LLC | – | – | – | – | Not filed |